DWM Financial Group, Inc. Quant / Systematic

Location: Palatine, IL

CIK: 0001759545 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 6, 2020

Total Value: $64.02M (100.0% shares, 0.0% debt)

Holdings (17)

SCHP Schwab US TIPS 13.7%

Value $8.756M Shares 142,080 Share Price $61.63 * Est. Cost/Share $30.62 Unrealized @ Report Date +0.6%

JPIN JP Morgan Diversified Return International Equity 12.7%

Value $8.143M Shares 157,780 Share Price $51.61 Est. Cost/Share $53.76 Unrealized @ Report Date -4.0%

PRFZ Invesco FTSE RAFI US 1500 Small- Mid 11.6%

Value $7.403M Shares 63,224 Share Price $117.09 * Est. Cost/Share $20.52 Unrealized @ Report Date +14.1%

JHMM John Hancock Multifactor Mid Cap ETF 10.3%

Value $6.578M Shares 174,859 Share Price $37.62 Est. Cost/Share $37.82 Unrealized @ Report Date -0.5%

— iShares Gold Trust 10.0%

Value $6.407M Shares 356,155 Share Price $17.99 Est. Cost/Share $15.21 Unrealized @ Report Date —

VMBS Vanguard Mortgage Backed Sec Indx ETF 6.7%

Value $4.27M Shares 78,689 Share Price $54.26 Est. Cost/Share $54.43 Unrealized @ Report Date -0.3%

QQQ Invesco QQQ Trust Series 1 6.0%

Value $3.83M Shares 13,785 Share Price $277.84 Est. Cost/Share $224.13 Unrealized @ Report Date +24.0%

BNDX Vanguard Intl Bond Index 5.8%

Value $3.728M Shares 64,079 Share Price $58.18 Est. Cost/Share $57.17 Unrealized @ Report Date +1.8%

— Invesco BulletShares 2024 Corporate Bond 5.4%

Value $3.442M Shares 155,183 Share Price $22.18 Est. Cost/Share $22.05 Unrealized @ Report Date —

— Invesco BulletShares 2023 Corporate Bond 5.4%

Value $3.428M Shares 157,331 Share Price $21.79 Est. Cost/Share $21.76 Unrealized @ Report Date —

— Invesco BulletShares 2022 Corporate Bond 5.3%

Value $3.41M Shares 156,139 Share Price $21.84 Est. Cost/Share $21.82 Unrealized @ Report Date —

— Invesco BulletShares 2021 Corporate Bond 5.2%

Value $3.349M Shares 157,077 Share Price $21.32 Est. Cost/Share $21.37 Unrealized @ Report Date —

VTI Vanguard Total Stock Market 0.6%

Value $386K Shares 2,267 Share Price $170.27 Est. Cost/Share $154.62 Unrealized @ Report Date +10.1%

FBNC First Bancorp 0.4%

Value $254K Shares 12,119 Share Price $20.96 * Est. Cost/Share $29.41 Unrealized @ Report Date -36.7%

AMZN Amazon.com Inc 0.3%

Value $224K Shares 71 Share Price $3154.93 * Est. Cost/Share $90.27 Unrealized @ Report Date +74.4%

AAPL Apple Inc 0.3%

Value $208K Shares 1,799 Share Price $115.62 * Est. Cost/Share $87.36 Unrealized @ Report Date +28.8%

SHOP Shopify Inc 0.3%

Value $205K Shares 200 Share Price $1025.00 * Est. Cost/Share $99.42 Unrealized @ Report Date +2.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SCHP	Schwab US TIPS	142,080	$8.756M	13.7%	$61.63 *	$30.62	+0.6%	US TIPS ETF	808524870
JPIN	JP Morgan Diversified Return International Equity	157,780	$8.143M	12.7%	$51.61	$53.76	-4.0%	DIV RTN INT EQ	46641Q209
PRFZ	Invesco FTSE RAFI US 1500 Small- Mid	63,224	$7.403M	11.6%	$117.09 *	$20.52	+14.1%	FTSE RAFI 1500	46137V597
JHMM	John Hancock Multifactor Mid Cap ETF	174,859	$6.578M	10.3%	$37.62	$37.82	-0.5%	MULTIFACTOR MI	47804J206
—	iShares Gold Trust	356,155	$6.407M	10.0%	$17.99	$15.21	—	ISHARES	464285105
VMBS	Vanguard Mortgage Backed Sec Indx ETF	78,689	$4.27M	6.7%	$54.26	$54.43	-0.3%	MORTG-BACK SEC	92206C771
QQQ	Invesco QQQ Trust Series 1	13,785	$3.83M	6.0%	$277.84	$224.13	+24.0%	UNIT SER 1	46090E103
BNDX	Vanguard Intl Bond Index	64,079	$3.728M	5.8%	$58.18	$57.17	+1.8%	INTL BD IDX ETF	92203J407
—	Invesco BulletShares 2024 Corporate Bond	155,183	$3.442M	5.4%	$22.18	$22.05	—	BULSHS 2024 CB	46138J841
—	Invesco BulletShares 2023 Corporate Bond	157,331	$3.428M	5.4%	$21.79	$21.76	—	BULSHS 2023 CB	46138J866
—	Invesco BulletShares 2022 Corporate Bond	156,139	$3.41M	5.3%	$21.84	$21.82	—	BULSHS 2022 CB	46138J882
—	Invesco BulletShares 2021 Corporate Bond	157,077	$3.349M	5.2%	$21.32	$21.37	—	BULSHS 2021 CB	46138J700
VTI	Vanguard Total Stock Market	2,267	$386K	0.6%	$170.27	$154.62	+10.1%	TOTAL STK MKT	922908769
FBNC	First Bancorp	12,119	$254K	0.4%	$20.96 *	$29.41	-36.7%	COM	318910106
AMZN	Amazon.com Inc	71	$224K	0.3%	$3154.93 *	$90.27	+74.4%	COM	023135106
AAPL	Apple Inc	1,799	$208K	0.3%	$115.62 *	$87.36	+28.8%	COM	037833100
SHOP	Shopify Inc	200	$205K	0.3%	$1025.00 *	$99.42	+2.9%	COM	82509L107