Location: Seattle, WA
CIK: 0001133521 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $1.096B (1.4% shares, 98.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TWITTER INC | 62,777,000 | $66.65M | 6.1% | $1.00 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | ISIS PHARMACEUTICALS INC DEL | 52,496,000 | $59.91M | 5.5% | $1.03 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | LIGAND PHARMACEUTICALS INC | 55,050,000 | $45.93M | 4.2% | $0.86 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| — | GOLDMAN SACHS BDC INC | 43,612,000 | $44.87M | 4.1% | $1.02 | — | NOTE 4.500% 4/0 | 38147UAB3 |
| — | TPG SPECIALTY LENDING INC | 44,702,000 | $44.87M | 4.1% | $1.01 | — | NOTE 4.500%12/1 | 87265KAB8 |
| — | HERCULES CAPITAL INC | 41,490,000 | $42.65M | 3.9% | $1.01 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | INPHI CORP | 31,000,000 | $38.6M | 3.5% | $0.97 | — | NOTE 0.750% 9/0 | 45772FAC1 |
| — | FORESTAR GROUP INC | 36,785,000 | $36.9M | 3.4% | $1.02 | — | NOTE 3.750% 3/0 | 346232AB7 |
| — | NEW MTN FIN CORP | 33,850,000 | $35.49M | 3.2% | $1.01 | — | NOTE 5.750% 8/1 | 647551AC4 |
| — | SPLUNK INC | 32,000,000 | $34.37M | 3.1% | $1.07 | — | NOTE 0.500% 9/1 | 848637AC8 |
| — | SUNPOWER CORP | 37,062,000 | $34.09M | 3.1% | $0.92 | — | DBCV 4.000% 1/1 | 867652AL3 |
| — | BLACKROCK TCP CAPITAL CORP | 32,854,000 | $33.83M | 3.1% | $1.01 | — | NOTE 4.625% 3/0 | 87238QAD5 |
| — | SEA LTD | 19,300,000 | $33.64M | 3.1% | $1.82 | — | NOTE 2.250% 7/0 | 81141RAB6 |
| — | ZENDESK INC | 24,500,000 | $32.39M | 3.0% | $1.46 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | ZILLOW GROUP INC | 35,642,000 | $31.37M | 2.9% | $0.88 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | NUTANIX INC | 31,961,000 | $29.93M | 2.7% | $1.05 | — | NOTE 1/1 | 67059NAB4 |
| — | INPHI CORP | 18,193,000 | $28.49M | 2.6% | $1.31 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | SAREPTA THERAPEUTICS INC | 21,300,000 | $28.18M | 2.6% | $1.81 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | TWILIO INC | 16,500,000 | $27.59M | 2.5% | $2.01 | — | NOTE 0.250% 6/0 | 90138FAB8 |
| — | AMERICAN RLTY CAP PPTYS INC | 26,878,000 | $27.27M | 2.5% | $0.99 | — | NOTE 3.750%12/1 | 02917TAB0 |
| — | BLACKROCK TCP CAPITAL CORP | 27,089,000 | $27.18M | 2.5% | $1.00 | — | NOTE 5.250%12/1 | 87238QAB9 |
| — | PURE STORAGE INC | 22,231,000 | $21.91M | 2.0% | $0.96 | — | NOTE 0.125% 4/1 | 74624MAB8 |
| — | PACIRA BIOSCIENCES | 20,100,000 | $19.82M | 1.8% | $0.93 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | PERFICIENT INC | 16,000,000 | $19.2M | 1.8% | $1.20 | — | NOTE 2.375% 9/1 | 71375UAB7 |
| — | RAPID7 INC | 14,000,000 | $18.19M | 1.7% | $1.30 | — | NOTE 1.250% 8/0 | 753422AB0 |
| — | SQUARE INC | 16,200,000 | $18.05M | 1.6% | $1.20 | — | NOTE 0.500% 5/1 | 852234AD5 |
| — | RAMBUS INC DEL | 16,808,000 | $16.78M | 1.5% | $0.88 | — | NOTE 1.375% 2/0 | 750917AG1 |
| — | TWITTER INC | 16,777,000 | $16.53M | 1.5% | $0.92 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | SUNPOWER CORP | 17,433,000 | $16.31M | 1.5% | $0.92 | — | DBCV 0.875% 6/0 | 867652AJ8 |
| — | MOMO INC | 17,714,000 | $15.95M | 1.5% | $0.90 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| — | ARES CAP CORP | 14,808,000 | $15.7M | 1.4% | $0.99 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | TPG SPECIALTY LENDING INC | 14,382,000 | $15.09M | 1.4% | $1.01 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 17,300,000 | $14.38M | 1.3% | $1.04 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | REPLIGEN CORP | 14,000,000 | $13.83M | 1.3% | $0.99 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | GLOBALSTAR INC | 32,018,227 | $13.25M | 1.2% | $3.34 | — | COM | 378973408 |
| — | WEIBO CORP | 13,900,000 | $13.06M | 1.2% | $0.94 | — | NOTE 1.250%11/1 | 948596AC5 |
| — | GOPRO INC | 11,904,000 | $11.82M | 1.1% | $0.99 | — | NOTE 3.500% 4/1 | 38268TAB9 |
| — | EXACT SCIENCES CORP | 6,689,000 | $9.454M | 0.9% | $1.11 | — | NOTE 1.000% 1/1 | 30063PAA3 |
| — | VIAVI SOLUTIONS INC | 7,284,000 | $8.955M | 0.8% | $1.18 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | REDFIN CORP | 8,595,000 | $7.888M | 0.7% | $0.90 | — | NOTE 1.750% 7/1 | 75737FAA6 |
| — | BLACKROCK CAPITAL INVESTMENT | 7,300,000 | $7.288M | 0.7% | $1.00 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | NEW RELIC INC | 7,000,000 | $6.637M | 0.6% | $0.95 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| — | MEDICINES CO | 2,500,000 | $3.791M | 0.3% | $1.21 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | MESA LABS INC | 2,775,000 | $2.968M | 0.3% | $1.07 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| — | SILVER STD RES INC | 2,342,000 | $2.369M | 0.2% | $0.99 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| — | OAKTREE STRATEGIC INCOME COR | 183,729 | $1.516M | 0.1% | $8.40 | — | COM | 67402D104 |
| AMD | ADVANCED MICRO DEVICES INC | 22,000 | $638K | 0.1% | $28.53 | +9.9% | COM | 007903107 |