Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q2 2020 (← Previous) (Next →)

Filing Date: Aug 5, 2020

Total Value ($000): $157,089 (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 44.8%

Value ($000) $70,396 Shares 54,276 Est. Cost $1203.68 Unrealized —

PFF ISHARES TR 27.1%

Value ($000) $42,612 Shares 1,230,150 Est. Cost $34.61 Unrealized —

— BK OF AMERICA CORP 8.8%

Value ($000) $13,857 Shares 10,324 Est. Cost $1339.92 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 6.5%

Value ($000) $10,142 Shares 646,421 Est. Cost $18.21 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 6.3%

Value ($000) $9,902 Shares 701,244 Est. Cost $14.07 Unrealized —

— BLACKROCK CR ALLOCATION INCO 6.1%

Value ($000) $9,545 Shares 723,135 Est. Cost $12.98 Unrealized —

AGG ISHARES TR 0.4%

Value ($000) $635 Shares 5,370 Est. Cost $115.37 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	54,276	$70,396	44.8%	$1203.68	—	PERP PFD CNV A	949746804
PFF	ISHARES TR	1,230,150	$42,612	27.1%	$34.61	—	PFD AND INCM SEC	464288687
—	BK OF AMERICA CORP	10,324	$13,857	8.8%	$1339.92	—	7.25%CNV PFD L	060505682
—	HANCOCK JOHN PFD INCOME FD I	646,421	$10,142	6.5%	$18.21	—	COM	41021P103
PGX	INVESCO EXCH TRADED FD TR II	701,244	$9,902	6.3%	$14.07	—	PFD ETF	46138E511
—	BLACKROCK CR ALLOCATION INCO	723,135	$9,545	6.1%	$12.98	—	COM	092508100
AGG	ISHARES TR	5,370	$635	0.4%	$115.37	—	CORE US AGGBD ET	464287226