Location: Naples, FL
CIK: 0001425851 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $10.4B (99.5% shares, 0.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | DIRECTV | 10,610,000 | $918M | 8.8% | $86.52 | $85.23 | — | COM | 25490A309 |
| — | SPDR S&P 500 ETF TR | 3,690,000 | $727M | 7.0% | $197.02 | — | — | Put | 78462F953 |
| — | ALLERGAN INC | 3,648,338 | $650M | 6.3% | $178.19 | $169.22 | — | COM | 018490102 |
| — | TIM HORTONS INC | 6,797,200 | $536M | 5.2% | $78.81 | $78.81 | — | COM | 88706M103 |
| — | TRW AUTOMOTIVE HLDGS CORP | 4,300,000 | $435M | 4.2% | $101.25 | $101.25 | — | COM | 87264S106 |
| — | TURQUOISE HILL RES LTD | 112,209,900 | $420M | 4.0% | $3.74 | $3.76 | — | COM | 900435108 |
| — | TIME WARNER CABLE INC | 2,600,000 | $373M | 3.6% | $143.49 | $136.19 | — | COM | 88732J207 |
| — | COVIDIEN PLC | 3,960,000 | $343M | 3.3% | $86.51 | $88.92 | — | SHS | G2554F113 |
| — | ALLERGAN INC | 1,897,600 | $338M | 3.3% | $178.19 | — | — | Put | 018490952 |
| — | SALIX PHARMACEUTICALS INC | 2,000,000 | $312M | 3.0% | $156.24 | $156.24 | — | COM | 795435106 |
| — | VODAFONE GROUP PLC | 8,680,000 | $305M | 2.9% | $35.15 | — | — | Call | 92857W908 |
| — | VALEANT PHARMACEUTICALS INTL | 1,559,527 | $205M | 2.0% | $131.20 | $128.64 | — | COM | 91911K102 |
| — | SALIX PHARMACEUTICALS INC | 1,241,000 | $194M | 1.9% | $156.24 | — | — | Put | 795435956 |
| — | TIME WARNER CABLE INC | 1,300,000 | $187M | 1.8% | $143.49 | — | — | Put | 88732J957 |
| — | DIRECTV | 2,130,000 | $184M | 1.8% | $86.52 | — | — | Put | 25490A959 |
| — | DIRECTV | 1,920,000 | $166M | 1.6% | $86.52 | — | — | Call | 25490A909 |
| ZTS | ZOETIS INC | 4,250,000 | $157M | 1.5% | $36.95 * | $29.19 | +7.3% | CL A | 98978V103 |
| — | KINDER MORGAN MANAGEMENT LLC | 1,622,998 | $153M | 1.5% | $94.15 | $94.15 | — | SHS | 49455U100 |
| — | AT&T INC | 4,300,000 | $152M | 1.5% | $35.24 | — | — | Put | 00206R952 |
| — | INTERNATIONAL GAME TECHNOLOGY | 8,950,000 | $151M | 1.5% | $16.87 | $16.85 | — | COM | 459902102 |
| — | FAMILY DLR STORES INC | 1,840,000 | $142M | 1.4% | $77.24 | $77.24 | — | COM | 307000109 |
| — | CBS OUTDOOR AMERS INC | 4,633,570 | $139M | 1.3% | $29.94 | $29.96 | — | COM | 14987J106 |
| GM | GENERAL MOTORS CO | 4,019,692 | $128M | 1.2% | $31.94 * | $27.16 | -2.4% | COM | 37045V100 |
| — | ASTRAZENECA PLC | 1,750,000 | $125M | 1.2% | $71.44 | — | — | Call | 046353908 |
| — | VALEANT PHARMACEUTICALS INTL | 880,000 | $115M | 1.1% | $131.20 | — | — | Call | 91911K902 |
