CIK: 0001512805 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value ($000): $5,547,387 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Life Technologies Corporation | 2,331,428 | $174,460 | 3.1% | $74.06 | — | COM | 53217V109 |
| — | Onyx Pharmaceuticals, Inc. | 1,366,168 | $170,321 | 3.1% | $124.67 | — | COM | 683399109 |
| — | Elan Corporation plc ADR | 10,151,671 | $158,163 | 2.9% | $15.30 | — | ADR | 284131208 |
| — | NYSE Euronext | 3,725,403 | $156,393 | 2.8% | $33.51 | — | COM | 629491101 |
| — | Hess Corporation | 1,886,700 | $145,918 | 2.6% | $56.70 | — | Put | 42809H107 |
| — | Hess Corporation | 1,886,700 | $145,917 | 2.6% | $56.70 | — | COM | 42809H107 |
| SPY | SPDR S&P 500 ETF TR | 800,000 | $134,408 | 2.4% | — | — | Put | 78462F103 |
| — | NV Energy, Inc. | 5,624,205 | $132,787 | 2.4% | $23.49 | — | COM | 67073Y106 |
| — | Molex Incorporated | 3,375,323 | $129,208 | 2.3% | $38.28 | — | CL A | 608554200 |
| — | Twenty-First Century Fox Class A | 3,726,300 | $124,832 | 2.3% | $33.50 | — | Put | 90130A101 |
| GM | General Motors Co. | 3,266,800 | $117,507 | 2.1% | $23.33 | +14.6% | COM | 37045V100 |
| GM | General Motors Co. | 3,266,800 | $117,507 | 2.1% | $23.33 | +14.6% | Put | 37045V100 |
| AIG | American International Group, Inc. | 2,274,500 | $110,609 | 2.0% | $34.68 | +3.9% | COM NEW | 026874784 |
| AIG | American International Group, Inc. | 2,099,000 | $102,075 | 1.8% | $34.68 | +3.9% | Put | 026874784 |
| — | Hudson City Bancorp, Inc. | 10,708,996 | $96,916 | 1.7% | $8.44 | — | COM | 443683107 |
| BP | BP plc ADR | 2,091,133 | $87,890 | 1.6% | $41.67 | — | SPONSORED ADR | 055622104 |
| — | Lamar Advertising Company | 1,846,000 | $86,818 | 1.6% | $43.35 | — | CL A | 512815101 |
| PFE | Pfizer Inc. | 2,890,639 | $82,990 | 1.5% | $18.72 | -12.6% | COM | 717081103 |
| — | Lamar Advertising Company | 1,706,000 | $80,234 | 1.4% | $43.35 | — | Put | 512815101 |
| HUN | Huntsman Corporation | 3,677,400 | $75,792 | 1.4% | $16.76 | +8.9% | COM | 447011107 |
| — | Noble Corporation | 1,959,100 | $73,995 | 1.3% | $37.63 | — | NAMEN-ART | H5833N103 |
| — | Noble Corporation | 1,959,100 | $73,995 | 1.3% | $37.63 | — | Put | H5833N103 |
| — | Equinix, Inc. | 397,100 | $72,927 | 1.3% | $184.72 | — | COM NEW | 29444U502 |
| HUN | Huntsman Corporation | 3,519,800 | $72,543 | 1.3% | $16.76 | +8.9% | Put | 447011107 |
| — | Anadarko Petroleum Corporation | 770,900 | $71,686 | 1.3% | $78.06 | — | COM | 032511107 |
| — | Anadarko Petroleum Corporation | 770,900 | $71,686 | 1.3% | $78.06 | — | Put | 032511107 |
| BP | BP plc ADR | 1,671,900 | $70,270 | 1.3% | $41.67 | — | Put | 055622104 |
