CIK: 0001425851 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 17, 2015
Total Value ($000): $14,058,740 (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 7,190,000 | $1,477,833 | 10.5% | — | — | Put | 78462F953 |
| — | ALLERGAN INC | 5,589,600 | $1,188,293 | 8.5% | $184.28 | — | COM | 018490102 |
| — | DIRECTV | 10,692,400 | $927,031 | 6.6% | $85.23 | — | COM | 25490A309 |
| — | COVIDIEN PLC | 7,842,400 | $802,121 | 5.7% | $95.53 | — | SHS | G2554F113 |
| — | ALLERGAN INC | 3,330,000 | $707,925 | 5.0% | — | — | Put | 018490952 |
| — | COVIDIEN PLC | 6,473,500 | $662,110 | 4.7% | — | — | Put | G2554F953 |
| — | TIME WARNER CABLE INC | 3,870,000 | $588,472 | 4.2% | — | — | Put | 88732J957 |
| — | TRW AUTOMOTIVE HLDGS CORP | 4,850,100 | $498,833 | 3.5% | $101.43 | — | COM | 87264S106 |
| — | CAREFUSION CORP | 7,250,000 | $430,215 | 3.1% | $59.34 | — | COM | 14170T101 |
| — | TURQUOISE HILL RES LTD | 132,946,400 | $412,134 | 2.9% | $3.65 | — | COM | 900435108 |
| — | TIME WARNER CABLE INC | 2,640,000 | $401,438 | 2.9% | $136.43 | — | COM | 88732J207 |
| — | BAKER HUGHES INC | 6,070,000 | $340,345 | 2.4% | $56.07 | — | COM | 057224107 |
| — | AT&T INC | 9,190,000 | $308,692 | 2.2% | — | — | Call | 00206R902 |
| — | VODAFONE GROUP PLC | 7,680,000 | $271,836 | 1.9% | — | — | Call | 92857W908 |
| — | CUBIST PHARMACEUTICALS INC | 2,590,000 | $260,684 | 1.9% | $100.65 | — | COM | 229678107 |
| — | BAKER HUGHES INC | 3,950,000 | $221,477 | 1.6% | — | — | Put | 057224957 |
| — | DIRECTV | 2,370,000 | $205,479 | 1.5% | — | — | Call | 25490A909 |
| — | ACTAVIS PLC | 776,800 | $199,956 | 1.4% | — | — | Call | G0083B908 |
| — | SALIX PHARMACEUTICALS INC | 1,505,000 | $172,985 | 1.2% | $156.24 | — | COM | 795435106 |
| — | DRESSER-RAND GROUP INC | 2,020,000 | $165,236 | 1.2% | $81.86 | — | COM | 261608103 |
| — | COMCAST CORP | 2,720,000 | $157,787 | 1.1% | — | — | Put | 20030N951 |
| — | COVANCE INC | 1,405,350 | $145,932 | 1.0% | $103.84 | — | COM | 222816100 |
| — | FAMILY DLR STORES INC | 1,800,000 | $142,578 | 1.0% | $77.24 | — | COM | 307000109 |
| — | AT&T INC | 4,140,000 | $139,063 | 1.0% | — | — | Put | 00206R952 |
| GM | GENERAL MTRS CO | 3,980,000 | $138,942 | 1.0% | $27.16 | -9.8% | COM | 37045V100 |
| — | DIRECTV | 1,580,000 | $136,986 | 1.0% | — | — | Put | 25490A959 |
| ZTS | ZOETIS INC | 3,180,000 | $136,835 | 1.0% | $29.19 | +27.5% | CL A | 98978V103 |
| — | VALEANT PHARMACEUTICALS INTL | 920,000 | $131,661 | 0.9% | — | — | Call | 91911K902 |