| — | COMCAST CORP | 2,020,000 | $109M | 1.0% | $53.78 | — | — | Put | 20030N951 |
| — | SHIRE PLC | 403,182 | $104M | 1.0% | $259.05 | $254.57 | — | SPONSORED ADR | 82481R106 |
| — | GENERAL MOTORS CO | 3,150,000 | $101M | 1.0% | $31.94 | — | — | Put | 37045V950 |
| — | CBS CORP | 1,482,187 | $79.3M | 0.8% | $53.50 | $62.14 | — | CL B | 124857202 |
| — | DIAMOND RESORTS INTL INC | 3,185,000 | $72.49M | 0.7% | $22.76 | $17.99 | — | COM | 25272T104 |
| — | WALGREEN CO | 1,221,700 | $72.41M | 0.7% | $59.27 | — | — | Put | 931422959 |
| — | ABBVIE INC | 1,246,600 | $72M | 0.7% | $57.76 | — | — | Call | 00287Y909 |
| — | WALGREEN CO | 1,170,000 | $69.35M | 0.7% | $59.27 | — | — | Call | 931422909 |
| — | CBS CORP | 1,270,000 | $67.94M | 0.7% | $53.50 | — | — | Put | 124857953 |
| — | ZOETIS INC | 1,800,000 | $66.51M | 0.6% | $36.95 | — | — | Put | 98978V953 |
| — | CONCUR TECHNOLOGIES INC | 500,000 | $63.41M | 0.6% | $126.82 | $126.82 | — | COM | 206708109 |
| — | ZOETIS INC | 1,600,000 | $59.12M | 0.6% | $36.95 | — | — | Call | 98978V903 |
| — | BALLY TECHNOLOGIES INC | 701,000 | $56.57M | 0.5% | $80.70 | $80.70 | — | COM | 05874B107 |
| — | WALGREEN CO | 901,620 | $53.44M | 0.5% | $59.27 | $65.45 | — | COM | 931422109 |
| — | ACTAVIS PLC | 216,800 | $52.31M | 0.5% | $241.28 | — | — | Call | G0083B908 |
| — | TRW AUTOMOTIVE HLDGS CORP | 497,700 | $50.39M | 0.5% | $101.25 | — | — | Put | 87264S956 |
| — | AT&T INC | 1,400,000 | $49.34M | 0.5% | $35.24 | — | — | Call | 00206R902 |
| — | MEDTRONIC INC | 750,000 | $46.46M | 0.4% | $61.95 | — | — | Call | 585055906 |
| — | CBS CORP | 800,000 | $42.8M | 0.4% | $53.50 | — | — | Call | 124857903 |
| — | SIX FLAGS ENTMT CORP | 1,200,000 | $41.27M | 0.4% | $34.39 | $34.39 | — | COM | 83001A102 |
| — | AMERICAN AIRLS GROUP INC | 1,160,000 | $41.16M | 0.4% | $35.48 | — | — | Call | 02376R902 |
| — | CHIQUITA BRANDS INTL INC | 2,862,700 | $40.65M | 0.4% | $14.20 | $11.97 | — | COM | 170032809 |
| — | SPDR S&P 500 ETF TR | 200,000 | $39.4M | 0.4% | $197.02 | — | — | Call | 78462F903 |
| PFE | PFIZER INC | 1,320,000 | $39.03M | 0.4% | $29.57 * | $17.47 | -0.1% | COM | 717081103 |
| — | MALLINCKRODT PUB LTD CO | 350,000 | $38.75M | 0.4% | $110.72 | — | — | Put | G5785G957 |
| SPY | SPDR S&P 500 ETF TR | 194,000 | $38.22M | 0.4% | $197.02 | $196.75 | — | TR UNIT | 78462F103 |
| — | NPS PHARMACEUTICALS INC | 1,398,200 | $36.35M | 0.3% | $26.00 | $27.82 | — | COM | 62936P103 |
