Location: New York, NY
CIK: 0001133639 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 8, 2016
Total Value: $912M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | IQ ENHANCED CORE PLUS BOND U | 9,853,229 | $201M | 22.0% | $20.35 | $20.31 | — | IQ ENCH COR PL | 45409B479 |
| HFXI | IQ 50PCT HEDGED FTSE INT ETF | 7,155,440 | $130M | 14.3% | $18.23 | $17.43 | — | HDGD FTSE INTL | 45409B560 |
| — | EXPRESS SCRIPTS HOLDING COMPANY | 975,024 | $68.77M | 7.5% | $70.53 | $80.96 | — | COM | 30219G108 |
| — | IQ GLOBAL RESOURCES ETF | 2,554,644 | $66.37M | 7.3% | $25.98 | $25.88 | — | IQ GLB RES ETF | 45409B883 |
| IWM | ISHARES RUSSELL 2000 | 473,549 | $58.82M | 6.4% | $124.21 | $118.32 | — | RUSSELL 2000 ETF | 464287655 |
| — | IQ Enhanced Core Bond US ETF | 2,512,332 | $50.95M | 5.6% | $20.28 | $20.24 | — | IQ ENCH BD US | 45409B487 |
| VCLT | VANGUARD LONG TERM CORPORATE BOND | 386,800 | $37.02M | 4.1% | $95.70 | $92.41 | — | LG-TERM COR BD | 92206C813 |
| GVI | ISHARES INTERMEDIATE GOVERNM | 315,580 | $35.61M | 3.9% | $112.84 | $111.95 | — | INTRM GOV/CR ETF | 464288612 |
| — | IQ LEADERS GTAA TRACKER ETF | 1,422,810 | $31.01M | 3.4% | $21.79 | $21.30 | — | IQ LEADERS GTA | 45409B511 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORP BD | 247,300 | $30.46M | 3.3% | $123.18 | $118.40 | — | IBOXX INV CP ETF | 464287242 |
| IGLB | ISHARES 10+ YEAR CREDIT BOND BND ETFUND | 388,300 | $24.56M | 2.7% | $63.26 | $61.32 | — | 10+ YR CR BD ETF | 464289511 |
| — | IQ 50PCT HEDGED FTSE EUR ETF | 1,373,182 | $24.51M | 2.7% | $17.85 | $17.59 | — | HDGD FTSE EURO | 45409B552 |
| — | IQ 50PCT HEDGED FTSE JPN ETF | 1,327,287 | $23.05M | 2.5% | $17.37 | $17.42 | — | HDGD FTSE JAPN | 45409B537 |
| IGIB | ISHARES INTERMEDIATE CREDIT | 169,886 | $18.92M | 2.1% | $111.35 | $108.14 | — | INTERM CR BD ETF | 464288638 |
| BLV | VANGUARD LONG TERM BOND INDEX FUND | 124,700 | $12.29M | 1.3% | $98.60 | $94.19 | — | LONG TERM BOND | 921937793 |
| VCIT | VANGUARD INTERMEDIATE TERM CORPORA | 135,600 | $12.15M | 1.3% | $89.58 | $86.35 | — | INT-TERM CORP | 92206C870 |
| AAXJ | ISHARES MSCI ALL COUNTRY ASI | 188,275 | $11.39M | 1.2% | $60.52 | $60.46 | — | MSCI AC ASIA ETF | 464288182 |
| VOE | VANGUARD MID-CAP VALUE ETF | 115,063 | $10.77M | 1.2% | $93.57 | $91.80 | — | MCAP VL IDXVIP | 922908512 |
| VTIP | VANGUARD S/T INFL PROT SEC INDEX FUND | 195,614 | $9.712M | 1.1% | $49.65 | $48.34 | — | STRM INFPROIDX | 922020805 |
| — | VANECK VECTORS EMERGING MARK | 430,303 | $8.21M | 0.9% | $19.08 | $19.03 | — | JP MORGAN MKTS | 92189F494 |
