Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value: $79.26M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR SER TR | 1,275 | $10.11M | 12.8% | $7931.76 | — | — | Put | 78464A950 |
| — | ISHARES TR | 389 | $6.415M | 8.1% | $16491.00 | — | — | Put | 464287955 |
| BGXXQ | BRIGHT GREEN CORP | 4,761,905 | $5.143M | 6.5% | $1.08 | $1.08 | — | COM | 10920G100 |
| NVCT | NUVECTIS PHARMA INC | 632,979 | $4.488M | 5.7% | $7.09 * | $9.32 | 0.0% | COM | 67080T108 |
| — | BRIACELL THERAPEUTICS CORP | 5,661 | $3.181M | 4.0% | $561.91 | — | — | Put | 10778Y952 |
| — | TRICIDA INC | 2,863 | $3M | 3.8% | $1047.85 | — | — | Call | 89610F901 |
| — | DOGNESS INTL CORP | 2,430,345 | $2.844M | 3.6% | $1.17 | $1.73 | — | CL A | G2788T103 |
| — | BIOLINERX LTD | 3,034,107 | $2.807M | 3.5% | $0.93 | $0.93 | — | ADS | 09071M205 |
| — | AKARI THERAPEUTICS PLC | 4,103,098 | $2.585M | 3.3% | $0.63 | $0.63 | — | ADR | 00972G108 |
| — | KEMPHARM INC | 4,140 | $2.583M | 3.3% | $623.91 | — | — | Put | 488445956 |
| — | ACTINIUM PHARMACEUTICALS INC | 2,143 | $1.582M | 2.0% | $738.22 | — | — | Put | 00507W956 |
| ZVRA | KEMPHARM INC | 248,592 | $1.551M | 2.0% | $6.24 * | $6.44 | -12.1% | COM | 488445206 |
| — | COCRYSTAL PHARMA INC | 5,284,256 | $1.538M | 1.9% | $0.29 | $1.15 | — | COM | 19188J300 |
| PMCB | PHARMACYTE BIOTECH INC | 567,600 | $1.362M | 1.7% | $2.40 * | $6.17 | -59.0% | COM | 71715X203 |
| — | HARBOR CUSTOM DEVELOPMENT INC | 1,439,795 | $1.267M | 1.6% | $0.88 | $0.76 | — | *W | 41150T124 |
| — | VIRPAX PHARMACEUTICALS INC | 1,054,400 | $1.255M | 1.6% | $1.19 | $6.26 | — | COM | 928251107 |
| — | NISUN INTL ENT DVPMT GP CO LTD | 2,177,039 | $1.132M | 1.4% | $0.52 | $3.21 | — | CL A | G6593L106 |
| — | RECON TECHNOLOGY LTD | 1,973,609 | $1.123M | 1.4% | $0.57 | $2.27 | — | CL A | G7415M124 |
| PULM | PULMATRIX INC | 312,000 | $1.114M | 1.4% | $3.57 * | $6.63 | -32.8% | COM | 74584P301 |
| — | BLUE WATER VACCINES INC | 552,249 | $944K | 1.2% | $1.71 | $2.13 | — | COM | 09610B108 |
| — | META MATERIALS INC | 1,372,752 | $891K | 1.1% | $0.65 | $1.03 | — | COM | 59134N104 |
| — | TOUGHBUILT INDUSTRIES INC | 434,730 | $887K | 1.1% | $2.04 | $2.04 | — | COM | 89157G884 |
| — | TRICIDA INC | 760 | $796K | 1.0% | $1047.37 | — | — | Put | 89610F951 |
| — | REWALK ROBOTICS LIMITED | 880,446 | $782K | 1.0% | $0.89 | $1.93 | — | SHS | M8216Q200 |
| CAN | CANAAN INC | 222,559 | $730K | 0.9% | $3.28 | $3.49 | — | ADS | 134748102 |
| — | CANAAN INC | 2,225 | $730K | 0.9% | $328.09 | — | — | Put | 134748952 |
| — | LEXARIA BIOSCIENCE CORP | 285,360 | $699K | 0.9% | $2.45 | $2.20 | — | *W | 52886N117 |
| — | VINCERX PHARMA INC | 505,559 | $698K | 0.9% | $1.38 | $8.16 | — | COM | 92731L106 |