| — | AUXILIUM PHARMACEUTICALS INC | 3,772,900 | $129,750 | 0.9% | $34.32 | — | COM | 05334D107 |
| — | GENERAL MTRS CO | 3,450,000 | $120,440 | 0.9% | — | — | Put | 37045V950 |
| — | SALIX PHARMACEUTICALS INC | 900,000 | $103,446 | 0.7% | — | — | Put | 795435956 |
| — | INTERNATIONAL GAME TECHNOLOGY | 5,920,000 | $102,120 | 0.7% | $16.85 | — | COM | 459902102 |
| — | TALISMAN ENERGY INC | 12,666,800 | $99,181 | 0.7% | $8.06 | — | COM | 87425E103 |
| — | HALLIBURTON CO | 2,460,000 | $96,752 | 0.7% | — | — | Put | 406216951 |
| — | ZOETIS INC | 2,100,000 | $90,363 | 0.6% | — | — | Call | 98978V903 |
| — | DIAMOND RESORTS INTL INC | 3,150,000 | $87,885 | 0.6% | $17.99 | — | COM | 25272T104 |
| — | GENERAL MTRS CO | 2,500,000 | $87,275 | 0.6% | — | — | Call | 37045V900 |
| — | PETSMART INC | 1,000,000 | $81,300 | 0.6% | $77.94 | — | COM | 716768106 |
| — | AMERICAN AIRLS GROUP INC | 1,480,000 | $79,372 | 0.6% | — | — | Call | 02376R902 |
| — | ZOETIS INC | 1,800,000 | $77,454 | 0.6% | — | — | Put | 98978V953 |
| — | COMCAST CORP | 1,300,000 | $75,413 | 0.5% | — | — | Call | 20030N901 |
| — | CUBIST PHARMACEUTICALS INC | 683,500 | $68,794 | 0.5% | — | — | Put | 229678957 |
| — | AMERICAN AIRLS GROUP INC | 1,200,000 | $64,356 | 0.5% | — | — | Put | 02376R952 |
| — | ASTRAZENECA PLC | 910,000 | $64,046 | 0.5% | — | — | Call | 046353908 |
| — | CBS CORP NEW | 1,140,000 | $63,088 | 0.4% | — | — | Put | 124857953 |
| ESPR | ESPERION THERAPEUTICS INC | 1,470,000 | $59,447 | 0.4% | $20.60 | +48.6% | COM | 29664W105 |
| — | NPS PHARMACEUTICALS INC | 1,580,000 | $56,517 | 0.4% | $28.73 | — | COM | 62936P103 |
| SPY | SPDR S&P 500 ETF TR | 221,750 | $45,578 | 0.3% | $197.85 | — | TR UNIT | 78462F103 |
| — | CHIQUITA BRANDS INTL INC | 2,945,295 | $42,589 | 0.3% | $12.03 | — | COM | 170032809 |
| — | CAESARS ENTMT CORP | 2,379,200 | $37,330 | 0.3% | $15.45 | — | COM | 127686103 |
| — | SPDR S&P 500 ETF TR | 180,000 | $36,997 | 0.3% | — | — | Call | 78462F903 |
| TPH | TRI POINTE HOMES INC | 1,960,000 | $29,890 | 0.2% | $14.22 | +0.1% | COM | 87265H109 |
| — | CBS CORP NEW | 540,000 | $29,884 | 0.2% | — | — | Call | 124857903 |
| — | TESLA MTRS INC | 16,000,000 | $29,670 | 0.2% | $1.38 | — | NOTE 1.500% 6/01/2018 | 88160RAA9 |
| — | CLOVIS ONCOLOGY INC | 494,600 | $27,698 | 0.2% | $45.68 | — | COM | 189464100 |
| — | HALLIBURTON CO | 645,000 | $25,368 | 0.2% | — | — | Call | 406216901 |
| — | LORILLARD INC | 400,000 | $25,176 | 0.2% | — | — | Put | 544147951 |
| — | LORILLARD INC | 400,000 | $25,176 | 0.2% | — | — | Call | 544147901 |
