CIK: 0001512805 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value ($000): $5,670,926 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 2,475,000 | $504,628 | 8.9% | — | — | Put | 78462F103 |
| — | Precision Castparts Corp. | 1,423,281 | $330,215 | 5.8% | $230.19 | — | COM | 740189105 |
| — | Broadcom Corp. | 3,815,373 | $220,605 | 3.9% | $52.20 | — | CL A | 111320107 |
| — | Time Warner Cable Inc. | 1,088,794 | $202,069 | 3.6% | $149.34 | — | COM | 88732J207 |
| — | PartnerRe Ltd. | 1,306,659 | $182,592 | 3.2% | $135.69 | — | COM | G6852T105 |
| — | Yahoo! Inc. | 5,294,190 | $176,085 | 3.1% | $38.56 | — | COM | 984332106 |
| KLAC | KLA-Tencor Corp. | 2,335,090 | $161,939 | 2.9% | $53.38 | 0.0% | COM | 482480100 |
| AIG | American International Group, Inc. | 2,398,847 | $148,656 | 2.6% | $36.37 | +30.1% | COM NEW | 026874784 |
| — | Dow Chemical Company | 2,539,200 | $130,718 | 2.3% | $47.63 | — | COM | 260543103 |
| — | EMC Corporation MASS | 4,398,104 | $112,943 | 2.0% | $25.68 | — | COM | 268648102 |
| GM | General Motors Co. | 3,313,000 | $112,675 | 2.0% | $23.85 | +16.1% | COM | 37045V100 |
| — | W.R. Grace & Co. DEL NEW | 1,106,200 | $110,166 | 1.9% | $97.78 | — | COM | 38388F108 |
| — | Dow Chemical Company | 2,128,100 | $109,554 | 1.9% | $47.63 | — | Put | 260543103 |
| — | Hertz Global Holdings, Inc. | 7,286,141 | $103,681 | 1.8% | $20.91 | — | COM | 42805T105 |
| — | Airgas, Inc. | 748,524 | $103,536 | 1.8% | $138.32 | — | COM | 009363102 |
| TMUS | T-Mobile US, Inc. | 2,640,170 | $103,284 | 1.8% | $24.14 | +54.6% | COM | 872590104 |
| — | DISH Network Corp. | 1,775,900 | $101,546 | 1.8% | $58.18 | — | Put | 25470M109 |
| — | DISH Network Corp. | 1,771,900 | $101,318 | 1.8% | $58.18 | — | CL A | 25470M109 |
| GM | General Motors Co. | 2,960,400 | $100,682 | 1.8% | $23.85 | +16.1% | Put | 37045V100 |
| HUM | Humana Inc. | 558,840 | $99,759 | 1.8% | $168.42 | -4.0% | COM | 444859102 |
| — | Solera Holdings Inc. | 1,800,997 | $98,748 | 1.7% | $54.00 | — | COM | 83421A104 |
| — | Cameron International Corporation | 1,538,611 | $97,240 | 1.7% | $61.32 | — | COM | 13342B105 |
| — | CBS Corporation | 1,884,700 | $88,826 | 1.6% | $54.80 | — | Put | 124857202 |
| — | Johnson Controls, Inc. | 2,221,358 | $87,721 | 1.5% | $41.72 | — | COM | 478366107 |
| — | W.R. Grace & Co. DEL NEW | 859,700 | $85,618 | 1.5% | $97.78 | — | Put | 38388F108 |
| HYG | iShares TR | 1,058,600 | $85,302 | 1.5% | — | — | Put | 464288513 |
| — | Youku Tudou Inc. ADR | 3,075,206 | $83,430 | 1.5% | $27.13 | — | SPONSORED ADR | 98742U100 |
| — | Hertz Global Holdings, Inc. | 5,837,000 | $83,061 | 1.5% | $20.91 | — | Put | 42805T105 |
| TMUS | T-Mobile US, Inc. | 2,040,500 | $79,824 | 1.4% | $24.14 | +54.6% | Put | 872590104 |
| — | CBS Corporation | 1,622,588 | $76,473 | 1.3% | $54.80 | — | CL B | 124857202 |
| — | Jarden Corporation | 1,272,164 | $72,666 | 1.3% | $57.12 | — | COM | 471109108 |
