Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 12, 2018

Total Value: $152M (100.0% shares, 0.0% debt)

Holdings (6)

— WELLS FARGO CO NEW 71.5%

Value $109M Shares 82,845 Est. Cost $1179.41 Unrealized —

— HSBC HLDGS PLC 10.3%

Value $15.61M Shares 604,490 Est. Cost $24.92 Unrealized —

— BLACKROCK CR ALLCTN INC TR 8.5%

Value $12.88M Shares 966,571 Est. Cost $12.98 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 8.0%

Value $12.12M Shares 646,421 Est. Cost $18.21 Unrealized —

PFF ISHARES TR 1.4%

Value $2.158M Shares 56,689 Est. Cost $38.07 Unrealized —

LQD ISHARES TR 0.3%

Value $412K Shares 3,396 Est. Cost $121.32 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	82,845	$109M	71.5%	$1179.41	—	PERP PFD CNV A	949746804
—	HSBC HLDGS PLC	604,490	$15.61M	10.3%	$24.92	—	ADR A 1/40PF A	404280604
—	BLACKROCK CR ALLCTN INC TR	966,571	$12.88M	8.5%	$12.98	—	COM	092508100
—	HANCOCK JOHN PFD INCOME FD I	646,421	$12.12M	8.0%	$18.21	—	COM	41021P103
PFF	ISHARES TR	56,689	$2.158M	1.4%	$38.07	—	S&P US PFD STK	464288687
LQD	ISHARES TR	3,396	$412K	0.3%	$121.32	—	IBOXX INV CP ETF	464287242