Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $241M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SECTOR HEALTHCARE | 5,853 | $51.85M | 21.5% | $8858.02 | — | — | Put | 81369Y959 |
| — | SPDR S&P 500 ETF TR | 1,500 | $38.66M | 16.1% | $25775.33 | — | — | Put | 78462F953 |
| — | ISHARES RUSSELL 2000 | 2,058 | $23.56M | 9.8% | $11446.06 | — | — | Put | 464287955 |
| — | SPDR GOLD TRUST | 1,396 | $20.67M | 8.6% | $14805.16 | — | — | Put | 78463V957 |
| — | SPDR GOLD TRUST | 974 | $14.42M | 6.0% | $14804.93 | — | — | Call | 78463V907 |
| — | SPDR SERIES TRUST | 1,769 | $13.7M | 5.7% | $7743.92 | — | — | Put | 78464A950 |
| — | SECTOR HEALTHCARE | 1,000 | $8.858M | 3.7% | $8858.00 | — | — | Call | 81369Y909 |
| — | SPDR S&P 500 ETF TR | 334 | $8.609M | 3.6% | $25775.45 | — | — | Call | 78462F903 |
| — | ISHARES NASDAQ BIOTECH | 642 | $6.917M | 2.9% | $10774.14 | — | — | Put | 464287956 |
| — | ISHARES RUSSELL 2000 | 385 | $4.407M | 1.8% | $11446.75 | — | — | Call | 464287905 |
| XLV | SECTOR HEALTHCARE | 34,410 | $3.048M | 1.3% | $88.58 | $88.58 | — | ETF | 81369Y209 |
| — | GILEAD SCIENCES INC | 2,166 | $2.764M | 1.1% | $1276.08 | — | — | Call | 375558903 |
| GLD | SPDR GOLD TRUST | 17,934 | $2.655M | 1.1% | $148.04 | $142.90 | — | SHS | 78463V107 |
| — | CEL-SCI CORP | 2,252 | $2.599M | 1.1% | $1154.09 | — | — | Put | 150837957 |
| — | AVEO PHARMACEUTICALS INC | 10,248 | $2.41M | 1.0% | $235.17 | — | — | Put | 053588957 |
| — | NOVAN INC | 4,438,159 | $2.108M | 0.9% | $0.47 | $0.47 | — | COM | 66988N106 |
| ENLV | ENLIVEX THERAPEUTICS LTD | 445,673 | $2.086M | 0.9% | $4.68 * | $7.36 | 0.0% | COM | M4130Y106 |
| — | ISHARES NASDAQ BIOTECH | 189 | $2.036M | 0.8% | $10772.49 | — | — | Call | 464287906 |
| — | OUTLOOK THERAPEUTICS INC | 3,232,342 | $1.943M | 0.8% | $0.60 | $0.60 | — | COM | 69012T206 |
| — | BRAINSTORM CELL INC | 4,041 | $1.875M | 0.8% | $463.99 | — | — | Put | 10501E951 |
| — | AVEO PHARMACEUTICALS INC | 4,229 | $1.531M | 0.6% | $362.02 | — | — | Call | 053588907 |
| — | ODONATE THERAPEUTICS INC | 48,988 | $1.353M | 0.6% | $27.62 | $25.00 | — | COM | 676079106 |
| — | FIBROGEN INC | 361 | $1.254M | 0.5% | $3473.68 | — | — | Put | 31572Q958 |
| — | ODONATE THERAPEUTICS INC | 445 | $1.229M | 0.5% | $2761.80 | — | — | Put | 676079956 |
| — | TRILLIUM THERAPEUTICS | 287,906 | $1.163M | 0.5% | $4.04 | $4.04 | — | COM | 89620X506 |
| — | BARCLAYS IPATH | 250 | $1.156M | 0.5% | $4624.00 | — | — | Call | 06745R903 |
| — | PAVMED INC | 1,035,396 | $962K | 0.4% | $0.93 | $0.33 | — | *W | 70387R122 |
| — | BAUDAX BIO INC | 373,977 | $927K | 0.4% | $2.48 | $2.48 | — | COM | 07160F107 |
| — | TETRAPHASE | 667,000 | $854K | 0.4% | $1.28 | $1.28 | — | COM | 88165N204 |
