CIK: 0001535610 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value ($000): $240,635 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SECTOR HEALTHCARE | 5,853 | $51,846 | 21.5% | — | — | Put | 81369Y959 |
| — | SPDR S&P 500 ETF TR | 1,500 | $38,663 | 16.1% | — | — | Put | 78462F953 |
| — | ISHARES RUSSELL 2000 | 2,058 | $23,556 | 9.8% | — | — | Put | 464287955 |
| — | SPDR GOLD TRUST | 1,396 | $20,668 | 8.6% | — | — | Put | 78463V957 |
| — | SPDR GOLD TRUST | 974 | $14,420 | 6.0% | — | — | Call | 78463V907 |
| — | SPDR SERIES TRUST | 1,769 | $13,699 | 5.7% | — | — | Put | 78464A950 |
| — | SECTOR HEALTHCARE | 1,000 | $8,858 | 3.7% | — | — | Call | 81369Y909 |
| — | SPDR S&P 500 ETF TR | 334 | $8,609 | 3.6% | — | — | Call | 78462F903 |
| — | ISHARES NASDAQ BIOTECH | 642 | $6,917 | 2.9% | — | — | Put | 464287956 |
| — | ISHARES RUSSELL 2000 | 385 | $4,407 | 1.8% | — | — | Call | 464287905 |
| XLV | SECTOR HEALTHCARE | 34,410 | $3,048 | 1.3% | $88.58 | — | ETF | 81369Y209 |
| — | GILEAD SCIENCES INC | 2,166 | $2,764 | 1.1% | — | — | Call | 375558903 |
| GLD | SPDR GOLD TRUST | 17,934 | $2,655 | 1.1% | $142.90 | — | SHS | 78463V107 |
| — | CEL-SCI CORP | 2,252 | $2,599 | 1.1% | — | — | Put | 150837957 |
| — | AVEO PHARMACEUTICALS INC | 10,248 | $2,410 | 1.0% | — | — | Put | 053588957 |
| — | NOVAN INC | 4,438,159 | $2,108 | 0.9% | $0.47 | — | COM | 66988N106 |
| ENLV | ENLIVEX THERAPEUTICS LTD | 445,673 | $2,086 | 0.9% | $7.36 | 0.0% | COM | M4130Y106 |
| — | ISHARES NASDAQ BIOTECH | 189 | $2,036 | 0.8% | — | — | Call | 464287906 |
| — | OUTLOOK THERAPEUTICS INC | 3,232,342 | $1,943 | 0.8% | $0.60 | — | COM | 69012T206 |
| — | BRAINSTORM CELL INC | 4,041 | $1,875 | 0.8% | — | — | Put | 10501E951 |
| — | AVEO PHARMACEUTICALS INC | 4,229 | $1,531 | 0.6% | — | — | Call | 053588907 |
| — | ODONATE THERAPEUTICS INC | 48,988 | $1,353 | 0.6% | $25.00 | — | COM | 676079106 |
| — | FIBROGEN INC | 361 | $1,254 | 0.5% | — | — | Put | 31572Q958 |
| — | ODONATE THERAPEUTICS INC | 445 | $1,229 | 0.5% | — | — | Put | 676079956 |
| — | TRILLIUM THERAPEUTICS | 287,906 | $1,163 | 0.5% | $4.04 | — | COM | 89620X506 |
| — | BARCLAYS IPATH | 250 | $1,156 | 0.5% | — | — | Call | 06745R903 |
| — | PAVMED INC | 1,035,396 | $962 | 0.4% | $0.33 | — | *W | 70387R122 |
| — | BAUDAX BIO INC | 373,977 | $927 | 0.4% | $2.48 | — | COM | 07160F107 |
| — | TETRAPHASE | 667,000 | $854 | 0.4% | $1.28 | — | COM | 88165N204 |
