Location: Scottsdale, AZ
CIK: 0001768195 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $408M (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| TLT | ISHARES TRUST 20 YR TR BD ETF | 342,895 | $56.57M | 13.9% | $164.97 | $135.98 | +21.3% | 20 YR TR BD ETF | 464287432 |
| QQQ | INVESCO QQQ TRUST UNIT SER 1 ETF | 246,096 | $46.86M | 11.5% | $190.40 | $186.16 | +2.3% | UNIT SER 1 ETF | 46090E103 |
| BIL | SPDR SERIES TRUST SPDR BLOOMBERG ETF | 418,641 | $38.36M | 9.4% | $91.63 | $91.53 | +0.1% | SPDR BLOOMBERG ETF | 78468R663 |
| SHY | ISHARES TRUST 1 3 YR TREAS BD ETF | 437,515 | $37.92M | 9.3% | $86.67 | $84.62 | +2.4% | 1 3 YR TREAS BD ETF | 464287457 |
| SPY | SPDR S&P500 ETF TRUST TR UNIT ETF | 144,242 | $37.18M | 9.1% | $257.75 | $286.89 | -10.2% | TR UNIT ETF | 78462F103 |
| VIG | VANGUARD DIV APP ETF | 284,951 | $29.46M | 7.2% | $103.39 | $112.78 | -8.3% | DIV APP ETF | 921908844 |
| IEFA | ISHARES TRUST CORE MSCI EAFE ETF | 257,416 | $12.84M | 3.1% | $49.89 | $60.72 | -17.8% | CORE MSCI EAFE ETF | 46432F842 |
| IEMG | ISHARES INC CORE MSCI EMKT ETF | 284,197 | $11.5M | 2.8% | $40.47 | $50.00 | -19.1% | CORE MSCI EMKT ETF | 46434G103 |
| — | PROSHARES TRUST SHORT QQQ NEW ETF | 354,623 | $9.011M | 2.2% | $25.41 | $25.41 | — | SHORT QQQ NEW ETF | 74347B714 |
| XLK | SELECT SECTOR SPDR TRUST TECHNOLOGY ETF | 99,264 | $7.978M | 2.0% | $80.37 * | $38.27 | +5.0% | TECHNOLOGY ETF | 81369Y803 |
| IVV | ISHARES TRUST CORE S&P500 ETF | 29,612 | $7.652M | 1.9% | $258.41 | $272.24 | -5.1% | CORE S&P500 ETF | 464287200 |
| EMB | ISHARES TRUST JPMORGAN USD EMG ETF | 67,295 | $6.506M | 1.6% | $96.68 | $111.38 | -13.2% | JPMORGAN USD EMG ETF | 464288281 |
| BNDX | VANGUARD INTL BD IDX ETF | 109,276 | $6.148M | 1.5% | $56.26 | $56.37 | -0.2% | INTL BD IDX ETF | 92203J407 |
| XLV | SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF | 69,252 | $6.134M | 1.5% | $88.58 | $90.63 | -2.3% | SBI HEALTHCARE ETF | 81369Y209 |
| IJR | ISHARES TRUST CORE S&P SCP ETF | 106,694 | $5.987M | 1.5% | $56.11 | $77.94 | -28.0% | CORE S&P SCP ETF | 464287804 |
| XLY | SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF | 51,293 | $5.031M | 1.2% | $98.08 * | $58.78 | -16.6% | SBI CONS DISCR ETF | 81369Y407 |
| LQD | ISHARES TRUST IBOXX INV CP ETF | 37,974 | $4.69M | 1.1% | $123.51 | $116.59 | +5.9% | IBOXX INV CP ETF | 464287242 |
| XLF | SELECT SECTOR SPDR TRUST SBI INT-FINL ETF | 219,713 | $4.574M | 1.1% | $20.82 | $27.39 | -24.0% | SBI INT-FINL ETF | 81369Y605 |
| XLP | SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF | 77,443 | $4.218M | 1.0% | $54.47 | $58.43 | -6.8% | SBI CONS STPLS ETF | 81369Y308 |
| MBB | ISHARES TRUST MBS ETF | 35,625 | $3.934M | 1.0% | $110.43 | $106.94 | +3.3% | MBS ETF | 464288588 |