| — | Johnson Controls, Inc. | 1,752,800 | $69,219 | 1.2% | $41.72 | — | Put | 478366107 |
| — | Starwood Hotels & Resorts Worldwide Inc. | 962,586 | $66,688 | 1.2% | $69.28 | — | COM | 85590A401 |
| AIG | American International Group, Inc. | 1,028,300 | $63,723 | 1.1% | $36.37 | +30.1% | Put | 026874784 |
| — | General Electric Company | 1,991,600 | $62,038 | 1.1% | $25.63 | — | Put | 369604103 |
| — | Anadarko Petroleum Corporation | 1,242,500 | $60,361 | 1.1% | $79.52 | — | COM | 032511107 |
| MGM | MGM Resorts International | 2,601,600 | $59,108 | 1.0% | $20.84 | 0.0% | COM | 552953101 |
| — | General Electric Company | 1,731,200 | $53,927 | 1.0% | $25.63 | — | COM | 369604103 |
| MGM | MGM Resorts International | 2,289,100 | $52,008 | 0.9% | $20.84 | 0.0% | Put | 552953101 |
| — | First Niagara Financial Group | 4,735,193 | $51,377 | 0.9% | $10.85 | — | COM | 33582V108 |
| STWD | Starwood Property Trust, Inc. | 2,354,478 | $48,408 | 0.9% | $25.76 | — | COM | 85571B105 |
| — | King Digital Entertainment plc | 2,681,535 | $47,946 | 0.8% | $17.88 | — | ORD SHS | G5258J109 |
| — | Health Net Inc. | 684,850 | $46,885 | 0.8% | $61.49 | — | COM | 42222G108 |
| HUN | Huntsman Corporation | 3,911,399 | $44,472 | 0.8% | $19.18 | -38.2% | COM | 447011107 |
| WMB | Williams Companies, Inc. DEL | 1,685,301 | $43,312 | 0.8% | $27.78 | -29.6% | COM | 969457100 |
| HUN | Huntsman Corporation | 3,727,500 | $42,381 | 0.7% | $19.18 | -38.2% | Put | 447011107 |
| — | Anadarko Petroleum Corporation | 849,200 | $41,254 | 0.7% | $79.52 | — | Put | 032511107 |
| — | Cablevision Systems Corporation | 1,268,380 | $40,462 | 0.7% | $31.98 | — | CL A NY CABLVS | 12686C109 |
| — | Du Pont (E.I.) de Nemours & Co. | 600,524 | $39,995 | 0.7% | $66.68 | — | COM | 263534109 |
| — | Du Pont (E.I.) de Nemours & Co. | 584,900 | $38,954 | 0.7% | $66.68 | — | Put | 263534109 |
| — | Starwood Hotels & Resorts Worldwide Inc. | 526,800 | $36,496 | 0.6% | $69.28 | — | Put | 85590A401 |
| — | Baker Hughes Incorporated | 745,294 | $34,396 | 0.6% | $59.25 | — | COM | 057224107 |
| — | Equity Commonwealth | 1,194,993 | $33,137 | 0.6% | $25.71 | — | COM SH BEN INT | 294628102 |
| — | NorthStar Realty Finance Corp. | 1,815,590 | $30,919 | 0.5% | $17.03 | — | COM | 66704R803 |
| — | NorthStar Realty Finance Corp. | 1,690,300 | $28,786 | 0.5% | $17.03 | — | Put | 66704R803 |
| — | Keurig Green Mountain Inc. | 312,330 | $28,103 | 0.5% | $89.98 | — | COM | 49271M100 |
| — | Symetra Financial Corporation | 872,494 | $27,719 | 0.5% | $31.67 | — | COM | 87151Q106 |
| — | SiriusXM Holdings Inc. | 6,748,671 | $27,467 | 0.5% | $3.20 | — | COM | 82968B103 |
| — | BioMed Realty Trust, Inc. | 1,083,795 | $25,675 | 0.5% | $23.69 | — | COM | 09063H107 |
| — | Williams Partners LP NEW | 843,774 | $23,499 | 0.4% | $48.43 | — | COM UNIT LTD PAR | 96949L105 |