| — | WEARABLE DEVICES LTD | 743,641 | $654K | 0.8% | $0.88 | $0.88 | — | SHS | M97838102 |
| GLBS | GLOBUS MARITIME LIMITED | 506,659 | $638K | 0.8% | $1.26 * | $4.13 | -61.0% | COM | Y27265126 |
| — | ADITXT INC | 173,409 | $588K | 0.7% | $3.39 | $3.39 | — | COM | 007025505 |
| — | ASPIRA WOMENS HEALTH INC | 1,569,782 | $584K | 0.7% | $0.37 | $0.37 | — | COM | 04537Y109 |
| OGBLY | ONION GLOBAL LTD | 1,713,689 | $578K | 0.7% | $0.34 | $2.02 | — | ADS | 68277G107 |
| — | GREENWAVE TECHNOLOGY SOLUTION | 314,674 | $544K | 0.7% | $1.73 | $1.73 | — | COM | 57630J304 |
| LUCYW | INNOVATIVE EYEWEAR INC | 381,640 | $530K | 0.7% | $1.39 | $1.39 | — | *W | 45791D117 |
| — | BRIACELL THERAPEUTICS CORP | 94,005 | $528K | 0.7% | $5.62 | $7.10 | — | COM | 10778Y302 |
| — | WEARABLE DEVICES LTD | 2,464,241 | $515K | 0.6% | $0.21 | $0.21 | — | *W | M97838110 |
| — | DIGITAL ALLY INC | 1,114,646 | $509K | 0.6% | $0.46 | $0.46 | — | COM | 25382T101 |
| — | ASSURE HOLDINGS CORP | 775,001 | $496K | 0.6% | $0.64 | $0.64 | — | COM | 04625J204 |
| — | AGM GROUP HOLDINGS INC | 299,000 | $481K | 0.6% | $1.61 | $2.40 | — | CL A | G0132V105 |
| GMBLZ | ESPORTS ENTERTAINMENT GROUP | 3,723,748 | $458K | 0.6% | $0.12 | $0.11 | — | *W | 29667K132 |
| — | PHARMACYTE BIOTECH INC | 1,723 | $414K | 0.5% | $240.28 | — | — | Put | 71715X953 |
| — | IVEDA SOLUTIONS INC | 635,443 | $413K | 0.5% | $0.65 | $0.65 | — | COM | 46583A204 |
| — | ATOSSA THERAPEUTICS INC | 4,696 | $391K | 0.5% | $83.26 | — | — | Put | 04962H956 |
| — | XPRESSPA GROUP INC | 4,928 | $377K | 0.5% | $76.50 | — | — | Put | 98420U953 |
| BRSWF | BRUUSH ORAL CARE INC | 365,752 | $372K | 0.5% | $1.02 | $1.02 | — | *W | 11750K120 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 270,163 | $370K | 0.5% | $1.37 | $1.10 | — | *W | 84862C112 |
| — | CURIS INC | 500,000 | $350K | 0.4% | $0.70 | $3.64 | — | COM | 231269200 |
| — | ATOSSA THERAPEUTICS INC | 411,896 | $343K | 0.4% | $0.83 | $1.20 | — | COM | 04962H506 |
| NCRA | NOCERA INC | 227,440 | $318K | 0.4% | $1.40 * | $2.87 | 0.0% | COM | 655186500 |
| — | BIT DIGITAL INC | 2,571 | $309K | 0.4% | $120.19 | — | — | Put | G1144A955 |
| — | ASLAN PHARMACEUTICALS LTD | 499,045 | $299K | 0.4% | $0.60 | $2.76 | — | ADS | 04522R101 |
| LSTA | LISATA THERAPEUTICS INC | 63,508 | $294K | 0.4% | $4.63 | $4.63 | — | COM | 128058302 |
| — | META MATERIALS INC | 3,916 | $254K | 0.3% | $64.86 | — | — | Put | 59134N954 |
| AMPG | AMPLITECH GROUP INC | 136,382 | $251K | 0.3% | $1.84 * | $4.44 | -49.5% | COM | 03211Q200 |
| — | IMPERIAL PETROLEUM INC | 7,680 | $250K | 0.3% | $32.55 | — | — | Put | Y3894J954 |
| — | BIOVIE INC | 98,048 | $244K | 0.3% | $2.49 | $6.10 | — | CL A | 09074F207 |