| IWD | ISHARES RUSSELL 1000 VALUE | 68,143 | $7.197M | 0.8% | $105.62 | $105.30 | — | RUS 1000 VAL ETF | 464287598 |
| EWX | SPDR S&P EMERGING MKTS SMALL | 165,844 | $7.158M | 0.8% | $43.16 | $43.81 | — | S&P EMKTSC ETF | 78463X756 |
| SPLB | SPDR BARCLAYS LONG TERM CORPORATE | 143,700 | $6.163M | 0.7% | $42.89 | $41.26 | — | LNG TRM CORP BD | 78464A367 |
| TIP | ISHARES TIPS BOND ETF | 35,785 | $4.169M | 0.5% | $116.50 | $111.07 | — | TIPS BD ETF | 464287176 |
| — | HALCON RESOURCES CORP | 257,329 | $2.414M | 0.3% | $9.38 | $9.38 | — | COM PAR NEW | 40537Q605 |
| INDA | ISHARES MSCI INDIA ETF | 59,356 | $1.746M | 0.2% | $29.42 | $29.68 | — | MSCI INDIA ETF | 46429B598 |
| VGT | VANGUARD INFO TECH ETF | 14,472 | $1.742M | 0.2% | $120.37 | $94.64 | — | INF TECH ETF | 92204A702 |
| — | IQ HEDGE EVENT-DRIVEN TRACKE | 80,000 | $1.632M | 0.2% | $20.40 | $19.00 | — | HDG EVE DRIV | 45409B404 |
| — | ISHARES MSCI FRONTIER 100 | 61,894 | $1.589M | 0.2% | $25.67 | $32.22 | — | MSCI FRNTR100ETF | 464286145 |
| GSLC | GOLDMAN ACTIVEBETA US LC ETF | 36,446 | $1.588M | 0.2% | $43.57 | $42.46 | — | EQUITY ETF | 381430503 |
| — | IQ HEDGE LONG/SHORT TRACKER | 80,000 | $1.551M | 0.2% | $19.39 | $18.57 | — | LNG SHT TRACK | 45409B305 |
| — | GUGGENHEIM S&P SPIN-OFF ETF | 33,877 | $1.453M | 0.2% | $42.89 | $44.62 | — | GUGG S&P SPINOFF | 18383M605 |
| IYF | ISHARES US FINANCIALS ETF | 15,929 | $1.434M | 0.2% | $90.02 | $90.02 | — | U.S. FINLS ETF | 464287788 |
| EPHE | ISHARES MSCI PHILIPPINES | 36,468 | $1.359M | 0.1% | $37.27 | $37.89 | — | MSCI PHILIPS ETF | 46429B408 |
| GLIN | VANECK VECTORS INDIA S/C | 28,997 | $1.347M | 0.1% | $46.45 | $42.38 | — | INDIA SMALL CAP | 92189F767 |
| VOX | VANGUARD TELECOM SERVICE ETF | 10,674 | $1.008M | 0.1% | $94.44 | $92.72 | — | TELCOMM ETF | 92204A884 |
| AFK | VANECK VECTORS AFRICA INDEX | 44,278 | $918K | 0.1% | $20.73 | $20.07 | — | AFRICA INDEX ETF | 92189F866 |
| SPY | SPDR S&P 500 ETF TRUST | 4,028 | $871K | 0.1% | $216.24 | $192.15 | — | TR UNIT | 78462F103 |
| EPOL | ISHARES MSCI POLAND CAPPED E | 41,324 | $753K | 0.1% | $18.22 | $20.67 | — | MSCI POL CAP ETF | 46429B606 |
| FNX | FIRST TRUST MID CAP CORE ALP | 6,848 | $362K | 0.0% | $52.86 | $50.51 | — | COM SHS | 33735B108 |
| — | THE INTERPUBLIC GROUP OF COMPANIES | 7,584 | $170K | 0.0% | $22.42 * | $9.16 | +75.1% | COM | 460690100 |
| IVV | ISHARES CORE S&P 500 ETF | 664 | $144K | 0.0% | $216.87 | $200.09 | — | CORE S&P500 ETF | 464287200 |