| — | Twenty-First Century Fox Class B | 2,066,600 | $69,024 | 1.2% | $33.40 | — | CL B | 90130A200 |
| — | Comcast Corporation Special Class A | 1,580,389 | $68,541 | 1.2% | $35.95 | — | CL A SPL | 20030N200 |
| — | Equinix, Inc. | 362,100 | $66,500 | 1.2% | $184.72 | — | Put | 29444U502 |
| PFE | Pfizer Inc. | 2,312,300 | $66,386 | 1.2% | $18.72 | -12.6% | Put | 717081103 |
| — | WMS Industries Inc. | 2,504,778 | $64,999 | 1.2% | $25.21 | — | COM | 929297109 |
| — | Sourcefire Inc. | 818,297 | $62,125 | 1.1% | $75.92 | — | COM | 83616T108 |
| TMUS | T-Mobile US, Inc. | 2,349,600 | $61,019 | 1.1% | $19.37 | +21.9% | Put | 872590104 |
| IP | International Paper Company | 1,344,100 | $60,216 | 1.1% | $25.91 | +3.7% | Put | 460146103 |
| IP | International Paper Company | 1,344,100 | $60,216 | 1.1% | $25.91 | +3.7% | COM | 460146103 |
| WMB | Williams Companies, Inc. | 1,623,700 | $59,038 | 1.1% | $28.92 | -38.7% | Put | 969457100 |
| WMB | Williams Companies, Inc. | 1,623,700 | $59,038 | 1.1% | $28.92 | -38.7% | COM | 969457100 |
| TMUS | T-Mobile US, Inc. | 2,208,800 | $57,362 | 1.0% | $19.37 | +21.9% | COM | 872590104 |
| — | SHFL entertainment, Inc. | 2,390,506 | $54,982 | 1.0% | $23.00 | — | COM | 78423R105 |
| OXY | Occidental Petroleum Corporation | 587,700 | $54,973 | 1.0% | $58.46 | +1.3% | COM | 674599105 |
| OXY | Occidental Petroleum Corporation | 587,700 | $54,973 | 1.0% | $58.46 | +1.3% | Put | 674599105 |
| SLM | SLM Corporation | 2,143,300 | $53,369 | 1.0% | $7.97 | +9.5% | Put | 78442P106 |
| SLM | SLM Corporation | 2,143,300 | $53,368 | 1.0% | $7.97 | +9.5% | COM | 78442P106 |
| VLO | Valero Energy Corporation | 1,516,700 | $51,795 | 0.9% | $28.76 | -22.1% | COM | 91913Y100 |
| DOV | Dover Corporation | 546,000 | $49,047 | 0.9% | $39.99 | +15.6% | Put | 260003108 |
| DOV | Dover Corporation | 546,000 | $49,047 | 0.9% | $39.99 | +15.6% | COM | 260003108 |
| VC | Visteon Corporation | 636,200 | $48,122 | 0.9% | $40.07 | 0.0% | Put | 92839U206 |
| VC | Visteon Corporation | 636,200 | $48,122 | 0.9% | $40.07 | 0.0% | COM NEW | 92839U206 |
| MUR | Murphy Oil Corporation | 793,800 | $47,881 | 0.9% | $59.55 | -36.6% | Put | 626717102 |
| — | Health Management Associates Inc. | 3,678,628 | $47,086 | 0.8% | $12.80 | — | CL A | 421933102 |
| — | Dell Inc. | 3,341,759 | $46,016 | 0.8% | $13.48 | — | COM | 24702R101 |
| VLO | Valero Energy Corporation | 1,317,100 | $44,980 | 0.8% | $28.76 | -22.1% | Put | 91913Y100 |
| — | Leap Wireless International, Inc. | 2,741,800 | $43,293 | 0.8% | $15.79 | — | COM NEW | 521863308 |
