DWM Financial Group, Inc. Quant / Systematic

Location: Palatine, IL

CIK: 0001759545 · Show all filings

Period: Q4 2020 (← Previous)

Filing Date: Feb 12, 2021

Total Value: $73.44M (100.0% shares, 0.0% debt)

Holdings (17)

New Positions (1)

ARKK ARK Innovation ETF 6.7%

Value $4.916M Shares 39,487 Est. Cost $124.50 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
ARKK	ARK Innovation ETF	39,487	$4.916M	6.7%	$124.50	—	INNOVATION ETF	00214Q104

Increased Positions (3)

PRFZ Invesco FTSE RAFI US 1500 Small- Mid 13.3%

Value $9.736M (+31.5%) Shares 64,504 (+2.0%) Est. Cost $112.49 Unrealized —

JPIN JP Morgan Diversified Return International Equity 13.3%

Value $9.746M (+19.7%) Shares 167,431 (+6.1%) Est. Cost $55.77 Unrealized —

QQQ Invesco QQQ Trust Series 1 6.2%

Value $4.577M (+19.5%) Shares 14,588 (+5.8%) Est. Cost $251.25 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
PRFZ	Invesco FTSE RAFI US 1500 Small- Mid	64,504 (+2.0%)	$9.736M (+31.5%)	13.3%	$112.49	—	FTSE RAFI 1500	46137V597
JPIN	JP Morgan Diversified Return International Equity	167,431 (+6.1%)	$9.746M (+19.7%)	13.3%	$55.77	—	DIV RTN INT EQ	46641Q209
QQQ	Invesco QQQ Trust Series 1	14,588 (+5.8%)	$4.577M (+19.5%)	6.2%	$251.25	—	UNIT SER 1	46090E103

Exited Positions (1)

SHOP Shopify Inc 0.3%

Value $205K Shares 200 Est. Cost $99.42 Unrealized +5.6%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SHOP	Shopify Inc	200	$205K	0.3%	$99.42	+5.6%	—	82509L107

Decreased Positions (2)

— iShares Gold Trust 6.5%

Value $4.791M (-25.2%) Shares 264,237 (-25.8%) Est. Cost $15.21 Unrealized —

VTI Vanguard Total Stock Market 0.6%

Value $426K (+10.4%) Shares 2,190 (-3.4%) Est. Cost $128.74 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	iShares Gold Trust	264,237 (-25.8%)	$4.791M (-25.2%)	6.5%	$15.21	—	GOLD SHS	464285105
VTI	Vanguard Total Stock Market	2,190 (-3.4%)	$426K (+10.4%)	0.6%	$128.74	—	TOTAL STK MKT	922908769

Unchanged Positions (11)

JHMM John Hancock Multifactor Mid Cap ETF 10.8%

Value $7.922M Shares 176,158 Est. Cost $39.16 Unrealized —

FBNC First Bancorp 0.6%

Value $410K Shares 12,119 Est. Cost $29.41 Unrealized -12.3%

SCHP Schwab US TIPS 12.0%

Value $8.811M Shares 141,934 Est. Cost $61.63 Unrealized —

BNDX Vanguard Total International Bond Index ETF 5.1%

Value $3.771M Shares 64,413 Est. Cost $57.75 Unrealized —

AAPL Apple Inc 0.3%

Value $239K Shares 1,799 Est. Cost $87.36 Unrealized +33.9%

— Invesco BulletShares 2022 Corporate Bond 4.6%

Value $3.384M Shares 155,601 Est. Cost $21.82 Unrealized —

— Invesco BulletShares 2021 Corporate Bond 4.5%

Value $3.33M Shares 157,020 Est. Cost $21.37 Unrealized —

VMBS Vanguard Mortgage Backed Sec Indx ETF 5.8%

Value $4.283M Shares 79,212 Est. Cost $54.36 Unrealized —

AMZN Amazon.com Inc 0.3%

Value $231K Shares 71 Est. Cost $90.27 Unrealized +76.8%

— Invesco BulletShares 2023 Corporate Bond 4.7%

Value $3.422M Shares 156,246 Est. Cost $21.76 Unrealized —

— Invesco BulletShares 2024 Corporate Bond 4.7%

Value $3.446M Shares 153,929 Est. Cost $22.05 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
JHMM	John Hancock Multifactor Mid Cap ETF	176,158	$7.922M	10.8%	$39.16	—	MULTIFACTOR MI	47804J206
FBNC	First Bancorp	12,119	$410K	0.6%	$29.41	-12.3%	COM	318910106
SCHP	Schwab US TIPS	141,934	$8.811M	12.0%	$61.63	—	US TIPS ETF	808524870
BNDX	Vanguard Total International Bond Index ETF	64,413	$3.771M	5.1%	$57.75	—	INTL BD IDX ETF	92203J407
AAPL	Apple Inc	1,799	$239K	0.3%	$87.36	+33.9%	COM	037833100
—	Invesco BulletShares 2022 Corporate Bond	155,601	$3.384M	4.6%	$21.82	—	BULSHS 2022 CB	46138J882
—	Invesco BulletShares 2021 Corporate Bond	157,020	$3.33M	4.5%	$21.37	—	BULSHS 2021 CB	46138J700
VMBS	Vanguard Mortgage Backed Sec Indx ETF	79,212	$4.283M	5.8%	$54.36	—	MORTG-BACK SEC	92206C771
AMZN	Amazon.com Inc	71	$231K	0.3%	$90.27	+76.8%	COM	023135106
—	Invesco BulletShares 2023 Corporate Bond	156,246	$3.422M	4.7%	$21.76	—	BULSHS 2023 CB	46138J866
—	Invesco BulletShares 2024 Corporate Bond	153,929	$3.446M	4.7%	$22.05	—	BULSHS 2024 CB	46138J841