| — | COVIDIEN PLC | 380,000 | $32.87M | 0.3% | $86.51 | — | — | Put | G2554F953 |
| — | TESLA MTRS INC | 16,000,000 | $32.32M | 0.3% | $2.02 | $1.38 | — | NOTE 1.500% 6/01/2018 | 88160RAA9 |
| — | MONTAGE TECHNOLOGY GROUP LTD | 1,502,957 | $31.4M | 0.3% | $20.89 | $20.58 | — | SHS | G6209T105 |
| — | TALISMAN ENERGY INC | 3,600,000 | $31.14M | 0.3% | $8.65 | $8.65 | — | COM | 87425E103 |
| — | CLOVIS ONCOLOGY INC | 650,000 | $29.48M | 0.3% | $45.36 | $45.68 | — | COM | 189464100 |
| SYF | SYNCHRONY FINL | 1,180,000 | $28.97M | 0.3% | $24.55 * | $19.48 | 0.0% | COM | 87165B103 |
| — | VALEANT PHARMACEUTICALS INTL | 220,000 | $28.86M | 0.3% | $131.20 | — | — | Put | 91911K952 |
| — | BURGER KING WORLDWIDE INC | 928,400 | $27.54M | 0.3% | $29.66 | $29.66 | — | COM | 121220107 |
| TPH | TRI POINTE HOMES INC | 2,075,000 | $26.85M | 0.3% | $12.94 * | $14.22 | 0.0% | COM | 87265H109 |
| — | EBIX INC | 1,892,000 | $26.83M | 0.3% | $14.18 | $10.32 | — | COM | 278715206 |
| — | SPRINT CORP | 4,200,000 | $26.63M | 0.3% | $6.34 | — | — | Call | 85207U905 |
| — | NPS PHARMACEUTICALS INC | 1,010,000 | $26.26M | 0.3% | $26.00 | — | — | Put | 62936P953 |
| LYB | LYONDELLBASELL INDUSTRIES | 240,000 | $26.08M | 0.3% | $108.66 * | $33.34 | +77.6% | SHS - A - | N53745100 |
| — | SHIRE PLC | 100,000 | $25.91M | 0.2% | $259.05 | — | — | Put | 82481R956 |
| — | GENTIVA HEALTH SERVICES INC | 1,500,000 | $25.17M | 0.2% | $16.78 | $16.13 | — | COM | 37247A102 |
| ESPR | ESPERION THERAPEUTICS INC | 990,000 | $24.21M | 0.2% | $24.46 * | $15.75 | +0.9% | COM | 29664W105 |
| — | LORILLARD INC | 400,000 | $23.96M | 0.2% | $59.91 | — | — | Call | 544147901 |
| ANF | ABERCROMBIE & FITCH CO | 650,000 | $23.62M | 0.2% | $36.34 * | $30.75 | +4.0% | CL A | 002896207 |
| — | ASTRAZENECA PLC | 330,000 | $23.57M | 0.2% | $71.44 | — | — | Put | 046353958 |
| — | DRESSER-RAND GROUP INC | 271,328 | $22.32M | 0.2% | $82.26 | $82.26 | — | COM | 261608103 |
| — | PETSMART INC | 300,000 | $21.03M | 0.2% | $70.09 | $70.09 | — | COM | 716768106 |
| — | KYTHERA BIOPHARMACEUTICALS | 619,400 | $20.29M | 0.2% | $32.76 | $39.17 | — | COM | 501570105 |
| — | ABBVIE INC | 350,000 | $20.22M | 0.2% | $57.76 | — | — | Put | 00287Y959 |
| BYD | BOYD GAMING CORP | 1,860,000 | $18.9M | 0.2% | $10.16 | $10.26 | -1.0% | COM | 103304101 |
| — | ALLERGAN INC | 100,000 | $17.82M | 0.2% | $178.19 | — | — | Call | 018490902 |