| — | Ashland Inc. | 462,100 | $42,735 | 0.8% | $83.50 | — | COM | 044209104 |
| — | Ashland Inc. | 462,100 | $42,734 | 0.8% | $83.50 | — | Put | 044209104 |
| IWM | iShares | 400,000 | $42,644 | 0.8% | — | — | Put | 464287655 |
| — | Berry Petroleum Company | 973,100 | $41,970 | 0.8% | $45.13 | — | Put | 085789105 |
| — | Berry Petroleum Company | 973,100 | $41,970 | 0.8% | $45.13 | — | CL A | 085789105 |
| — | Warner Chilcott plc | 1,747,600 | $39,932 | 0.7% | $19.88 | — | SHS A | G94368100 |
| — | Colonial Properties Trust | 1,653,068 | $37,177 | 0.7% | $24.12 | — | COM SH BEN INT | 195872106 |
| — | DISH Network Corp. | 808,900 | $36,409 | 0.7% | $43.26 | — | CL A | 25470M109 |
| RIG | Transocean Ltd. | 817,200 | $36,366 | 0.7% | $50.97 | -7.2% | REG SHS | H8817H100 |
| RIG | Transocean Ltd. | 817,200 | $36,366 | 0.7% | $50.97 | -7.2% | Put | H8817H100 |
| — | Twenty-First Century Fox Class A | 1,081,200 | $36,220 | 0.7% | $33.50 | — | CL A | 90130A101 |
| HAL | Halliburton Company | 690,427 | $33,244 | 0.6% | $37.32 | 0.0% | COM | 406216101 |
| VZ | Verizon Communications Inc. | 695,000 | $32,429 | 0.6% | $26.82 | -2.6% | COM | 92343V104 |
| — | DISH Network Corp. | 693,800 | $31,228 | 0.6% | $43.26 | — | Put | 25470M109 |
| — | Stewart Enterprises, Inc. | 2,371,330 | $31,159 | 0.6% | $13.09 | — | CL A | 860370105 |
| — | Health Management Associates Inc. | 2,335,400 | $29,893 | 0.5% | $12.80 | — | Put | 421933102 |
| — | Sterling Financial Corporation | 1,020,346 | $29,233 | 0.5% | $28.65 | — | COM NEW | 859319303 |
| HAL | Halliburton Company | 575,300 | $27,701 | 0.5% | $37.32 | 0.0% | Put | 406216101 |
| — | Discovery Communications, Inc. Series K | 339,083 | $26,489 | 0.5% | $61.13 | — | COM SER C | 25470F302 |
| — | Spreadtrum Communications ADR | 869,430 | $26,483 | 0.5% | $30.46 | — | ADR | 849415203 |
| MUR | Murphy Oil Corporation | 431,400 | $26,022 | 0.5% | $59.55 | -36.6% | COM | 626717102 |
| TKR | The Timken Company | 418,900 | $25,302 | 0.5% | $42.84 | 0.0% | COM | 887389104 |
| TKR | The Timken Company | 418,900 | $25,302 | 0.5% | $42.84 | 0.0% | Put | 887389104 |
| — | CommonWealth REIT | 1,033,800 | $22,650 | 0.4% | $22.49 | — | COM SH BEN INT | 203233101 |
| — | CommonWealth REIT | 1,033,700 | $22,648 | 0.4% | $22.49 | — | Put | 203233101 |
| — | Vanguard Health Systems, Inc. | 1,048,245 | $22,023 | 0.4% | $20.74 | — | COM | 922036207 |
| — | Sprint Corporation | 3,350,886 | $20,809 | 0.4% | $6.21 | — | COM SER 1 | 85207U105 |
| — | National Oilwell Varco Inc. | 266,000 | $20,777 | 0.4% | $78.11 | — | COM | 637071101 |
| WY | Weyerhaeuser Company | 700,000 | $20,041 | 0.4% | $18.73 | -5.8% | COM | 962166104 |