| — | CITIUS PHARMACEUTICALS | 1,354,275 | $813K | 0.3% | $0.60 | $0.60 | — | COM | 17322U207 |
| — | PLURISTEM THERAPEUTICS | 2,093 | $768K | 0.3% | $366.94 | — | — | Put | 72940R950 |
| GNCAQ | GENOCEA BIOSCIENCES INC | 440,274 | $757K | 0.3% | $1.72 * | $4.89 | -58.7% | COM | 372427401 |
| — | PLURISTEM THERAPEUTICS | 192,049 | $705K | 0.3% | $3.67 | $3.71 | — | COM | 72940R300 |
| — | BIO PATH HLDGS INC | 154,290 | $694K | 0.3% | $4.50 | $7.29 | — | COM | 09057N300 |
| IWM | ISHARES RUSSELL 2000 | 5,900 | $675K | 0.3% | $114.41 | $114.41 | — | ETF | 464287655 |
| — | CEL-SCI CORP | 55,035 | $635K | 0.3% | $11.54 | $11.54 | — | COM | 150837607 |
| — | TRANSENTERIX INC | 1,760,262 | $619K | 0.3% | $0.35 | $0.35 | — | COM | 89366M300 |
| AUPH | AURINIA PHARMACEUTICALS | 42,500 | $617K | 0.3% | $14.52 * | $17.64 | 0.0% | COM | 05156V102 |
| — | AMARIN CORP PLC | 150,000 | $600K | 0.2% | $4.00 | $6.75 | — | ADR | 023111206 |
| — | ORAMED PHARMS INC | 1,809 | $550K | 0.2% | $304.04 | — | — | Put | 68403P953 |
| SRNE | SORRENTO THERAPEUTICS | 287,386 | $529K | 0.2% | $1.84 * | $2.83 | +1.7% | COM | 83587F202 |
| — | PHIO PHARMACEUTICALS | 255,194 | $452K | 0.2% | $1.77 | $1.77 | — | COM | 71880W303 |
| — | AURINIA PHARMACEUTICALS | 309 | $448K | 0.2% | $1449.84 | — | — | Call | 05156V902 |
| — | AVEO PHARMACEUTICALS INC | 112,155 | $406K | 0.2% | $3.62 | $3.62 | — | COM | 053588307 |
| — | TRILLIUM THERAPEUTICS | 1,000 | $404K | 0.2% | $404.00 | — | — | Call | 89620X906 |
| — | POLARITYTE INC | 349,358 | $377K | 0.2% | $1.08 | $1.08 | — | COM | 731094108 |
| — | PHASEBIO PHARMACEUTICALS | 107,577 | $356K | 0.1% | $3.31 | $9.28 | — | COM | 717224109 |
| — | SORRENTO THERAPEUTICS | 1,569 | $289K | 0.1% | $184.19 | — | — | Put | 83587F952 |
| — | COCRYSTAL PHARMA INC | 392,206 | $278K | 0.1% | $0.71 | $0.71 | — | COM | 19188J300 |
| — | ASTROTECH CORP NEW | 99,667 | $259K | 0.1% | $2.60 | $2.60 | — | COM | 046484200 |
| — | SEELOS THERAPEUTICS INC | 508,000 | $249K | 0.1% | $0.49 | $0.49 | — | COM | 81577F109 |
| — | HELIUS MEDICAL | 746,316 | $246K | 0.1% | $0.33 | $0.33 | — | COM | 42328V504 |
| — | PARETEUM CORP | 572,271 | $236K | 0.1% | $0.41 | $0.41 | — | COM | 69946T207 |
| — | AVINGER INC | 568,400 | $236K | 0.1% | $0.42 | $0.42 | — | COM | 053734604 |
| — | NABRIVA THERAPEUTICS PLC | 367,613 | $211K | 0.1% | $0.57 | $1.32 | — | SHS | G63637105 |
| — | GENOCEA BIOSCIENCES INC | 1,201 | $207K | 0.1% | $172.36 | — | — | Call | 372427901 |
| MYO | MYOMO INC | 51,588 | $184K | 0.1% | $3.57 * | $7.41 | 0.0% | COM | 62857J201 |
| — | TRILLIUM THERAPEUTICS | 451 | $182K | 0.1% | $403.55 | — | — | Put | 89620X956 |
| — | ALTIMMUNE INC | 534 | $171K | 0.1% | $320.22 | — | — | Put | 02155H950 |