| — | TIBCO SOFTWARE INC | 750,000 | $17.72M | 0.2% | $23.63 | $23.63 | — | COM | 88632Q103 |
| — | BURGER KING WORLDWIDE INC | 595,000 | $17.65M | 0.2% | $29.66 | — | — | Put | 121220957 |
| — | BOULEVARD ACQUISITION CORP | 1,775,000 | $17.22M | 0.2% | $9.70 | $9.80 | — | COM | 10157P104 |
| — | SALIX PHARMACEUTICALS INC | 110,000 | $17.19M | 0.2% | $156.24 | — | — | Call | 795435906 |
| — | HEARTWARE INTL INC | 14,000,000 | $15.47M | 0.1% | $1.11 | $1.25 | — | NOTE 3.500%12/17 | 422368AA8 |
| — | FAMILY DLR STORES INC | 200,000 | $15.45M | 0.1% | $77.24 | — | — | Call | 307000909 |
| — | ACTAVIS PLC | 62,500 | $15.08M | 0.1% | $241.28 | $241.28 | — | SHS | G0083B108 |
| BSBR | BANCO SANTANDER BRASIL S A | 2,210,710 | $14.46M | 0.1% | $6.54 | $6.88 | — | ADS REP 1 UNIT | 05967A107 |
| — | CLOVIS ONCOLOGY INC | 300,000 | $13.61M | 0.1% | $45.36 | — | — | Put | 189464950 |
| — | INVESTORS BANCORP INC | 1,297,965 | $13.15M | 0.1% | $10.13 | $11.05 | — | COM | 46146L101 |
| JPM | JPMORGAN CHASE & CO | 210,822 | $12.7M | 0.1% | $60.24 * | $36.24 | +19.0% | COM | 46625H100 |
| — | B/E AEROSPACE INC | 150,000 | $12.59M | 0.1% | $83.94 | — | — | Call | 073302901 |
| — | MONTAGE TECHNOLOGY GROUP LTD | 600,000 | $12.53M | 0.1% | $20.89 | — | — | Put | G6209T955 |
| — | GENERAL MOTORS CO | 380,000 | $12.14M | 0.1% | $31.94 | — | — | Call | 37045V900 |
| — | HEARTWARE INTL INC | 150,000 | $11.64M | 0.1% | $77.63 | $85.64 | — | COM | 422368100 |
| — | KINDER MORGAN INC | 300,000 | $11.5M | 0.1% | $38.34 | — | — | Call | 49456B901 |
| — | IRON MTN INC | 316,400 | $11.48M | 0.1% | $36.27 | — | — | Put | 462846956 |
| — | TIME WARNER INC | 150,000 | $11.28M | 0.1% | $75.21 | — | — | Call | 887317903 |
| — | TIME WARNER INC | 150,000 | $11.28M | 0.1% | $75.21 | $75.21 | — | COM | 887317303 |
| — | TIME WARNER INC | 150,000 | $11.28M | 0.1% | $75.21 | — | — | Put | 887317953 |
| ALLY | ALLY FINL INC | 485,387 | $11.23M | 0.1% | $23.14 * | $18.86 | -3.3% | COM | 02005N100 |
| — | GLOBAL BRASS & COPPER HOLDINGS | 760,000 | $11.15M | 0.1% | $14.67 | $16.65 | — | COM | 37953G103 |
| — | SILVER EAGLE ACQUISITION COR | 1,114,100 | $11.07M | 0.1% | $9.94 | $9.76 | — | COM | 827694100 |
| — | URS CORP | 180,000 | $10.37M | 0.1% | $57.61 | $57.61 | — | COM | 903236107 |
| MTB | M & T BK CORP | 84,000 | $10.36M | 0.1% | $123.29 * | $81.40 | +10.3% | COM | 55261F104 |
| — | EP ENERGY CORP | 580,000 | $10.14M | 0.1% | $17.48 | $19.57 | — | CL A | 268785102 |
