DG Capital Management, LLC Hedge Fund

CIK: 0001512716 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 16, 2015

Total Value ($000): $85,960 (100.0% shares, 0.0% debt)

Holdings (16)

— BLUEKNIGHT ENERGY PARTNERS L 18.5%

Value ($000) $15,930 Shares 2,819,428 Est. Cost $6.54 Unrealized —

CHCT COMMUNITY HEALTHCARE TR INC 12.5%

Value ($000) $10,748 Shares 675,945 Est. Cost $19.11 Unrealized —

— LUMOS NETWORKS CORP 8.4%

Value ($000) $7,249 Shares 596,173 Est. Cost $12.22 Unrealized —

KOP KOPPERS HOLDINGS INC 8.2%

Value ($000) $7,077 Shares 350,851 Est. Cost $20.43 Unrealized +0.7%

— MVC CAPITAL INC 8.0%

Value ($000) $6,902 Shares 840,684 Est. Cost $9.42 Unrealized —

AWRE AWARE INC MASS 7.9%

Value ($000) $6,799 Shares 2,029,450 Est. Cost $4.07 Unrealized -16.3%

— SYNERGETICS USA INC 6.5%

Value ($000) $5,585 Shares 850,000 Est. Cost $6.57 Unrealized —

— WESTMORELAND COAL CO 6.5%

Value ($000) $5,569 Shares 395,261 Est. Cost $32.94 Unrealized —

— HC2 HLDGS INC 5.9%

Value ($000) $5,114 Shares 729,483 Est. Cost $8.43 Unrealized —

— KCAP FINL INC 5.9%

Value ($000) $5,097 Shares 1,130,127 Est. Cost $5.95 Unrealized —

— COMMUNICATIONS SALES&LEAS IN 3.3%

Value ($000) $2,838 Shares 158,550 Est. Cost $24.72 Unrealized —

— PERNIX THERAPEUTICS HLDGS IN 2.6%

Value ($000) $2,199 Shares 695,808 Est. Cost $5.88 Unrealized —

SALM SALEM MEDIA GROUP INC 1.9%

Value ($000) $1,666 Shares 272,266 Est. Cost $7.23 Unrealized -15.6%

— CATALYST BIOSCIENCES INC 1.4%

Value ($000) $1,192 Shares 255,819 Est. Cost $4.66 Unrealized —

IYR ISHARES TR 1.2%

Value ($000) $1,063 Shares 500,000 Est. Cost — Unrealized —

— JOURNAL MEDIA GROUP INC 1.1%

Value ($000) $932 Shares 124,297 Est. Cost $7.71 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BLUEKNIGHT ENERGY PARTNERS L	2,819,428	$15,930	18.5%	$6.54	—	COM UNIT	09625U109
CHCT	COMMUNITY HEALTHCARE TR INC	675,945	$10,748	12.5%	$19.11	—	COM	20369C106
—	LUMOS NETWORKS CORP	596,173	$7,249	8.4%	$12.22	—	COM	550283105
KOP	KOPPERS HOLDINGS INC	350,851	$7,077	8.2%	$20.43	+0.7%	COM	50060P106
—	MVC CAPITAL INC	840,684	$6,902	8.0%	$9.42	—	COM	553829102
AWRE	AWARE INC MASS	2,029,450	$6,799	7.9%	$4.07	-16.3%	COM	05453N100
—	SYNERGETICS USA INC	850,000	$5,585	6.5%	$6.57	—	COM	87160G107
—	WESTMORELAND COAL CO	395,261	$5,569	6.5%	$32.94	—	COM	960878106
—	HC2 HLDGS INC	729,483	$5,114	5.9%	$8.43	—	COM	404139107
—	KCAP FINL INC	1,130,127	$5,097	5.9%	$5.95	—	COM	48668E101
—	COMMUNICATIONS SALES&LEAS IN	158,550	$2,838	3.3%	$24.72	—	COM	20341J104
—	PERNIX THERAPEUTICS HLDGS IN	695,808	$2,199	2.6%	$5.88	—	COM	71426V108
SALM	SALEM MEDIA GROUP INC	272,266	$1,666	1.9%	$7.23	-15.6%	CL A	794093104
—	CATALYST BIOSCIENCES INC	255,819	$1,192	1.4%	$4.66	—	COM	14888D109
IYR	ISHARES TR	500,000	$1,063	1.2%	—	—	Put	464287739
—	JOURNAL MEDIA GROUP INC	124,297	$932	1.1%	$7.71	—	COM	48114A109