| WY | Weyerhaeuser Company | 700,000 | $20,041 | 0.4% | $18.73 | -5.8% | Put | 962166104 |
| — | National Oilwell Varco Inc. | 233,900 | $18,270 | 0.3% | $78.11 | — | Put | 637071101 |
| VZ | Verizon Communications Inc. | 347,500 | $16,215 | 0.3% | $26.82 | -2.6% | Put | 92343V104 |
| — | Liberty Global Inc. Series C | 207,772 | $15,672 | 0.3% | $67.89 | — | SHS CL C | G548OU120 |
| LLY | Eli Lilly & Company | 250,900 | $12,628 | 0.2% | $47.24 | -13.2% | COM | 532457108 |
| LLY | Eli Lilly & Company | 240,300 | $12,093 | 0.2% | $47.24 | -13.2% | Put | 532457108 |
| — | Vodafone Group Plc ADR | 320,900 | $11,289 | 0.2% | $35.14 | — | SPONS ADR NEW | 92857W209 |
| OKE | ONEOK, Inc. | 202,000 | $10,771 | 0.2% | $20.98 | 0.0% | COM | 682680103 |
| OKE | ONEOK, Inc. | 202,000 | $10,771 | 0.2% | $20.98 | 0.0% | Put | 682680103 |
| NWS | News Corporation Class B | 516,648 | $8,488 | 0.2% | $14.24 | 0.0% | CL B | 65249B208 |
| — | Vodafone Group Jan.26 put | 227,800 | $8,014 | 0.1% | $35.14 | — | Put | 92857W209 |
| — | Saks, Inc. | 430,000 | $6,854 | 0.1% | $15.94 | — | COM | 79377W108 |
| — | Sprint Corporation | 1,094,400 | $6,796 | 0.1% | $6.21 | — | Put | 85207U105 |
| T | AT&T Inc. | 178,700 | $6,044 | 0.1% | $33.71 | -67.5% | Put | 00206R102 |
| — | Lender Processing Services | 150,000 | $4,991 | 0.1% | $32.35 | — | COM | 52602E102 |
| — | Ingersoll-Rand plc | 72,800 | $4,727 | 0.1% | $55.37 | — | SHS | G47791101 |
| MUSA | Murphy USA Inc. | 107,850 | $4,356 | 0.1% | $38.02 | 0.0% | COM | 626755102 |
| — | Ingersoll-Rand plc | 65,500 | $4,254 | 0.1% | $55.37 | — | Put | G47791101 |
| T | AT&T Inc. | 109,400 | $3,700 | 0.1% | $33.71 | -67.5% | COM | 00206R102 |
| — | Commonwealth REIT 7.25% pfd.E | 150,000 | $3,439 | 0.1% | $25.71 | — | CV PRD-E 7.25 | 203233606 |
| — | Eaton Vance Floating-Rate Income Trust | 166,674 | $2,597 | 0.0% | $16.88 | — | COM | 278279104 |
| FCX | Freeport-McMoRan Copper & Gold, Inc. | 76,236 | $2,522 | 0.0% | $31.78 | -19.2% | COM | 35671D857 |
| — | Royal Bank of Scotland 6.35% pfd.N | 80,700 | $1,683 | 0.0% | $21.04 | — | ADR PREF SER N | 780097770 |
| XLB | Select Sector SPRD TR | 32,000 | $1,344 | 0.0% | — | — | Put | 81369Y100 |
| — | Invesco Senior Income Trust | 240,801 | $1,264 | 0.0% | $5.25 | — | COM | 46131H107 |
| — | Royal Bank of Scotland 7.25% pfd.T | 44,844 | $1,053 | 0.0% | $23.91 | — | SP ADR PREF T | 780097713 |
| — | QEP Midstream Partners, LP | 5,000 | $113 | 0.0% | $22.60 | — | COM UNIT RP LTD | 74735R115 |
| — | CYS Investments, Inc. | 9,500 | $77 | 0.0% | $9.16 | — | COM | 12673A108 |