| XLC | SELECT SECTOR SPDR TRUST COMMUNICATION ETF | 87,645 | $3.877M | 0.9% | $44.24 | $49.38 | -10.4% | COMMUNICATION ETF | 81369Y852 |
| AAPL | APPLE INC COM | 15,011 | $3.817M | 0.9% | $254.28 * | $45.78 | +34.3% | COM | 037833100 |
| IEF | ISHARES TRUST BARCLAYS 7 10 YR ETF | 31,182 | $3.788M | 0.9% | $121.48 | $108.62 | +11.8% | BARCLAYS 7 10 YR ETF | 464287440 |
| GOVT | ISHARES TRUST US TREAS BD ETF | 133,992 | $3.753M | 0.9% | $28.01 | $25.42 | +10.2% | US TREAS BD ETF | 46429B267 |
| ITOT | ISHARES TRUST CORE S&P TTL STK ETF | 57,183 | $3.271M | 0.8% | $57.20 | $62.02 | -7.8% | CORE S&P TTL STK ETF | 464287150 |
| ESGU | ISHARES TRUST ESG MSCI USA ETF | 43,842 | $2.52M | 0.6% | $57.48 | $68.06 | -15.5% | ESG MSCI USA ETF | 46435G425 |
| UUP | INVESCO DB US DLR INDEX TR BULLISH FD ETF | 92,077 | $2.47M | 0.6% | $26.83 | $26.61 | +0.8% | BULLISH FD ETF | 46141D203 |
| FLOT | ISHARES TRUST FLTG RATE NT ETF | 49,002 | $2.388M | 0.6% | $48.73 | $50.64 | -3.8% | FLTG RATE NT ETF | 46429B655 |
| XLI | SELECT SECTOR SPDR TRUST SBI INT-INDS ETF | 40,445 | $2.387M | 0.6% | $59.02 | $75.67 | -22.0% | SBI INT-INDS ETF | 81369Y704 |
| QUAL | ISHARES TRUST USA QUALITY FCTR ETF | 27,913 | $2.262M | 0.6% | $81.04 | $96.31 | -15.9% | USA QUALITY FCTR ETF | 46432F339 |
| NEAR | ISHARES US ETF TRUST SHT MAT BD ETF | 35,282 | $1.711M | 0.4% | $48.49 | $49.96 | -2.9% | SHT MAT BD ETF | 46431W507 |
| USMV | ISHARES TRUST MSCI MIN VOL ETF | 30,542 | $1.65M | 0.4% | $54.02 | $57.51 | -6.1% | MSCI MIN VOL ETF | 46429B697 |
| SCHO | SCHWAB STRATEGIC TR SHT TM US TRES ETF | 27,955 | $1.446M | 0.4% | $51.73 * | $25.15 | +2.8% | SHT TM US TRES ETF | 808524862 |
| IGIB | ISHARES TRUST INTRM TR CRP ETF | 26,114 | $1.434M | 0.4% | $54.91 | $54.17 | +1.4% | INTRM TR CRP ETF | 464288638 |
| — | BARCLAYS BANK PLC IPATH SER B S&P GSCI CRUDE | 345,350 | $1.426M | 0.3% | $4.13 | $4.89 | — | IPATH SER B S&P GSCI CRUDE | 06745R693 |
| ESGE | ISHARES INC ESG MSCI EM ETF | 51,853 | $1.419M | 0.3% | $27.37 | $33.02 | -17.1% | ESG MSCI EM ETF | 46434G863 |
| SCHE | SCHWAB STRATEGIC TR EMRG MKTEQ ETF | 66,762 | $1.381M | 0.3% | $20.69 | $26.01 | -20.5% | EMRG MKTEQ ETF | 808524706 |
| GLD | SPDR GOLD TRUST GOLD SHS ETF | 8,950 | $1.325M | 0.3% | $148.04 | $139.30 | +6.3% | GOLD SHS ETF | 78463V107 |
| SCHD | SCHWAB STRATEGIC TR US DIVIDEND EQ ETF | 29,286 | $1.317M | 0.3% | $44.97 * | $17.71 | -15.3% | US DIVIDEND EQ ETF | 808524797 |
| SCHX | SCHWAB STRATEGIC TR US LRG CAP ETF | 19,778 | $1.211M | 0.3% | $61.23 * | $11.65 | -12.4% | US LRG CAP ETF | 808524201 |
| IXN | ISHARES TRUST GLOBAL TECH ETF | 6,641 | $1.211M | 0.3% | $182.35 * | $26.34 | +15.4% | GLOBAL TECH ETF | 464287291 |
