Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 12, 2020

Total Value: $96.96M (100.0% shares, 0.0% debt)

Holdings (8)

— WELLS FARGO CO NEW 70.5%

Value $68.39M Shares 53,677 Est. Cost $1202.64 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 9.1%

Value $8.83M Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 8.7%

Value $8.432M Shares 723,135 Est. Cost $12.98 Unrealized —

— BK OF AMERICA CORP 6.2%

Value $5.964M Shares 4,711 Est. Cost $1337.18 Unrealized —

AGG ISHARES TR 3.8%

Value $3.654M Shares 31,672 Est. Cost $115.37 Unrealized —

LQD ISHARES TR 0.8%

Value $753K Shares 6,094 Est. Cost $123.56 Unrealized —

PGX INVESCO EXCHANGE-TRADED FD T 0.5%

Value $472K Shares 35,893 Est. Cost $13.15 Unrealized —

PFF ISHARES TR 0.5%

Value $466K Shares 14,645 Est. Cost $31.82 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	53,677	$68.39M	70.5%	$1202.64	—	PERP PFD CNV A	949746804
—	HANCOCK JOHN PFD INCOME FD I	646,421	$8.83M	9.1%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$8.432M	8.7%	$12.98	—	COM	092508100
—	BK OF AMERICA CORP	4,711	$5.964M	6.2%	$1337.18	—	7.25%CNV PFD L	060505682
AGG	ISHARES TR	31,672	$3.654M	3.8%	$115.37	—	CORE US AGGBD ET	464287226
LQD	ISHARES TR	6,094	$753K	0.8%	$123.56	—	IBOXX INV CP ETF	464287242
PGX	INVESCO EXCHANGE-TRADED FD T	35,893	$472K	0.5%	$13.15	—	PFD ETF	46138E511
PFF	ISHARES TR	14,645	$466K	0.5%	$31.82	—	PFD AND INCM SEC	464288687