| — | CITIUS PHARMACEUTICALS | 1,354,275 | $813 | 0.3% | $0.60 | — | COM | 17322U207 |
| — | PLURISTEM THERAPEUTICS | 2,093 | $768 | 0.3% | — | — | Put | 72940R950 |
| GNCAQ | GENOCEA BIOSCIENCES INC | 440,274 | $757 | 0.3% | $4.89 | -58.7% | COM | 372427401 |
| — | PLURISTEM THERAPEUTICS | 192,049 | $705 | 0.3% | $3.71 | — | COM | 72940R300 |
| — | BIO PATH HLDGS INC | 154,290 | $694 | 0.3% | $7.29 | — | COM | 09057N300 |
| IWM | ISHARES RUSSELL 2000 | 5,900 | $675 | 0.3% | $114.41 | — | ETF | 464287655 |
| — | CEL-SCI CORP | 55,035 | $635 | 0.3% | $11.54 | — | COM | 150837607 |
| — | TRANSENTERIX INC | 1,760,262 | $619 | 0.3% | $0.35 | — | COM | 89366M300 |
| AUPH | AURINIA PHARMACEUTICALS | 42,500 | $617 | 0.3% | $17.64 | 0.0% | COM | 05156V102 |
| — | AMARIN CORP PLC | 150,000 | $600 | 0.2% | $6.75 | — | ADR | 023111206 |
| — | ORAMED PHARMS INC | 1,809 | $550 | 0.2% | — | — | Put | 68403P953 |
| SRNE | SORRENTO THERAPEUTICS | 287,386 | $529 | 0.2% | $2.83 | +1.7% | COM | 83587F202 |
| — | PHIO PHARMACEUTICALS | 255,194 | $452 | 0.2% | $1.77 | — | COM | 71880W303 |
| — | AURINIA PHARMACEUTICALS | 309 | $448 | 0.2% | — | — | Call | 05156V902 |
| — | AVEO PHARMACEUTICALS INC | 112,155 | $406 | 0.2% | $3.62 | — | COM | 053588307 |
| — | TRILLIUM THERAPEUTICS | 1,000 | $404 | 0.2% | — | — | Call | 89620X906 |
| — | POLARITYTE INC | 349,358 | $377 | 0.2% | $1.08 | — | COM | 731094108 |
| — | PHASEBIO PHARMACEUTICALS | 107,577 | $356 | 0.1% | $9.28 | — | COM | 717224109 |
| — | SORRENTO THERAPEUTICS | 1,569 | $289 | 0.1% | — | — | Put | 83587F952 |
| — | COCRYSTAL PHARMA INC | 392,206 | $278 | 0.1% | $0.71 | — | COM | 19188J300 |
| — | ASTROTECH CORP NEW | 99,667 | $259 | 0.1% | $2.60 | — | COM | 046484200 |
| — | SEELOS THERAPEUTICS INC | 508,000 | $249 | 0.1% | $0.49 | — | COM | 81577F109 |
| — | HELIUS MEDICAL | 746,316 | $246 | 0.1% | $0.33 | — | COM | 42328V504 |
| — | PARETEUM CORP | 572,271 | $236 | 0.1% | $0.41 | — | COM | 69946T207 |
| — | AVINGER INC | 568,400 | $236 | 0.1% | $0.42 | — | COM | 053734604 |
| — | NABRIVA THERAPEUTICS PLC | 367,613 | $211 | 0.1% | $1.32 | — | SHS | G63637105 |
| — | GENOCEA BIOSCIENCES INC | 1,201 | $207 | 0.1% | — | — | Call | 372427901 |
| MYO | MYOMO INC | 51,588 | $184 | 0.1% | $7.41 | 0.0% | COM | 62857J201 |
| — | TRILLIUM THERAPEUTICS | 451 | $182 | 0.1% | — | — | Put | 89620X956 |