| MINT | PIMCO ETF TRUST ENHAN SHRT MA AC ETF | 11,539 | $1.142M | 0.3% | $98.97 | $101.35 | -2.3% | ENHAN SHRT MA AC ETF | 72201R833 |
| AFL | AFLAC INC COM | 31,674 | $1.085M | 0.3% | $34.26 * | $39.05 | -23.6% | COM | 001055102 |
| MSFT | MICROSOFT CORP COM | 6,700 | $1.057M | 0.3% | $157.76 * | $103.79 | +44.7% | COM | 594918104 |
| XLU | SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF | 17,652 | $978K | 0.2% | $55.40 * | $29.72 | -6.8% | SBI INT-UTILS ETF | 81369Y886 |
| SHYG | ISHARES TRUST 0-5YR HI YL CP ETF | 22,260 | $910K | 0.2% | $40.88 | $44.81 | -8.8% | 0-5YR HI YL CP ETF | 46434V407 |
| XLB | SELECT SECTOR SPDR TRUST SBI MATERIALS ETF | 18,249 | $822K | 0.2% | $45.04 * | $28.14 | -20.0% | SBI MATERIALS ETF | 81369Y100 |
| SIZE | ISHARES TRUST USA SIZE FACTOR ETF | 10,120 | $722K | 0.2% | $71.34 | $93.46 | -23.6% | USA SIZE FACTOR ETF | 46432F370 |
| VPU | VANGUARD UTILITIES ETF | 5,820 | $710K | 0.2% | $121.99 | $129.18 | -5.6% | UTILITIES ETF | 92204A876 |
| DFEB | FIRST TR EXCHANGE TRADED FD VI US EQUITY DEEP BUFFER ETF | 23,254 | $640K | 0.2% | $27.52 | $28.15 | -2.2% | US EQUITY DEEP BUFFER ETF | 33740F771 |
| XLRE | SELECT SECTOR SPDR TRUST RL EST SEL SEC ETF | 20,654 | $640K | 0.2% | $30.99 | $37.44 | -17.2% | RL EST SEL SEC ETF | 81369Y860 |
| DIS | WALT DISNEY COMPANY (THE) COM | 6,046 | $584K | 0.1% | $96.59 * | $121.15 | -22.1% | COM | 254687106 |
| POWA | INVESCO EXCHANGE TRADED SELF I DEFENSIVE EQTY ETF | 11,143 | $499K | 0.1% | $44.78 | $47.40 | -5.6% | DEFENSIVE EQTY ETF | 46138J775 |
| PUI | INVESCO DWA UTILITIES | 16,508 | $476K | 0.1% | $28.83 | $29.52 | -2.3% | DWA UTILS MUMT | 46137V795 |
| COST | COSTCO WHOLESALE CORP COM | 1,666 | $475K | 0.1% | $285.11 * | $201.98 | +29.3% | COM | 22160K105 |
| VZ | VERIZON COMMUNICATIONS COM | 8,198 | $440K | 0.1% | $53.67 * | $39.66 | -2.8% | COM | 92343V104 |
| VUG | VANGUARD GROWTH ETF | 2,611 | $409K | 0.1% | $156.64 * | $29.95 | -12.8% | GROWTH ETF | 922908736 |
| — | FLAHERTY & CRUMRINE/CLAYMORE P COM | 23,749 | $397K | 0.1% | $16.72 | $20.29 | — | COM | 338478100 |
| — | PIMCO INCOME OPPORTUNITY FUND COM | 18,753 | $379K | 0.1% | $20.21 | $26.99 | — | COM | 72202B100 |
| — | VAPOTHERM INC COM | 20,000 | $377K | 0.1% | $18.85 | $12.15 | — | COM | 922107107 |
| — | JOHN HANCOCK PFD INCOME FUND I COM | 27,146 | $371K | 0.1% | $13.67 | $19.53 | — | COM | 41021P103 |
| — | PIMCO FUNDS COM | 27,525 | $367K | 0.1% | $13.33 | $17.60 | — | COM | 72200U100 |
| HD | HOME DEPOT INC COM | 1,934 | $361K | 0.1% | $186.66 * | $150.56 | +8.0% | COM | 437076102 |
| GBDC | GOLUB CAPITAL BDC INC COM | 28,096 | $353K | 0.1% | $12.56 * | $9.40 | -25.6% | COM | 38173M102 |
