DG Capital Management, LLC Hedge Fund

CIK: 0001512716 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 14, 2015

Total Value ($000): $113,070 (100.0% shares, 0.0% debt)

Holdings (20)

— BLUEKNIGHT ENERGY PARTNERS L 16.5%

Value ($000) $18,602 Shares 2,483,581 Est. Cost $6.66 Unrealized —

— NOVATEL WIRELESS INC 11.8%

Value ($000) $13,365 Shares 13,500,000 Est. Cost $0.99 Unrealized —

CHCT COMMUNITY HEALTHCARE TR INC 11.0%

Value ($000) $12,468 Shares 647,700 Est. Cost $19.25 Unrealized —

— WESTMORELAND COAL CO 10.4%

Value ($000) $11,733 Shares 564,611 Est. Cost $32.94 Unrealized —

— HC2 HLDGS INC 6.4%

Value ($000) $7,262 Shares 811,358 Est. Cost $8.43 Unrealized —

AWRE AWARE INC MASS 5.9%

Value ($000) $6,644 Shares 1,648,734 Est. Cost $4.23 Unrealized -1.0%

— KCAP FINL INC 5.9%

Value ($000) $6,624 Shares 1,107,611 Est. Cost $5.98 Unrealized —

— REMY INTL INC NEW 4.9%

Value ($000) $5,575 Shares 252,162 Est. Cost $22.21 Unrealized —

— MVC CAPITAL INC 4.6%

Value ($000) $5,199 Shares 509,729 Est. Cost $10.20 Unrealized —

— TARGACEPT INC 4.0%

Value ($000) $4,474 Shares 1,603,612 Est. Cost $2.79 Unrealized —

— PERNIX THERAPEUTICS HLDGS IN 3.6%

Value ($000) $4,063 Shares 686,269 Est. Cost $5.92 Unrealized —

— COMMUNICATIONS SALES&LEAS IN 3.5%

Value ($000) $3,919 Shares 158,550 Est. Cost $24.72 Unrealized —

— IGI LABS INC 3.1%

Value ($000) $3,549 Shares 563,270 Est. Cost $6.30 Unrealized —

KOP KOPPERS HOLDINGS INC 2.9%

Value ($000) $3,331 Shares 134,762 Est. Cost $20.20 Unrealized +16.1%

SALM SALEM MEDIA GROUP INC 2.8%

Value ($000) $3,181 Shares 502,467 Est. Cost $7.23 Unrealized -25.0%

IYR ISHARES TR 1.3%

Value ($000) $1,495 Shares 7,000 Est. Cost — Unrealized —

— MCG CAPITAL CORP 0.9%

Value ($000) $1,053 Shares 230,853 Est. Cost $4.56 Unrealized —

— JOURNAL MEDIA GROUP INC 0.2%

Value ($000) $268 Shares 32,272 Est. Cost $8.30 Unrealized —

— LUMOS NETWORKS CORP 0.2%

Value ($000) $199 Shares 13,469 Est. Cost $14.77 Unrealized —

— WESTMORELAND COAL CO 0.1%

Value ($000) $66 Shares 1,395 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BLUEKNIGHT ENERGY PARTNERS L	2,483,581	$18,602	16.5%	$6.66	—	COM UNIT	09625U109
—	NOVATEL WIRELESS INC	13,500,000	$13,365	11.8%	$0.99	—	DEBT 5.500% 6/1	66987MAD1
CHCT	COMMUNITY HEALTHCARE TR INC	647,700	$12,468	11.0%	$19.25	—	COM	20369C106
—	WESTMORELAND COAL CO	564,611	$11,733	10.4%	$32.94	—	COM	960878106
—	HC2 HLDGS INC	811,358	$7,262	6.4%	$8.43	—	COM	404139107
AWRE	AWARE INC MASS	1,648,734	$6,644	5.9%	$4.23	-1.0%	COM	05453N100
—	KCAP FINL INC	1,107,611	$6,624	5.9%	$5.98	—	COM	48668E101
—	REMY INTL INC NEW	252,162	$5,575	4.9%	$22.21	—	COM	75971M108
—	MVC CAPITAL INC	509,729	$5,199	4.6%	$10.20	—	COM	553829102
—	TARGACEPT INC	1,603,612	$4,474	4.0%	$2.79	—	COM	87611R306
—	PERNIX THERAPEUTICS HLDGS IN	686,269	$4,063	3.6%	$5.92	—	COM	71426V108
—	COMMUNICATIONS SALES&LEAS IN	158,550	$3,919	3.5%	$24.72	—	COM	20341J104
—	IGI LABS INC	563,270	$3,549	3.1%	$6.30	—	COM	449575109
KOP	KOPPERS HOLDINGS INC	134,762	$3,331	2.9%	$20.20	+16.1%	COM	50060P106
SALM	SALEM MEDIA GROUP INC	502,467	$3,181	2.8%	$7.23	-25.0%	CL A	794093104
IYR	ISHARES TR	7,000	$1,495	1.3%	—	—	Put	464287739
—	MCG CAPITAL CORP	230,853	$1,053	0.9%	$4.56	—	COM	58047P107
—	JOURNAL MEDIA GROUP INC	32,272	$268	0.2%	$8.30	—	COM	48114A109
—	LUMOS NETWORKS CORP	13,469	$199	0.2%	$14.77	—	COM	550283105
—	WESTMORELAND COAL CO	1,395	$66	0.1%	—	—	Put	960878956