Location: Seattle, WA
CIK: 0001133521 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value: $1.08B (2.1% shares, 97.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TWITTER INC | 75,505,000 | $73.16M | 6.8% | $0.92 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | AMAG PHARMACEUTICALS INC | 49,265,000 | $51.4M | 4.8% | $1.03 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | QUIDEL CORP | 23,735,000 | $49.63M | 4.6% | $1.67 | — | NOTE 3.250%12/1 | 74838JAA9 |
| — | INTERDIGITAL INC | 41,894,000 | $49.33M | 4.6% | $1.14 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | ISIS PHARMACEUTICALS INC DEL | 44,000,000 | $46.31M | 4.3% | $0.99 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | TPG SPECIALTY LENDING INC | 44,890,000 | $45.21M | 4.2% | $1.01 | — | NOTE 4.500%12/1 | 87265KAB8 |
| — | INPHI CORP | 36,193,000 | $41.67M | 3.9% | $1.31 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | DEXCOM INC | 25,557,000 | $39.16M | 3.6% | $1.53 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | FORESTAR GROUP INC | 38,665,000 | $38.5M | 3.6% | $1.02 | — | NOTE 3.750% 3/0 | 346232AB7 |
| — | CIENA CORP | 24,529,000 | $37.97M | 3.5% | $1.22 | — | NOTE 3.750%10/1 | 171779AJ0 |
| — | NEW MTN FIN CORP | 33,827,000 | $34.1M | 3.2% | $1.02 | — | NOTE 5.000% 6/1 | 647551AB6 |
| — | STARWOOD WAYPOINT RESIDENTL | 26,973,000 | $33.68M | 3.1% | $1.10 | — | NOTE 3.000% 7/0 | 85571WAB5 |
| — | INPHI CORP | 31,702,000 | $31.31M | 2.9% | $0.97 | — | NOTE 0.750% 9/0 | 45772FAC1 |
| — | BLACKROCK TCP CAPITAL CORP | 29,529,000 | $29.94M | 2.8% | $1.00 | — | NOTE 5.250%12/1 | 87238QAB9 |
| — | GOLDMAN SACHS BDC INC | 29,000,000 | $29.31M | 2.7% | $1.02 | — | NOTE 4.500% 4/0 | 38147UAB3 |
| — | VIPSHOP HLDGS LTD | 27,518,000 | $27M | 2.5% | $1.05 | — | NOTE 1.500% 3/1 | 92763WAA1 |
| — | NEW MTN FIN CORP | 26,900,000 | $26.99M | 2.5% | $1.00 | — | NOTE 5.750% 8/1 | 647551AC4 |
| — | PACIRA PHARMACEUTICALS INC | 25,000,000 | $26.55M | 2.5% | $0.92 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | CARBONITE INC | 17,195,000 | $25.82M | 2.4% | $1.49 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | INFINERA CORPORATION | 25,000,000 | $25.35M | 2.3% | $1.01 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | BLACKROCK TCP CAPITAL CORP | 25,150,000 | $25.09M | 2.3% | $1.01 | — | NOTE 4.625% 3/0 | 87238QAD5 |
| — | CYPRESS SEMICONDUCTOR CORP | 18,685,000 | $23.57M | 2.2% | $1.36 | — | NOTE 4.500% 1/1 | 232806AM1 |
| — | WORKDAY INC | 12,978,000 | $23.45M | 2.2% | $1.26 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | SILVER STD RES INC | 22,367,000 | $22.12M | 2.0% | $0.99 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| — | VEECO INSTRS INC DEL | 23,325,000 | $19.75M | 1.8% | $0.98 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | TELADOC HEALTH INC | 9,000,000 | $18.62M | 1.7% | $2.07 | — | NOTE 3.000%12/1 | 87918AAB1 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 15,000,000 | $18.13M | 1.7% | $1.09 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | TPG SPECIALTY LENDING INC | 17,382,000 | $17.62M | 1.6% | $1.01 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | ARES CAP CORP | 17,050,000 | $17.09M | 1.6% | $1.01 | — | NOTE 4.375% 1/1 | 04010LAM5 |
| — | GLOBALSTAR INC | 32,510,053 | $16.52M | 1.5% | $3.34 | — | COM | 378973408 |
| — | CTRIP COM INTL LTD | 14,976,000 | $15.59M | 1.4% | $1.17 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | NEVRO CORP | 15,031,000 | $14.96M | 1.4% | $1.05 | — | NOTE 1.750% 6/0 | 64157FAA1 |
| — | HUBSPOT INC | 8,990,000 | $14.82M | 1.4% | $1.43 | — | NOTE 0.250% 6/0 | 443573AB6 |
| — | PROS HOLDINGS INC | 10,500,000 | $12.14M | 1.1% | $0.99 | — | NOTE 2.000%12/0 | 74346YAB9 |
| — | PHOTRONICS INC | 10,346,000 | $11.1M | 1.0% | $1.17 | — | NOTE 3.250% 4/0 | 719405AK8 |
| — | EXACT SCIENCES CORP | 7,500,000 | $9.268M | 0.9% | $1.14 | — | DBCV 1.000% 1/1 | 30063PAA3 |
| — | REDFIN CORP | 10,000,000 | $9.048M | 0.8% | $0.90 | — | NOTE 1.750% 7/1 | 75737FAA6 |
| — | TWITTER INC | 7,000,000 | $6.438M | 0.6% | $0.92 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | ZILLOW GROUP INC | 6,500,000 | $6.025M | 0.6% | $0.93 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | COLONY STARWOOD HOMES | 5,000,000 | $5.499M | 0.5% | $1.12 | — | NOTE 3.500% 1/1 | 19625XAB8 |
| — | EVOLENT HEALTH INC | 2,000,000 | $2.712M | 0.3% | $1.36 | — | NOTE 2.000%12/0 | 30050BAB7 |
| — | OAKTREE STRATEGIC INCOME COR | 226,519 | $1.959M | 0.2% | $8.40 | — | COM | 67402D104 |
| — | PROS HOLDINGS INC | 2,000,000 | $1.949M | 0.2% | $0.97 | — | NOTE 2.000% 6/0 | 74346YAD5 |
| — | BLACKROCK CAPITAL INVESTMENT | 307,377 | $1.814M | 0.2% | $6.16 | — | COM | 092533108 |
| ARCC | ARES CAP CORP | 99,000 | $1.702M | 0.2% | $7.80 | +8.6% | COM | 04010L103 |
| TCPC | BLACKROCK TCP CAP CORP | 25,612 | $364K | 0.0% | $14.63 | 0.0% | COM | 09259E108 |
| — | FINISAR CORP | 250,000 | $229K | 0.0% | $0.93 | — | NOTE 0.500%12/1 | 31787AAP6 |
| GSBD | GOLDMAN SACHS BDC INC | 2,300 | $51,000 | 0.0% | $22.82 | -4.0% | SHS | 38147U107 |
| — | RESOLUTE FST PRODS INC | 3,500 | $45,000 | 0.0% | $13.12 | — | COM | 76117W109 |