| T | AT&T INC COM | 11,684 | $341K | 0.1% | $29.19 * | $15.02 | -2.4% | COM | 00206R102 |
| XOM | EXXON MOBIL CORPORATION COM | 8,791 | $334K | 0.1% | $37.99 * | $52.20 | -44.2% | COM | 30231G102 |
| JPM | JP MORGAN CHASE & CO COM | 3,663 | $330K | 0.1% | $90.09 * | $88.19 | -12.9% | COM | 46625H100 |
| SCHG | SCHWAB STRATEGIC TR US LCAP GR ETF | 4,073 | $324K | 0.1% | $79.55 * | $9.31 | +6.9% | US LCAP GR ETF | 808524300 |
| ARCC | ARES CAPITAL CORP COM | 28,007 | $302K | 0.1% | $10.78 * | $9.64 | -35.0% | COM | 04010L103 |
| FTCS | FIRST TRUST EXCHANGE-TRADED FU CAP STRENGTH ETF | 5,981 | $297K | 0.1% | $49.66 | $52.32 | -5.0% | CAP STRENGTH ETF | 33733E104 |
| XLE | SELECT SECTOR SPDR TRUST ENERGY ETF | 10,032 | $292K | 0.1% | $29.11 * | $31.28 | -53.5% | ENERGY ETF | 81369Y506 |
| — | NEUBERGER BERMAN INC COM | 95,282 | $286K | 0.1% | $3.00 | $5.31 | — | COM | 64190A103 |
| — | INVESCO EXCHANGE TRADED SELF I BULSHS 2021 CB ETF | 13,170 | $276K | 0.1% | $20.96 | $20.96 | — | BULSHS 2021 CB ETF | 46138J700 |
| — | INVESCO EXCHANGE TRADED SELF I BULSHS 2020 CB ETF | 13,065 | $274K | 0.1% | $20.97 | $20.97 | — | BULSHS 2020 CB ETF | 46138J502 |
| NMFC | NEW MOUNTAIN FINANCE CORP COM | 39,058 | $266K | 0.1% | $6.81 * | $6.74 | -46.3% | COM | 647551100 |
| MAIN | MAIN STREET CAP CORP COM | 12,881 | $264K | 0.1% | $20.50 | $40.72 | -49.6% | COM | 56035L104 |
| BRK/B | BERKSHIRE HATHAWAY INC COM CL B | 1,382 | $253K | 0.1% | $183.07 | $208.47 | -12.3% | COM CL B | 084670702 |
| FMBL | FARMERS & MERCHANTS BANK (CA) COM | 42 | $252K | 0.1% | $6000.00 * | $7222.24 | -26.0% | COM | 308243104 |
| MCD | MCDONALD'S CORPORATION COM | 1,511 | $250K | 0.1% | $165.45 * | $151.10 | -4.2% | COM | 580135101 |
| AMGN | AMGEN INC COM | 1,180 | $239K | 0.1% | $202.54 * | $152.90 | +11.0% | COM | 031162100 |
| SPLV | INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF | 4,785 | $225K | 0.1% | $47.02 | $50.11 | -6.4% | S&P500 LOW VOL ETF | 46138E354 |
| SLV | ISHARES SILVER TRUST ISHARES ETF | 14,343 | $187K | 0.0% | $13.04 | $15.90 | -17.9% | ISHARES ETF | 46428Q109 |
| GBTC | GRAYSCALE BITCOIN TRUST BTC COM | 19,350 | $138K | 0.0% | $7.13 * | $8.79 | -26.8% | COM | 389637109 |
| — | GENERAL ELECTRIC CO COM | 16,265 | $129K | 0.0% | $7.93 | $8.06 | — | COM | 369604103 |
| — | OXFORD LANE CAPITAL CORP COM | 19,275 | $80,000 | 0.0% | $4.15 | $10.06 | — | COM | 691543102 |
| EMX | EMX ROYALTY CORPORATION COM | 20,000 | $27,000 | 0.0% | $1.35 | $1.65 | — | COM | 26873J107 |
| LMRXF | LARAMIDE RESOURCES COM | 60,000 | $9,000 | 0.0% | $0.15 | $0.16 | -10.7% | COM | 51669T101 |
| — | EVRIM RESOURCES CORP COM | 10,000 | $2,000 | 0.0% | $0.20 | $0.30 | — | COM | 30051B100 |