| — | MICROCHIP TECHNOLOGY INC | 200,000 | $9.446M | 0.1% | $47.23 | — | — | Call | 595017904 |
| — | CONSTELLIUM NV | 362,400 | $8.919M | 0.1% | $24.61 | $26.59 | — | CL A | N22035104 |
| — | CAPITOL ACQUISITION CORP II | 900,100 | $8.83M | 0.1% | $9.81 | $9.70 | — | COM | 14056V105 |
| — | TIME WARNER CABLE INC | 60,000 | $8.609M | 0.1% | $143.48 | — | — | Call | 88732J907 |
| — | ABERCROMBIE & FITCH CO | 230,000 | $8.358M | 0.1% | $36.34 | — | — | Put | 002896957 |
| — | STONEGATE MTG CORP | 620,000 | $8.054M | 0.1% | $12.99 | $14.95 | — | COM | 86181Q300 |
| — | INTERNATIONAL RECTIFIER CORP | 200,000 | $7.848M | 0.1% | $39.24 | $39.24 | — | COM | 460254105 |
| OEC | ORION ENGINEERED CARBONS S A | 430,000 | $7.577M | 0.1% | $17.62 | $17.44 | 0.0% | COM | L72967109 |
| OCUL | OCULAR THERAPEUTIX INC | 490,000 | $7.335M | 0.1% | $14.97 | $14.79 | 0.0% | COM | 67576A100 |
| — | KINDER MORGAN INC | 2,000,000 | $7.28M | 0.1% | $3.64 | $3.21 | — | *W EXP 05/25/2017 | 49456B119 |
| — | CONVERSANT INC | 204,978 | $7.02M | 0.1% | $34.25 | $34.25 | — | COM | 21249J105 |
| — | POWERSHARES QQQ TRUST | 70,000 | $6.915M | 0.1% | $98.79 | — | — | Put | 73935A954 |
| — | HENNESSY CAP ACQUISITION COR | 695,142 | $6.812M | 0.1% | $9.80 | $9.73 | — | COM | 425886108 |
| — | ZILLOW INC | 55,673 | $6.458M | 0.1% | $116.00 | $116.00 | — | CL A | 98954A107 |
| — | FLY LEASING LTD | 480,000 | $6.149M | 0.1% | $12.81 | $13.88 | — | SPONSORED ADR | 34407D109 |
| — | TRW AUTOMOTIVE HLDGS CORP | 60,000 | $6.075M | 0.1% | $101.25 | — | — | Call | 87264S906 |
| — | INTERMUNE INC | 80,000 | $5.92M | 0.1% | $74.00 | — | — | Put | 45884X953 |
| — | PIKE CORP | 469,121 | $5.578M | 0.1% | $11.89 | $11.89 | — | COM | 721283109 |
| MCHB | HOMESTREET INC | 311,204 | $5.318M | 0.1% | $17.09 * | $22.03 | -18.9% | COM | 43785V102 |
| — | ABERCROMBIE & FITCH CO | 140,000 | $5.088M | 0.0% | $36.34 | — | — | Call | 002896907 |
| — | ANADARKO PETROLEUM CORP | 50,000 | $5.072M | 0.0% | $101.44 | — | — | Call | 032511907 |
| — | SHUTTERFLY INC | 100,000 | $4.874M | 0.0% | $48.74 | $48.74 | — | COM | 82568P304 |
| — | CBS OUTDOOR AMERS INC | 160,300 | $4.799M | 0.0% | $29.94 | — | — | Call | 14987J906 |
| — | TESLA MTRS INC | 5,000,000 | $4.762M | 0.0% | $0.95 | $0.91 | — | NOTE 1.250% 3/01/2021 | 88160RAC5 |
| HLF | HERBALIFE LTD | 107,400 | $4.699M | 0.0% | $43.75 * | $27.87 | -4.1% | COM USD SHS | G4412G101 |
| RYZ | RYERSON HLDG CORP | 350,000 | $4.48M | 0.0% | $12.80 * | $11.44 | 0.0% | COM | 783754104 |