| BEATW | HEARTBEAM INC | 399,150 | $235K | 0.3% | $0.59 | $0.73 | — | *W | 42238H116 |
| — | AYTU BIOPHARMA INC | 1,262,516 | $234K | 0.3% | $0.19 | $0.19 | — | COM | 054754874 |
| — | TANTECH HOLDINGS LTD | 1,200,000 | $212K | 0.3% | $0.18 | $0.48 | — | COM | G8675X123 |
| — | INNOVATIVE EYEWEAR INC | 149,528 | $208K | 0.3% | $1.39 | $1.39 | — | COM | 45791D109 |
| — | SPDR S&P 500 | 1,518 | $199K | 0.3% | $131.09 | — | — | Put | 78462F953 |
| — | PINEAPPLE ENERGY INC | 192,906 | $168K | 0.2% | $0.87 | $0.87 | — | COM | 72303P107 |
| — | EKSO BIONICS HOLDINGS INC | 102,400 | $160K | 0.2% | $1.56 | $5.56 | — | COM | 282644301 |
| — | BIORA THERAPEUTICS INC | 3,257 | $158K | 0.2% | $48.51 | — | — | Put | 74319F957 |
| — | APPLIED DNA SCIENCES INC | 1,397 | $158K | 0.2% | $113.10 | — | — | Put | 03815U950 |
| — | APPLIED DNA SCIENCES INC | 132,694 | $150K | 0.2% | $1.13 | $1.13 | — | COM | 03815U300 |
| — | GEVO INC | 650 | $148K | 0.2% | $227.69 | — | — | Put | 374396956 |
| — | AMPLITECH GROUP INC | 454,246 | $145K | 0.2% | $0.32 | $3.34 | — | *W | 03211Q119 |
| — | ESPORTS ENTERTAINMENT GROUP | 1,154,302 | $142K | 0.2% | $0.12 | $0.15 | — | COM | 29667K306 |
| — | BIORA THERAPEUTICS INC | 287,641 | $139K | 0.2% | $0.48 | $2.09 | — | COM | 74319F107 |
| — | CINGULATE INC | 117,793 | $126K | 0.2% | $1.07 | $2.76 | — | COM | 17248W105 |
| CINGW | CINGULATE INC | 611,295 | $122K | 0.2% | $0.20 | $0.61 | — | *W | 17248W113 |
| — | CEA INDUSTRIES INC | 115,000 | $121K | 0.2% | $1.05 | $2.51 | — | COM | 86887P200 |
| — | ESPERION THERAPEUTICS INC | 180 | $121K | 0.2% | $672.22 | — | — | Put | 29664W955 |
| BTCT | METEN HOLDING GROUP LTD | 330,504 | $119K | 0.2% | $0.36 | $0.36 | — | COM | G6055H148 |
| ONFO | ONFOLIO HOLDINGS INC | 93,500 | $108K | 0.1% | $1.16 * | $1.48 | 0.0% | COM | 68277K207 |
| — | BAUDAX BIO INC | 439,220 | $108K | 0.1% | $0.25 | $0.35 | — | COM | 07160F206 |
| — | GLOBUS MARITIME LIMITED | 842 | $106K | 0.1% | $125.89 | — | — | Put | Y27265956 |
| — | INMED PHARMACEUTICALS INC | 15,284 | $101K | 0.1% | $6.61 | $6.61 | — | COM | 457637601 |
| — | CASTOR MARITIME INC | 824 | $92,000 | 0.1% | $111.65 | — | — | Put | Y1146L955 |
| — | CBAK ENERGY TECHNOLOGY INC | 605 | $70,000 | 0.1% | $115.70 | — | — | Put | 14986C952 |
| — | CYNGN INC | 69,440 | $69,000 | 0.1% | $0.99 | $1.15 | — | COM | 23257B107 |
| OPTT | OCEAN POWER TECHNOLOGIES INC | 80,163 | $66,000 | 0.1% | $0.82 * | $0.97 | -3.6% | COM | 674870506 |
| — | REWALK ROBOTICS LIMITED | 722 | $64,000 | 0.1% | $88.64 | — | — | Put | M8216Q950 |
| — | CASTOR MARITIME INC | 55,511 | $62,000 | 0.1% | $1.12 | $2.36 | — | SHS | Y1146L125 |
| — | LIXTE BIOTECHNOLOGY HOLDINGS | 99,644 | $56,000 | 0.1% | $0.56 | $0.74 | — | COM | 539319202 |
