Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 14, 2018

Total Value ($000): $152,674 (100.0% shares, 0.0% debt)

Holdings (5)

— WELLS FARGO CO NEW 75.2%

Value ($000) $114,778 Shares 88,975 Est. Cost $1187.03 Unrealized —

— HSBC HLDGS PLC 9.2%

Value ($000) $14,017 Shares 544,360 Est. Cost $24.92 Unrealized —

— BLACKROCK CR ALLCTN INC TR 8.0%

Value ($000) $12,246 Shares 966,571 Est. Cost $12.98 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 7.5%

Value ($000) $11,396 Shares 646,421 Est. Cost $18.21 Unrealized —

AGG ISHARES TR 0.2%

Value ($000) $237 Shares 2,209 Est. Cost $107.29 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	88,975	$114,778	75.2%	$1187.03	—	PERP PFD CNV A	949746804
—	HSBC HLDGS PLC	544,360	$14,017	9.2%	$24.92	—	ADR A 1/40PF A	404280604
—	BLACKROCK CR ALLCTN INC TR	966,571	$12,246	8.0%	$12.98	—	COM	092508100
—	HANCOCK JOHN PFD INCOME FD I	646,421	$11,396	7.5%	$18.21	—	COM	41021P103
AGG	ISHARES TR	2,209	$237	0.2%	$107.29	—	CORE US AGGBD ET	464287226