Location: Seattle, WA
CIK: 0001133521 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $1.135B (1.8% shares, 98.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TWITTER INC | 60,277,000 | $58.51M | 5.2% | $1.00 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | TESLA INC | 37,557,000 | $56.82M | 5.0% | $1.51 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | LIGAND PHARMACEUTICALS INC | 64,118,000 | $55.71M | 4.9% | $0.86 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| — | DEXCOM INC | 36,500,000 | $54.08M | 4.8% | $1.48 | — | NOTE 0.750%12/0 | 252131AH0 |
| — | INPHI CORP | 35,250,000 | $50M | 4.4% | $1.02 | — | NOTE 0.750% 9/0 | 45772FAC1 |
| — | GOLDMAN SACHS BDC INC | 43,612,000 | $45.07M | 4.0% | $1.02 | — | NOTE 4.500% 4/0 | 38147UAB3 |
| — | HERCULES CAPITAL INC | 41,470,000 | $42.65M | 3.8% | $1.01 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | NUTANIX INC | 38,742,000 | $38.6M | 3.4% | $1.04 | — | NOTE 1/1 | 67059NAB4 |
| — | SAREPTA THERAPEUTICS INC | 19,300,000 | $37.56M | 3.3% | $1.81 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | FORESTAR GROUP INC | 36,785,000 | $36.85M | 3.2% | $1.02 | — | NOTE 3.750% 3/0 | 346232AB7 |
| — | KARYOPHARM THERAPEUTICS INC | 25,500,000 | $36.58M | 3.2% | $1.43 | — | NOTE 3.000%10/1 | 48576UAA4 |
| — | INPHI CORP | 19,219,000 | $35.81M | 3.2% | $1.34 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | SPLUNK INC | 29,500,000 | $35.58M | 3.1% | $1.07 | — | NOTE 0.500% 9/1 | 848637AC8 |
| — | NEW MTN FIN CORP | 33,850,000 | $35.53M | 3.1% | $1.01 | — | NOTE 5.750% 8/1 | 647551AC4 |
| — | ZILLOW GROUP INC | 35,642,000 | $34.23M | 3.0% | $0.88 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | BLACKROCK TCP CAPITAL CORP | 32,854,000 | $33.87M | 3.0% | $1.01 | — | NOTE 4.625% 3/0 | 87238QAD5 |
| — | ZENDESK INC | 24,500,000 | $33.61M | 3.0% | $1.46 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | WORKDAY INC | 23,038,000 | $29.49M | 2.6% | $1.28 | — | NOTE 0.250%10/0 | 98138HAF8 |
| — | MOMO INC | 31,335,000 | $29.22M | 2.6% | $0.91 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| — | WEIBO CORP | 30,639,000 | $28.99M | 2.6% | $0.95 | — | NOTE 1.250%11/1 | 948596AC5 |
| — | TWILIO INC | 16,500,000 | $25.3M | 2.2% | $2.01 | — | NOTE 0.250% 6/0 | 90138FAB8 |
| — | SUNPOWER CORP | 29,062,000 | $24.14M | 2.1% | $0.92 | — | DBCV 4.000% 1/1 | 867652AL3 |
| — | TESLA INC | 17,617,000 | $22.45M | 2.0% | $1.27 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | PERFICIENT INC | 16,000,000 | $21.78M | 1.9% | $1.20 | — | NOTE 2.375% 9/1 | 71375UAB7 |
| — | RAPID7 INC | 14,000,000 | $20.89M | 1.8% | $1.30 | — | NOTE 1.250% 8/0 | 753422AB0 |
| — | BLACKROCK CAPITAL INVESTMENT | 19,853,000 | $19.93M | 1.8% | $1.00 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | PURE STORAGE INC | 19,400,000 | $19.39M | 1.7% | $0.96 | — | NOTE 0.125% 4/1 | 74624MAB8 |
| — | SUNPOWER CORP | 19,948,000 | $18.55M | 1.6% | $0.92 | — | DBCV 0.875% 6/0 | 867652AJ8 |
| — | NEW RELIC INC | 18,702,000 | $18.25M | 1.6% | $0.97 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| — | RAMBUS INC DEL | 16,808,000 | $17.08M | 1.5% | $0.88 | — | NOTE 1.375% 2/0 | 750917AG1 |
| — | GLOBALSTAR INC | 32,018,227 | $16.61M | 1.5% | $3.34 | — | COM | 378973408 |
| — | TPG SPECIALTY LENDING INC | 14,382,000 | $15.25M | 1.3% | $1.01 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | SQUARE INC | 11,200,000 | $12.5M | 1.1% | $1.20 | — | NOTE 0.500% 5/1 | 852234AD5 |
| — | PACIRA BIOSCIENCES | 11,250,000 | $11.74M | 1.0% | $0.93 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | DOCUSIGN INC | 8,994,000 | $11.19M | 1.0% | $1.24 | — | NOTE 0.500% 9/1 | 256163AB2 |
| — | ALTAIR ENGR INC | 10,421,000 | $10.71M | 0.9% | $1.03 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | REDFIN CORP | 8,625,000 | $8.58M | 0.8% | $0.90 | — | NOTE 1.750% 7/1 | 75737FAA6 |
| — | TWITTER INC | 8,777,000 | $8.539M | 0.8% | $0.92 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | REPLIGEN CORP | 6,126,000 | $6.611M | 0.6% | $0.99 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 6,300,000 | $5.354M | 0.5% | $1.04 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | MESA LABS INC | 2,775,000 | $3.05M | 0.3% | $1.07 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| — | SILVER STD RES INC | 2,342,000 | $2.384M | 0.2% | $0.99 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| MDRX | ALLSCRIPTS HEALTHCARE SOLUTN | 171,600 | $1.684M | 0.1% | $10.53 | 0.0% | COM | 01988P108 |
| — | OAKTREE STRATEGIC INCOME COR | 183,729 | $1.505M | 0.1% | $8.40 | — | COM | 67402D104 |
| — | AMERICAN RLTY CAP PPTYS INC | 1,325,000 | $1.348M | 0.1% | $0.99 | — | NOTE 3.750%12/1 | 02917TAB0 |
| — | ARES CAP CORP | 650,000 | $694K | 0.1% | $0.99 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| AMD | ADVANCED MICRO DEVICES INC | 6,702 | $307K | 0.0% | $28.53 | +29.0% | COM | 007903107 |