| AER | AERCAP HOLDINGS NV | 100,000 | $4.09M | 0.0% | $40.90 * | $44.76 | 0.0% | SHS | N00985106 |
| — | FOAMIX PHARMACEUTICALS LTD | 750,000 | $4.088M | 0.0% | $5.45 | $5.45 | — | SHS | M46135105 |
| — | GRACE W R & CO DEL | 44,750 | $4.07M | 0.0% | $90.95 | $84.04 | — | COM | 38388F108 |
| — | TOWER INTL INC | 134,000 | $3.375M | 0.0% | $25.19 | $20.20 | — | COM | 891826109 |
| — | TW TELECOM INC | 80,000 | $3.329M | 0.0% | $41.61 | $40.31 | — | COM | 87311L104 |
| — | IRON MTN INC | 89,500 | $3.246M | 0.0% | $36.27 | — | — | Call | 462846906 |
| CCS | CENTURY CMNTYS INC | 175,000 | $3.036M | 0.0% | $17.35 * | $18.84 | 0.0% | COM | 156504300 |
| — | BURGER KING WORLDWIDE INC | 100,000 | $2.966M | 0.0% | $29.66 | — | — | Call | 121220907 |
| — | B/E AEROSPACE INC | 35,000 | $2.938M | 0.0% | $83.94 | $92.49 | — | COM | 073302101 |
| BAC | BANK AMER CORP | 165,000 | $2.813M | 0.0% | $17.05 * | $10.03 | +25.4% | COM | 060505104 |
| — | BANKRATE INC | 245,000 | $2.783M | 0.0% | $11.36 | $16.94 | — | COM | 06647F102 |
| — | COMPUTER SCIENCES CORP | 45,000 | $2.752M | 0.0% | $61.16 | $61.16 | — | COM | 205363104 |
| — | WALTER ENERGY INC | 1,090,000 | $2.551M | 0.0% | $2.34 | — | — | Put | 93317Q955 |
| — | CAESARS ENTMT CORP | 200,000 | $2.516M | 0.0% | $12.58 | $12.86 | — | COM | 127686103 |
| — | WALTER ENERGY INC | 990,010 | $2.317M | 0.0% | $2.34 | $11.08 | — | COM | 93317Q105 |
| GS | GOLDMAN SACHS GROUP INC | 12,000 | $2.203M | 0.0% | $183.58 * | $120.06 | +17.1% | COM | 38141G104 |
| — | MULTIMEDIA GAMES HLDG CO INC | 60,575 | $2.181M | 0.0% | $36.00 | $36.00 | — | COM | 625453105 |
| AAL | AMERICAN AIRLS GROUP INC | 57,420 | $2.037M | 0.0% | $35.48 * | $29.00 | +28.1% | COM | 02376R102 |
| — | TESLA MTRS INC | 8,000 | $1.941M | 0.0% | $242.63 | — | — | Put | 88160R951 |
| — | HERBALIFE LTD | 40,000 | $1.75M | 0.0% | $43.75 | — | — | Put | G4412G951 |
| TMUS | T-MOBILE US INC | 58,500 | $1.689M | 0.0% | $28.87 * | $31.22 | -4.8% | COM | 872590104 |
| — | AUXILIUM PHARMACEUTICALS INC | 55,000 | $1.642M | 0.0% | $29.85 | $29.85 | — | COM | 05334D107 |
| — | T-MOBILE US INC | 50,000 | $1.444M | 0.0% | $28.88 | — | — | Call | 872590904 |
| — | EBIX INC | 100,000 | $1.418M | 0.0% | $14.18 | — | — | Call | 278715906 |
| VOD | VODAFONE GROUP PLC | 43,057 | $1.416M | 0.0% | $32.89 | $36.81 | — | SPNSR ADR NO PAR | 92857W308 |
| VZ | VERIZON COMMUNICATIONS INC | 26,802 | $1.34M | 0.0% | $50.00 * | $26.69 | +4.2% | COM | 92343V104 |