| — | EBIX INC | 1,400,000 | $23,786 | 0.2% | $10.32 | — | COM | 278715206 |
| — | RESTAURANT BRANDS INTL INC | 595,000 | $23,211 | 0.2% | — | — | Put | 76131D953 |
| — | TRULIA INC | 500,200 | $23,024 | 0.2% | $46.03 | — | COM | 897888103 |
| — | NPS PHARMACEUTICALS INC | 620,600 | $22,199 | 0.2% | — | — | Call | 62936P903 |
| — | NPS PHARMACEUTICALS INC | 600,000 | $21,462 | 0.2% | — | — | Put | 62936P953 |
| — | ALLERGAN INC | 100,000 | $21,259 | 0.2% | — | — | Call | 018490902 |
| — | CSX CORP | 560,000 | $20,289 | 0.1% | — | — | Put | 126408953 |
| — | TALISMAN ENERGY INC | 2,478,100 | $19,404 | 0.1% | — | — | Put | 87425E953 |
| — | ABBVIE INC | 280,000 | $18,323 | 0.1% | — | — | Call | 00287Y909 |
| — | SPANSION INC | 520,000 | $17,794 | 0.1% | $34.22 | — | COM CL A | 84649R200 |
| — | ABERCROMBIE & FITCH CO | 616,700 | $17,662 | 0.1% | — | — | Put | 002896957 |
| — | KYTHERA BIOPHARMACEUTICALS I | 500,000 | $17,340 | 0.1% | $39.17 | — | COM | 501570105 |
| — | SALIX PHARMACEUTICALS INC | 150,000 | $17,241 | 0.1% | — | — | Call | 795435906 |
| — | BOULEVARD ACQUISITION CORP | 1,775,000 | $17,111 | 0.1% | $9.80 | — | COM | 10157P104 |
| — | AVANIR PHARMACEUTICALS INC | 1,000,000 | $16,950 | 0.1% | $16.95 | — | CL A | 05348P401 |
| — | DIGITAL RIV INC | 680,000 | $16,816 | 0.1% | — | — | Put | 25388B954 |
| ANF | ABERCROMBIE & FITCH CO | 570,000 | $16,325 | 0.1% | $30.75 | -21.2% | CL A | 002896207 |
| — | BROOKFIELD RESIDENTIAL PPTYS | 660,402 | $15,889 | 0.1% | $24.06 | — | COM | 11283W104 |
| — | FAMILY DLR STORES INC | 200,000 | $15,842 | 0.1% | — | — | Call | 307000909 |
| — | SAPIENT CORP | 632,400 | $15,734 | 0.1% | $24.88 | — | COM | 803062108 |
| — | HEARTWARE INTL INC | 14,000,000 | $15,026 | 0.1% | $1.25 | — | NOTE 3.500%12/17 | 422368AA8 |
| QSR | RESTAURANT BRANDS INTL INC | 380,924 | $14,871 | 0.1% | $38.08 | 0.0% | COM | 76131D103 |
| — | KINDER MORGAN INC DEL | 3,200,000 | $13,632 | 0.1% | $3.60 | — | *W EXP 05/25/2017 | 49456B119 |
| — | CLOVIS ONCOLOGY INC | 240,000 | $13,440 | 0.1% | — | — | Put | 189464950 |
| — | IRON MTN INC | 286,400 | $12,109 | 0.1% | — | — | Put | 462846956 |
| — | GENTIVA HEALTH SERVICES INC | 625,556 | $11,917 | 0.1% | $16.13 | — | COM | 37247A102 |
| — | HEARTWARE INTL INC | 160,000 | $11,749 | 0.1% | $84.88 | — | COM | 422368100 |
| — | SILVER EAGLE ACQUISITION COR | 1,114,100 | $10,918 | 0.1% | $9.76 | — | COM | 827694100 |
| — | CBS CORP NEW | 194,603 | $10,769 | 0.1% | $62.14 | — | CL B | 124857202 |
| LYB | LYONDELLBASELL INDUSTRIES N | 125,000 | $9,924 | 0.1% | $33.34 | +43.3% | SHS - A - | N53745100 |