| — | ATOSSA THERAPEUTICS INC | 661 | $55,000 | 0.1% | $83.21 | — | — | Call | 04962H906 |
| — | OCEAN POWER TECHNOLOGIES INC | 596 | $49,000 | 0.1% | $82.21 | — | — | Put | 674870956 |
| RVPH | REVIVA PHARMACEUTICALS HOLDINGS | 30,000 | $48,000 | 0.1% | $1.60 * | $1.38 | 0.0% | COM | 76152G100 |
| — | REVIVA PHARMACEUTICALS HOLDINGS | 300 | $48,000 | 0.1% | $160.00 | — | — | Put | 76152G950 |
| GFAIW | GUARDFORCE AI CO LTD | 388,000 | $47,000 | 0.1% | $0.12 | $0.75 | — | *W | G4236L120 |
| — | CANAAN INC | 141 | $46,000 | 0.1% | $326.24 | — | — | Call | 134748902 |
| — | HUMANCO ACQUISITION CORP | 400,314 | $44,000 | 0.1% | $0.11 | $0.69 | — | *W | 44487N117 |
| — | PALISADE BIO INC | 445,899 | $44,000 | 0.1% | $0.10 | $0.10 | — | COM | 696389105 |
| — | BRIGHT GREEN CORP | 398 | $43,000 | 0.1% | $108.04 | — | — | Put | 10920G950 |
| — | DIGITAL ALLY INC | 829 | $38,000 | 0.0% | $45.84 | — | — | Put | 25382T951 |
| — | SPLASH BEVERAGE GROUP INC | 21,255 | $29,000 | 0.0% | $1.36 | $2.84 | — | COM | 84862C203 |
| — | BIOCEPT INC | 30,502 | $28,000 | 0.0% | $0.92 | $3.13 | — | COM | 09072V501 |
| — | SPHERE 3D CORP | 565 | $25,000 | 0.0% | $44.25 | — | — | Call | 84841L908 |
| — | BLUEJAY DIAGNOSTICS INC | 26,091 | $20,000 | 0.0% | $0.77 | $1.06 | — | COM | 095633103 |
| — | AGILE THERAPEUTICS INC | 50,000 | $15,000 | 0.0% | $0.30 | $0.30 | — | COM | 00847L209 |
| — | THE9 LTD | 14,453 | $14,000 | 0.0% | $0.97 | $10.50 | — | ADS | 88337K302 |
| SPIEF | SPI ENERGY CO LTD | 10,226 | $13,000 | 0.0% | $1.27 * | $3.20 | -43.8% | SHS | G8651P110 |
| JFBRW | JEFFS BRANDS LTD | 77,282 | $13,000 | 0.0% | $0.17 | $0.17 | — | *W | M61472110 |
| — | NEWAGE INC | 1,266,800 | $13,000 | 0.0% | $0.01 | $1.67 | — | COM | 650194103 |
| — | SPI ENERGY CO LTD | 100 | $13,000 | 0.0% | $130.00 | — | — | Put | G8651P950 |
| — | 9 METERS BIOPHARMA INC | 543 | $12,000 | 0.0% | $22.10 | — | — | Call | 654405909 |
| 616A | EQONEX LTD | 23,854 | $10,000 | 0.0% | $0.42 | $2.72 | — | SHS | Y2074E109 |
| — | BRUUSH ORAL CARE INC | 10,234 | $10,000 | 0.0% | $0.98 | $0.98 | — | COM | 11750K203 |
| — | BONE BIOLOGICS CORP | 108,476 | $9,000 | 0.0% | $0.08 | $0.70 | — | *W | 098070113 |
| — | CLARUS THERAPEUTICS HLDNGS INC | 146,900 | $5,000 | 0.0% | $0.03 | $0.38 | — | COM | 18271L107 |
| — | NANOVIBRONIX INC | 10,000 | $5,000 | 0.0% | $0.50 | $2.10 | — | COM | 63008J108 |
| MKDTY | MOLECULAR DATA INC | 178,972 | $2,000 | 0.0% | $0.01 | $0.01 | — | COM | 60852L205 |
| — | ESPORTS ENTERTAINMENT GROUP | 200 | $2,000 | 0.0% | $10.00 | — | — | Put | 29667K956 |
| — | GROM SOCIAL ENTERPRISES INC | 12,737 | $1,000 | 0.0% | $0.08 | $0.98 | — | *W | 39878L118 |