| — | NEWSTAR FINANCIAL INC | 116,324 | $1.307M | 0.0% | $11.24 | $16.33 | — | COM | 65251F105 |
| — | ZILLOW INC | 10,000 | $1.16M | 0.0% | $116.00 | — | — | Call | 98954A907 |
| — | VIVUS INC | 300,000 | $1.158M | 0.0% | $3.86 | — | — | Put | 928551950 |
| — | COMPUWARE CORP | 100,000 | $1.061M | 0.0% | $10.61 | $10.61 | — | COM | 205638109 |
| — | DOW CHEM CO | 20,000 | $1.049M | 0.0% | $52.45 | $52.45 | — | COM | 260543103 |
| — | BOYD GAMING CORP | 100,000 | $1.016M | 0.0% | $10.16 | — | — | Put | 103304951 |
| — | SPARK ENERGY INC | 58,144 | $1.01M | 0.0% | $17.37 | $17.37 | — | CL A COM | 846511103 |
| — | ECLIPSE RES CORP | 60,000 | $997K | 0.0% | $16.62 | $16.62 | — | COM | 27890G100 |
| IBP | INSTALLED BLDG PRODS INC | 67,500 | $948K | 0.0% | $14.04 * | $12.27 | -3.7% | COM | 45780R101 |
| — | CAESARS ACQUISITION CO | 100,000 | $947K | 0.0% | $9.47 | $9.47 | — | CL A | 12768T103 |
| — | MEDIA GENERAL INC | 70,000 | $918K | 0.0% | $13.11 | — | — | Put | 584404957 |
| — | WALTER ENERGY INC | 360,000 | $842K | 0.0% | $2.34 | — | — | Call | 93317Q905 |
| — | QLT INC | 152,900 | $691K | 0.0% | $4.52 | $4.79 | — | COM | 746927102 |
| AAPL | APPLE INC | 5,771 | $581K | 0.0% | $100.68 * | $21.63 | 0.0% | COM | 037833100 |
| — | BOULEVARD ACQUISITION CORP | 887,500 | $577K | 0.0% | $0.65 | $0.70 | — | *W EXP 02/19/2019 | 10157P112 |
| — | GFI GROUP INC | 100,000 | $541K | 0.0% | $5.41 | $5.41 | — | COM | 361652209 |
| — | HENNESSY CAP ACQUISITION COR | 695,142 | $521K | 0.0% | $0.75 | $0.45 | — | *W EXP 01/23/2019 | 425886116 |
| — | SILVER EAGLE ACQUISITION COR | 1,114,100 | $501K | 0.0% | $0.45 | $0.65 | — | *W EXP 07/26/2018 | 827694118 |
| PRKS | SEAWORLD ENTMT INC | 25,000 | $481K | 0.0% | $19.24 * | $23.86 | 0.0% | COM | 81282V100 |
| — | HERBALIFE LTD | 10,000 | $438K | 0.0% | $43.80 | — | — | Call | G4412G901 |
| NMIH | NMI HLDGS INC | 50,000 | $433K | 0.0% | $8.66 * | $13.30 | -26.6% | CL A | 629209305 |
| — | ROUNDYS INC | 100,000 | $299K | 0.0% | $2.99 | $2.99 | — | COM | 779268101 |
| — | HUDSON CITY BANCORP | 25,649 | $249K | 0.0% | $9.71 | $9.18 | — | COM | 443683107 |
| — | CAPITOL ACQUISITION CORP II | 450,050 | $144K | 0.0% | $0.32 | $0.60 | — | *W EXP 05/15/2016 | 14056V113 |
| — | KODIAK OIL & GAS CORP | 9,000 | $122K | 0.0% | $13.56 | $13.56 | — | COM | 50015Q100 |
| — | KIPS BAY MED INC | 311,800 | $53,000 | 0.0% | $0.17 | $1.05 | — | COM | 49726K105 |