DWM Financial Group, Inc. Quant / Systematic

Location: Palatine, IL

CIK: 0001759545 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 12, 2021

Total Value: $73.44M (100.0% shares, 0.0% debt)

Holdings (17)

JPIN JP Morgan Diversified Return International Equity 13.3%

Value $9.746M Shares 167,431 Share Price $58.21 Est. Cost/Share $53.81 Unrealized @ Report Date +8.2%

PRFZ Invesco FTSE RAFI US 1500 Small- Mid 13.3%

Value $9.736M Shares 64,504 Share Price $150.94 * Est. Cost/Share $20.66 Unrealized @ Report Date +46.1%

SCHP Schwab US TIPS 12.0%

Value $8.811M Shares 141,934 Share Price $62.08 * Est. Cost/Share $30.62 Unrealized @ Report Date +1.4%

JHMM John Hancock Multifactor Mid Cap ETF 10.8%

Value $7.922M Shares 176,158 Share Price $44.97 Est. Cost/Share $37.82 Unrealized @ Report Date +18.9%

ARKK ARK Innovation ETF 6.7%

Value $4.916M Shares 39,487 Share Price $124.50 Est. Cost/Share $108.40 Unrealized @ Report Date +14.8%

— iShares Gold Trust 6.5%

Value $4.791M Shares 264,237 Share Price $18.13 Est. Cost/Share $15.21 Unrealized @ Report Date —

QQQ Invesco QQQ Trust Series 1 6.2%

Value $4.577M Shares 14,588 Share Price $313.75 Est. Cost/Share $227.95 Unrealized @ Report Date +37.6%

VMBS Vanguard Mortgage Backed Sec Indx ETF 5.8%

Value $4.283M Shares 79,212 Share Price $54.07 Est. Cost/Share $54.43 Unrealized @ Report Date -0.7%

BNDX Vanguard Total International Bond Index ETF 5.1%

Value $3.771M Shares 64,413 Share Price $58.54 Est. Cost/Share $57.17 Unrealized @ Report Date +2.4%

— Invesco BulletShares 2024 Corporate Bond 4.7%

Value $3.446M Shares 153,929 Share Price $22.39 Est. Cost/Share $22.05 Unrealized @ Report Date —

— Invesco BulletShares 2023 Corporate Bond 4.7%

Value $3.422M Shares 156,246 Share Price $21.90 Est. Cost/Share $21.76 Unrealized @ Report Date —

— Invesco BulletShares 2022 Corporate Bond 4.6%

Value $3.384M Shares 155,601 Share Price $21.75 Est. Cost/Share $21.82 Unrealized @ Report Date —

— Invesco BulletShares 2021 Corporate Bond 4.5%

Value $3.33M Shares 157,020 Share Price $21.21 Est. Cost/Share $21.37 Unrealized @ Report Date —

VTI Vanguard Total Stock Market 0.6%

Value $426K Shares 2,190 Share Price $194.52 Est. Cost/Share $154.62 Unrealized @ Report Date +25.9%

FBNC First Bancorp 0.6%

Value $410K Shares 12,119 Share Price $33.83 * Est. Cost/Share $29.41 Unrealized @ Report Date +2.9%

AAPL Apple Inc 0.3%

Value $239K Shares 1,799 Share Price $132.85 * Est. Cost/Share $87.36 Unrealized @ Report Date +47.9%

AMZN Amazon.com Inc 0.3%

Value $231K Shares 71 Share Price $3253.52 * Est. Cost/Share $90.27 Unrealized @ Report Date +80.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
JPIN	JP Morgan Diversified Return International Equity	167,431	$9.746M	13.3%	$58.21	$53.81	+8.2%	DIV RTN INT EQ	46641Q209
PRFZ	Invesco FTSE RAFI US 1500 Small- Mid	64,504	$9.736M	13.3%	$150.94 *	$20.66	+46.1%	FTSE RAFI 1500	46137V597
SCHP	Schwab US TIPS	141,934	$8.811M	12.0%	$62.08 *	$30.62	+1.4%	US TIPS ETF	808524870
JHMM	John Hancock Multifactor Mid Cap ETF	176,158	$7.922M	10.8%	$44.97	$37.82	+18.9%	MULTIFACTOR MI	47804J206
ARKK	ARK Innovation ETF	39,487	$4.916M	6.7%	$124.50	$108.40	+14.8%	INNOVATION ETF	00214Q104
—	iShares Gold Trust	264,237	$4.791M	6.5%	$18.13	$15.21	—	GOLD SHS	464285105
QQQ	Invesco QQQ Trust Series 1	14,588	$4.577M	6.2%	$313.75	$227.95	+37.6%	UNIT SER 1	46090E103
VMBS	Vanguard Mortgage Backed Sec Indx ETF	79,212	$4.283M	5.8%	$54.07	$54.43	-0.7%	MORTG-BACK SEC	92206C771
BNDX	Vanguard Total International Bond Index ETF	64,413	$3.771M	5.1%	$58.54	$57.17	+2.4%	INTL BD IDX ETF	92203J407
—	Invesco BulletShares 2024 Corporate Bond	153,929	$3.446M	4.7%	$22.39	$22.05	—	BULSHS 2024 CB	46138J841
—	Invesco BulletShares 2023 Corporate Bond	156,246	$3.422M	4.7%	$21.90	$21.76	—	BULSHS 2023 CB	46138J866
—	Invesco BulletShares 2022 Corporate Bond	155,601	$3.384M	4.6%	$21.75	$21.82	—	BULSHS 2022 CB	46138J882
—	Invesco BulletShares 2021 Corporate Bond	157,020	$3.33M	4.5%	$21.21	$21.37	—	BULSHS 2021 CB	46138J700
VTI	Vanguard Total Stock Market	2,190	$426K	0.6%	$194.52	$154.62	+25.9%	TOTAL STK MKT	922908769
FBNC	First Bancorp	12,119	$410K	0.6%	$33.83 *	$29.41	+2.9%	COM	318910106
AAPL	Apple Inc	1,799	$239K	0.3%	$132.85 *	$87.36	+47.9%	COM	037833100
AMZN	Amazon.com Inc	71	$231K	0.3%	$3253.52 *	$90.27	+80.4%	COM	023135106