| — | ALTIMMUNE INC | 534 | $171 | 0.1% | — | — | Put | 02155H950 |
| — | HEPION PHARMACEUTICALS | 72,575 | $128 | 0.1% | $1.76 | — | COM | 426897104 |
| — | OBALON THERAPEUTICS INC | 172,389 | $124 | 0.1% | $1.94 | — | COM | 67424L209 |
| — | ACTINIUM PHARMACEUTICALS | 621,840 | $121 | 0.1% | $0.25 | — | COM | 00507W107 |
| — | AKERS BIOSCIENCES INC | 55,400 | $118 | 0.0% | $2.69 | — | COM | 00973E409 |
| — | ZOSANO PHARMA CORP | 203,536 | $114 | 0.0% | $0.56 | — | COM | 98979H202 |
| — | GENPREX INC | 441 | $107 | 0.0% | — | — | Put | 372446954 |
| — | APPLIED DNA SCIENCES INC | 26,397 | $106 | 0.0% | $4.02 | — | COM | 03815U300 |
| — | REWALK ROBOTICS LTD | 229,699 | $99 | 0.0% | $2.27 | — | COM | M8216Q200 |
| — | NEUROMETRIX INC | 82,250 | $93 | 0.0% | $3.60 | — | COM | 641255807 |
| — | BELLICUM PHARMACEUTICALS | 18,927 | $89 | 0.0% | $4.70 | — | COM | 079481404 |
| — | ENERGY FOCUS INC | 267,298 | $88 | 0.0% | $0.33 | — | COM | 29268T300 |
| — | BENITEC BIOPHARMA LTD | 21,592 | $85 | 0.0% | $5.10 | — | ADS | 082053406 |
| — | SENECA BIOPHARMA INC | 115,311 | $76 | 0.0% | $0.99 | — | COM | 81689B103 |
| — | AMARIN CORP PLC | 188 | $75 | 0.0% | — | — | Call | 023111906 |
| BLIN | BRIDGELINE DIGITAL INC | 110,000 | $73 | 0.0% | $5.77 | -78.2% | COM | 10807Q700 |
| — | AURIS MEDICAL HOLDING | 89,451 | $72 | 0.0% | $2.73 | — | COM | G07025201 |
| — | INVIVO THERAPEUTICS | 32,660 | $55 | 0.0% | $1.68 | — | COM | 46186M506 |
| — | SEANERGY MARITIME | 897,499 | $45 | 0.0% | $0.20 | — | *W | Y73760152 |
| — | XENETIC BIOSCIENCES INC | 60,523 | $45 | 0.0% | $1.20 | — | COM | 984015503 |
| — | ADAMIS PHARMACEUTICALS | 88,210 | $32 | 0.0% | $0.36 | — | COM | 00547W208 |
| — | ACELRX PHARMS INC | 220 | $26 | 0.0% | — | — | Put | 00444T950 |
| — | SYNTHETIC BIOLOGICS INC | 76,896 | $25 | 0.0% | $0.56 | — | COM | 87164U201 |
| — | MEDIGUS LTD | 1,007,444 | $22 | 0.0% | $0.72 | — | *W | 58471G128 |
| — | PARETEUM CORP | 572 | $21 | 0.0% | — | — | Put | 69946T957 |
| — | TENAX THERAPEUTICS INC | 32,842 | $19 | 0.0% | $1.41 | — | COM | 88032L209 |
| RBZHF | REEBONZ HOLDING LTD | 25,000 | $10 | 0.0% | $1.20 | -22.2% | COM | G7457R122 |
| — | INSPIREMD INC | 11,036 | $7 | 0.0% | $1.40 | — | COM | 45779A853 |
| — | SINTX TECHNOLOGIES INC | 18,272 | $7 | 0.0% | $0.38 | — | COM | 829392307 |
| — | INTEC PHARMA LTD | 175 | $3 | 0.0% | — | — | Call | M53644906 |
| — | CANNABICS | 7,286 | $1 | 0.0% | $0.14 | — | COM | 13764M100 |