| — | HEPION PHARMACEUTICALS | 72,575 | $128K | 0.1% | $1.76 | $1.76 | — | COM | 426897104 |
| — | OBALON THERAPEUTICS INC | 172,389 | $124K | 0.1% | $0.72 | $1.94 | — | COM | 67424L209 |
| — | ACTINIUM PHARMACEUTICALS | 621,840 | $121K | 0.1% | $0.19 | $0.25 | — | COM | 00507W107 |
| — | AKERS BIOSCIENCES INC | 55,400 | $118K | 0.0% | $2.13 | $2.69 | — | COM | 00973E409 |
| — | ZOSANO PHARMA CORP | 203,536 | $114K | 0.0% | $0.56 | $0.56 | — | COM | 98979H202 |
| — | GENPREX INC | 441 | $107K | 0.0% | $242.63 | — | — | Put | 372446954 |
| — | APPLIED DNA SCIENCES INC | 26,397 | $106K | 0.0% | $4.02 | $4.02 | — | COM | 03815U300 |
| — | REWALK ROBOTICS LTD | 229,699 | $99,000 | 0.0% | $0.43 | $2.27 | — | COM | M8216Q200 |
| — | NEUROMETRIX INC | 82,250 | $93,000 | 0.0% | $1.13 | $3.60 | — | COM | 641255807 |
| — | BELLICUM PHARMACEUTICALS | 18,927 | $89,000 | 0.0% | $4.70 | $4.70 | — | COM | 079481404 |
| — | ENERGY FOCUS INC | 267,298 | $88,000 | 0.0% | $0.33 | $0.33 | — | COM | 29268T300 |
| — | BENITEC BIOPHARMA LTD | 21,592 | $85,000 | 0.0% | $3.94 | $5.10 | — | ADS | 082053406 |
| — | SENECA BIOPHARMA INC | 115,311 | $76,000 | 0.0% | $0.66 | $0.99 | — | COM | 81689B103 |
| — | AMARIN CORP PLC | 188 | $75,000 | 0.0% | $398.94 | — | — | Call | 023111906 |
| BLIN | BRIDGELINE DIGITAL INC | 110,000 | $73,000 | 0.0% | $0.66 * | $5.77 | -78.2% | COM | 10807Q700 |
| — | AURIS MEDICAL HOLDING | 89,451 | $72,000 | 0.0% | $0.80 | $2.73 | — | COM | G07025201 |
| — | INVIVO THERAPEUTICS | 32,660 | $55,000 | 0.0% | $1.68 | $1.68 | — | COM | 46186M506 |
| — | XENETIC BIOSCIENCES INC | 60,523 | $45,000 | 0.0% | $0.74 | $1.20 | — | COM | 984015503 |
| — | SEANERGY MARITIME | 897,499 | $45,000 | 0.0% | $0.05 | $0.20 | — | *W | Y73760152 |
| — | ADAMIS PHARMACEUTICALS | 88,210 | $32,000 | 0.0% | $0.36 | $0.36 | — | COM | 00547W208 |
| — | ACELRX PHARMS INC | 220 | $26,000 | 0.0% | $118.18 | — | — | Put | 00444T950 |
| — | SYNTHETIC BIOLOGICS INC | 76,896 | $25,000 | 0.0% | $0.33 | $0.56 | — | COM | 87164U201 |
| — | MEDIGUS LTD | 1,007,444 | $22,000 | 0.0% | $0.02 | $0.72 | — | *W | 58471G128 |
| — | PARETEUM CORP | 572 | $21,000 | 0.0% | $36.71 | — | — | Put | 69946T957 |
| — | TENAX THERAPEUTICS INC | 32,842 | $19,000 | 0.0% | $0.58 | $1.41 | — | COM | 88032L209 |
| RBZHF | REEBONZ HOLDING LTD | 25,000 | $10,000 | 0.0% | $0.40 * | $1.20 | -22.2% | COM | G7457R122 |
| — | SINTX TECHNOLOGIES INC | 18,272 | $7,000 | 0.0% | $0.38 | $0.38 | — | COM | 829392307 |
| — | INSPIREMD INC | 11,036 | $7,000 | 0.0% | $0.63 | $1.40 | — | COM | 45779A853 |
| — | INTEC PHARMA LTD | 175 | $3,000 | 0.0% | $17.14 | — | — | Call | M53644906 |
| — | CANNABICS | 7,286 | $1,000 | 0.0% | $0.14 | $0.14 | — | COM | 13764M100 |