| — | SPRINT CORP | 2,300,000 | $9,545 | 0.1% | — | — | Call | 85207U905 |
| OCUL | OCULAR THERAPEUTIX INC | 400,000 | $9,408 | 0.1% | $14.79 | +13.7% | COM | 67576A100 |
| — | RIO TINTO PLC | 200,000 | $9,212 | 0.1% | — | — | Call | 767204900 |
| — | TIME WARNER CABLE INC | 60,000 | $9,124 | 0.1% | — | — | Call | 88732J907 |
| — | VOLCANO CORPORATION | 500,000 | $8,940 | 0.1% | $17.88 | — | COM | 928645100 |
| — | CAPITOL ACQUISITION CORP II | 900,100 | $8,893 | 0.1% | $9.70 | — | COM | 14056V105 |
| — | TORNIER N V | 325,785 | $8,308 | 0.1% | $25.50 | — | SHS | N87237108 |
| — | LYONDELLBASELL INDUSTRIES N | 100,000 | $7,939 | 0.1% | — | — | Put | N53745950 |
| — | AVOLON HLDGS LTD | 400,000 | $7,920 | 0.1% | $19.80 | — | COM | G52237107 |
| — | WALGREENS BOOTS ALLIANCE INC | 100,000 | $7,620 | 0.1% | — | — | Call | 931427908 |
| — | DIGITAL RIV INC | 300,000 | $7,419 | 0.1% | $24.73 | — | COM | 25388B104 |
| — | STONEGATE MTG CORP | 620,000 | $7,415 | 0.1% | $14.95 | — | COM | 86181Q300 |
| CSX | CSX CORP | 200,000 | $7,246 | 0.1% | $9.84 | 0.0% | COM | 126408103 |
| — | HENNESSY CAP ACQUISITION COR | 695,142 | $6,847 | 0.0% | $9.73 | — | COM | 425886108 |
| HLF | HERBALIFE LTD | 171,900 | $6,481 | 0.0% | $25.44 | -15.9% | COM USD SHS | G4412G101 |
| — | REYNOLDS AMERICAN INC | 100,000 | $6,427 | 0.0% | — | — | Call | 761713906 |
| MTB | M & T BK CORP | 45,472 | $5,712 | 0.0% | $81.40 | +10.6% | COM | 55261F104 |
| — | FOAMIX PHARMACEUTICALS LTD | 750,000 | $5,258 | 0.0% | $5.45 | — | SHS | M46135105 |
| OEC | ORION ENGINEERED CARBONS S A | 302,771 | $5,144 | 0.0% | $17.44 | -8.1% | COM | L72967109 |
| — | CONSTELLIUM NV | 300,000 | $4,929 | 0.0% | $26.59 | — | CL A | N22035104 |
| — | TESLA MTRS INC | 5,000,000 | $4,528 | 0.0% | $0.91 | — | NOTE 1.250% 3/01/2021 | 88160RAC5 |
| ALLY | ALLY FINL INC | 188,729 | $4,458 | 0.0% | $18.86 | -8.4% | COM | 02005N100 |
| — | ABERCROMBIE & FITCH CO | 140,000 | $4,010 | 0.0% | — | — | Call | 002896907 |
| — | LORAL SPACE & COMMUNICATNS I | 48,000 | $3,778 | 0.0% | $78.71 | — | COM | 543881106 |
| RYZ | RYERSON HLDG CORP | 350,000 | $3,476 | 0.0% | $11.44 | -1.5% | COM | 783754104 |
| — | TOWER INTL INC | 134,000 | $3,424 | 0.0% | $20.20 | — | COM | 891826109 |
| — | CAESARS ENTMT CORP | 200,000 | $3,138 | 0.0% | — | — | Put | 127686953 |
| JPM | JPMORGAN CHASE & CO | 50,000 | $3,129 | 0.0% | $36.24 | +23.3% | COM | 46625H100 |
| — | ACCELERON PHARMA INC | 80,000 | $3,117 | 0.0% | $38.96 | — | COM | 00434H108 |
