Location: Seattle, WA
CIK: 0001133521 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value: $1.026B (2.4% shares, 97.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TWITTER INC | 75,505,000 | $73.36M | 7.2% | $0.92 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | ISIS PHARMACEUTICALS INC DEL | 47,496,000 | $51.11M | 5.0% | $1.00 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | TPG SPECIALTY LENDING INC | 44,890,000 | $45M | 4.4% | $1.01 | — | NOTE 4.500%12/1 | 87265KAB8 |
| — | INTERDIGITAL INC | 41,894,000 | $44.17M | 4.3% | $1.14 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | ZILLOW GROUP INC | 48,872,000 | $42.27M | 4.1% | $0.87 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | FORESTAR GROUP INC | 39,225,000 | $38.44M | 3.7% | $1.02 | — | NOTE 3.750% 3/0 | 346232AB7 |
| — | QUIDEL CORP | 23,790,000 | $38.09M | 3.7% | $1.67 | — | NOTE 3.250%12/1 | 74838JAA9 |
| — | AMAG PHARMACEUTICALS INC | 41,000,000 | $37.44M | 3.6% | $1.03 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | INPHI CORP | 37,070,000 | $34.55M | 3.4% | $0.97 | — | NOTE 0.750% 9/0 | 45772FAC1 |
| — | NEW MTN FIN CORP | 33,827,000 | $33.83M | 3.3% | $1.02 | — | NOTE 5.000% 6/1 | 647551AB6 |
| — | INPHI CORP | 31,193,000 | $32.86M | 3.2% | $1.31 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | BLACKROCK TCP CAPITAL CORP | 29,529,000 | $29.7M | 2.9% | $1.00 | — | NOTE 5.250%12/1 | 87238QAB9 |
| — | AMERICAN RLTY CAP PPTYS INC | 28,942,000 | $28.55M | 2.8% | $0.99 | — | NOTE 3.750%12/1 | 02917TAB0 |
| — | GOLDMAN SACHS BDC INC | 29,000,000 | $28.11M | 2.7% | $1.02 | — | NOTE 4.500% 4/0 | 38147UAB3 |
| — | STARWOOD WAYPOINT RESIDENTL | 24,973,000 | $27.92M | 2.7% | $1.10 | — | NOTE 3.000% 7/0 | 85571WAB5 |
| — | BLACKROCK TCP CAPITAL CORP | 28,400,000 | $27.71M | 2.7% | $1.01 | — | NOTE 4.625% 3/0 | 87238QAD5 |
| — | VIPSHOP HLDGS LTD | 27,523,000 | $27.1M | 2.6% | $1.05 | — | NOTE 1.500% 3/1 | 92763WAA1 |
| — | NEW MTN FIN CORP | 26,900,000 | $26.02M | 2.5% | $1.00 | — | NOTE 5.750% 8/1 | 647551AC4 |
| — | PACIRA PHARMACEUTICALS INC | 25,000,000 | $24.95M | 2.4% | $0.92 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 23,500,000 | $22.5M | 2.2% | $1.04 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | SILVER STD RES INC | 22,367,000 | $22.29M | 2.2% | $0.99 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| — | CYPRESS SEMICONDUCTOR CORP | 18,685,000 | $22.04M | 2.1% | $1.36 | — | NOTE 4.500% 1/1 | 232806AM1 |
| — | CARBONITE INC | 17,195,000 | $20.56M | 2.0% | $1.49 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | EXACT SCIENCES CORP | 18,739,000 | $20.53M | 2.0% | $1.11 | — | DBCV 1.000% 1/1 | 30063PAA3 |
| — | GLOBALSTAR INC | 32,018,227 | $20.48M | 2.0% | $3.34 | — | COM | 378973408 |
| — | DEXCOM INC | 14,557,000 | $19.69M | 1.9% | $1.53 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 20,420,000 | $19.59M | 1.9% | $0.96 | — | NOTE 0.750% 8/1 | 87157BAA1 |
| — | RAMBUS INC DEL | 20,312,000 | $17.64M | 1.7% | $0.87 | — | NOTE 1.375% 2/0 | 750917AG1 |
| — | TPG SPECIALTY LENDING INC | 17,382,000 | $17.12M | 1.7% | $1.01 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | FINISAR CORP | 17,638,000 | $16.81M | 1.6% | $0.95 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | NEVRO CORP | 16,470,000 | $15.3M | 1.5% | $1.04 | — | NOTE 1.750% 6/0 | 64157FAA1 |
| — | TELADOC HEALTH INC | 9,000,000 | $12.38M | 1.2% | $2.07 | — | NOTE 3.000%12/1 | 87918AAB1 |
| — | CTRIP COM INTL LTD | 12,476,000 | $12.06M | 1.2% | $1.17 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | MARRIOTT VACATIONS WRLDWDE C | 12,859,000 | $11.11M | 1.1% | $0.86 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| — | TWITTER INC | 11,777,000 | $10.76M | 1.0% | $0.92 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | PROS HOLDINGS INC | 8,500,000 | $9.118M | 0.9% | $0.99 | — | NOTE 2.000%12/0 | 74346YAB9 |
| — | ARES CAP CORP | 7,454,000 | $7.461M | 0.7% | $1.01 | — | NOTE 4.375% 1/1 | 04010LAM5 |
| — | REDFIN CORP | 9,095,000 | $7.316M | 0.7% | $0.90 | — | NOTE 1.750% 7/1 | 75737FAA6 |
| — | EVOLENT HEALTH INC | 5,900,000 | $6.541M | 0.6% | $1.19 | — | NOTE 2.000%12/0 | 30050BAB7 |
| — | COLONY STARWOOD HOMES | 5,000,000 | $5.136M | 0.5% | $1.12 | — | NOTE 3.500% 1/1 | 19625XAB8 |
| — | SYNAPTICS INC | 5,417,000 | $4.761M | 0.5% | $0.88 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | VEECO INSTRS INC DEL | 6,026,000 | $4.518M | 0.4% | $0.98 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | INFINERA CORPORATION | 4,000,000 | $2.91M | 0.3% | $1.01 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | PROS HOLDINGS INC | 2,355,000 | $2.185M | 0.2% | $0.97 | — | NOTE 2.000% 6/0 | 74346YAD5 |
| — | OAKTREE STRATEGIC INCOME COR | 208,701 | $1.617M | 0.2% | $8.40 | — | COM | 67402D104 |
| — | BLACKROCK CAPITAL INVESTMENT | 263,894 | $1.396M | 0.1% | $6.16 | — | COM | 092533108 |
| TCPC | BLACKROCK TCP CAP CORP | 25,612 | $334K | 0.0% | $14.63 | -4.7% | COM | 09259E108 |
| ARCC | ARES CAP CORP | 20,817 | $324K | 0.0% | $7.80 | +7.2% | COM | 04010L103 |
| — | RESOLUTE FST PRODS INC | 3,500 | $28,000 | 0.0% | $13.12 | — | COM | 76117W109 |