Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value ($000): $174,990 (100.0% shares, 0.0% debt)

Holdings (6)

— WELLS FARGO CO NEW 46.1%

Value ($000) $80,622 Shares 63,889 Est. Cost $1187.03 Unrealized —

AGG ISHARES TR 40.9%

Value ($000) $71,560 Shares 671,986 Est. Cost $106.49 Unrealized —

— BLACKROCK CR ALLCTN INC TR 6.2%

Value ($000) $10,806 Shares 966,571 Est. Cost $12.98 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 5.9%

Value ($000) $10,239 Shares 646,421 Est. Cost $18.21 Unrealized —

LQD ISHARES TR 0.7%

Value ($000) $1,264 Shares 11,203 Est. Cost $112.83 Unrealized —

— HSBC HLDGS PLC 0.3%

Value ($000) $499 Shares 19,348 Est. Cost $24.92 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	63,889	$80,622	46.1%	$1187.03	—	PERP PFD CNV A	949746804
AGG	ISHARES TR	671,986	$71,560	40.9%	$106.49	—	CORE US AGGBD ET	464287226
—	BLACKROCK CR ALLCTN INC TR	966,571	$10,806	6.2%	$12.98	—	COM	092508100
—	HANCOCK JOHN PFD INCOME FD I	646,421	$10,239	5.9%	$18.21	—	COM	41021P103
LQD	ISHARES TR	11,203	$1,264	0.7%	$112.83	—	IBOXX INV CP ETF	464287242
—	HSBC HLDGS PLC	19,348	$499	0.3%	$24.92	—	ADR A 1/40PF A	404280604