Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value: $149M (100.0% shares, 0.0% debt)

Holdings (5)

— WELLS FARGO CO NEW 77.3%

Value $115M Shares 88,975 Est. Cost $1187.03 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 8.1%

Value $12.06M Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLCTN INC TR 8.0%

Value $11.83M Shares 966,571 Est. Cost $12.98 Unrealized —

— HSBC HLDGS PLC 6.2%

Value $9.199M Shares 358,374 Est. Cost $24.92 Unrealized —

AGG ISHARES TR 0.5%

Value $722K Shares 6,835 Est. Cost $106.25 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	88,975	$115M	77.3%	$1187.03	—	PERP PFD CNV A	949746804
—	HANCOCK JOHN PFD INCOME FD I	646,421	$12.06M	8.1%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLCTN INC TR	966,571	$11.83M	8.0%	$12.98	—	COM	092508100
—	HSBC HLDGS PLC	358,374	$9.199M	6.2%	$24.92	—	ADR A 1/40PF A	404280604
AGG	ISHARES TR	6,835	$722K	0.5%	$106.25	—	CORE US AGGBD ET	464287226