| MCHB | HOMESTREET INC | 178,262 | $3,104 | 0.0% | $22.03 | -23.5% | COM | 43785V102 |
| — | CYPRESS SEMICONDUCTOR CORP | 211,538 | $3,021 | 0.0% | $14.28 | — | COM | 232806109 |
| BAC | BANK AMER CORP | 165,000 | $2,952 | 0.0% | $10.03 | +35.2% | COM | 060505104 |
| PFE | PFIZER INC | 90,000 | $2,804 | 0.0% | $17.47 | +2.9% | COM | 717081103 |
| GS | GOLDMAN SACHS GROUP INC | 12,000 | $2,326 | 0.0% | $120.06 | +25.7% | COM | 38141G104 |
| CCS | CENTURY CMNTYS INC | 125,561 | $2,170 | 0.0% | $18.84 | -15.2% | COM | 156504300 |
| — | ZILLOW INC | 20,000 | $2,118 | 0.0% | — | — | Put | 98954A957 |
| — | GFI GROUP INC | 360,000 | $1,962 | 0.0% | $5.44 | — | COM | 361652209 |
| — | EBIX INC | 100,000 | $1,699 | 0.0% | — | — | Call | 278715906 |
| — | WALTER ENERGY INC | 1,090,000 | $1,504 | 0.0% | — | — | Put | 93317Q955 |
| — | WALTER ENERGY INC | 997,882 | $1,377 | 0.0% | $11.08 | — | COM | 93317Q105 |
| — | HERBALIFE LTD | 35,300 | $1,331 | 0.0% | — | — | Put | G4412G951 |
| — | BOYD GAMING CORP | 100,000 | $1,278 | 0.0% | — | — | Put | 103304951 |
| — | MEDIA GEN INC | 70,000 | $1,171 | 0.0% | — | — | Put | 584404957 |
| — | HUDSON CITY BANCORP | 115,037 | $1,164 | 0.0% | $9.91 | — | COM | 443683107 |
| — | CAESARS ACQUISITION CO | 110,900 | $1,143 | 0.0% | $9.55 | — | CL A | 12768T103 |
| — | ZILLOW INC | 10,000 | $1,059 | 0.0% | — | — | Call | 98954A907 |
| — | GRACE W R & CO DEL | 10,000 | $954 | 0.0% | $84.04 | — | COM | 38388F108 |
| — | VIVUS INC | 300,000 | $864 | 0.0% | — | — | Put | 928551950 |
| — | AMERICAN RLTY CAP PPTYS INC | 65,012 | $588 | 0.0% | $9.04 | — | COM | 02917T104 |
| — | SILVER EAGLE ACQUISITION COR | 1,114,100 | $557 | 0.0% | $0.65 | — | *W EXP 07/26/2018 | 827694118 |
| AAL | AMERICAN AIRLS GROUP INC | 9,920 | $532 | 0.0% | $29.00 | +40.7% | COM | 02376R102 |
| — | WALTER ENERGY INC | 360,000 | $497 | 0.0% | — | — | Call | 93317Q905 |
| — | BOULEVARD ACQUISITION CORP | 887,500 | $470 | 0.0% | $0.70 | — | *W EXP 02/19/2019 | 10157P112 |
| NMIH | NMI HLDGS INC | 50,000 | $457 | 0.0% | $13.30 | -33.4% | CL A | 629209305 |
| BYD | BOYD GAMING CORP | 30,000 | $383 | 0.0% | $10.26 | +2.8% | COM | 103304101 |
| — | OUTFRONT MEDIA INC | 12,670 | $340 | 0.0% | $26.84 | — | COM | 69007J106 |
| — | HERTZ GLOBAL HOLDINGS INC | 12,000 | $299 | 0.0% | $24.92 | — | COM | 42805T105 |
| — | HENNESSY CAP ACQUISITION COR | 695,142 | $278 | 0.0% | $0.45 | — | *W EXP 01/23/201 | 425886116 |
| — | CAPITOL ACQUISITION CORP II | 450,050 | $243 | 0.0% | $0.60 | — | *W EXP 05/15/2016 | 14056V113 |