| APD | Air Products and Chemicals, Inc. | 165,500 | $21,533 | 0.4% | $98.40 | -0.4% | COM | 009158106 |
| — | Charter Communications Inc. D | 100,000 | $18,310 | 0.3% | — | — | Put | 16117M305 |
| — | VMware Inc. | 313,000 | $17,706 | 0.3% | — | — | Put | 928563402 |
| APD | Air Products and Chemicals, Inc. | 132,400 | $17,226 | 0.3% | $98.40 | -0.4% | Put | 009158106 |
| PFE | Pfizer, Inc. | 480,269 | $15,504 | 0.3% | $18.62 | +9.4% | COM | 717081103 |
| — | Avago Technologies Ltd. | 96,900 | $14,065 | 0.2% | — | — | Call | Y0486S104 |
| — | Allergan PLC | 41,800 | $13,063 | 0.2% | $312.51 | — | SHS | G0177J108 |
| PFE | Pfizer, Inc. | 361,400 | $11,666 | 0.2% | $18.62 | +9.4% | Put | 717081103 |
| — | Atmel Corporation | 1,254,650 | $10,802 | 0.2% | $8.61 | — | COM | 049513104 |
| — | Aetna Inc NEW | 97,500 | $10,542 | 0.2% | — | — | Call | 00817Y108 |
| — | PMC-Sierra, Inc. | 816,344 | $9,486 | 0.2% | $11.62 | — | COM | 69344F106 |
| C | Citigroup Inc. | 152,700 | $7,902 | 0.1% | $39.31 | +0.8% | COM NEW | 172967424 |
| — | EZchip Semiconductor Ltd. | 287,856 | $7,116 | 0.1% | $24.72 | — | ORD | M4146Y108 |
| — | Invesco Senior Income Trust | 1,259,762 | $5,089 | 0.1% | $4.27 | — | COM | 46131H107 |
| C | Citigroup Inc. | 93,700 | $4,849 | 0.1% | $39.31 | +0.8% | Put | 172967424 |
| — | Equity Commonwealth | 187,580 | $4,807 | 0.1% | $25.55 | — | COM PFD E 7.25% | 294628409 |
| PRGO | Perrigo Company PLC | 33,200 | $4,804 | 0.1% | $190.62 | -19.3% | SHS | G97822103 |
| — | Voya (ING) Prime Rate Trust | 837,002 | $4,235 | 0.1% | $5.06 | — | SH BEN INT | 92913A100 |
| — | Keurig Green Mountain Inc. | 45,100 | $4,058 | 0.1% | $89.98 | — | Put | 49271M100 |
| — | Eaton Vance Floating-Rate Income Trust | 316,503 | $4,001 | 0.1% | $12.88 | — | COM | 278279104 |
| — | Fairchild Semiconductor International, In | 182,000 | $3,769 | 0.1% | $20.71 | — | COM | 303726103 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 290,379 | $3,586 | 0.1% | $12.37 | — | COM | 33733U108 |
| — | DoubleLine Income Solutions Fund | 206,353 | $3,347 | 0.1% | $16.22 | — | COM | 258622109 |
| — | Northern Tier Energy LP | 128,600 | $3,326 | 0.1% | $25.86 | — | COM UN REPR PART | 665826103 |
| — | Hilton Worldwide Holdings Inc. | 142,800 | $3,056 | 0.1% | $21.40 | — | COM | 43300A104 |
| — | SPX FLOW, Inc. | 105,300 | $2,939 | 0.1% | $34.43 | — | COM | 78469X107 |
| — | Hilton Worldwide Holdings Inc. | 114,200 | $2,444 | 0.0% | $21.40 | — | Put | 43300A104 |
| MSFT | Microsoft Corp. | 40,000 | $2,219 | 0.0% | $38.18 | +20.3% | COM | 594918104 |
| — | Pacific Special Acquisition Corp. | 210,000 | $2,068 | 0.0% | $9.85 | — | SHS | G68588105 |
| — | Winthrop Realty Trust | 158,988 | $2,062 | 0.0% | $15.32 | — | SH BEN INT NEW | 976391300 |
| — | Hennessy Capital Acquisition Corp. II | 200,000 | $1,960 | 0.0% | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| MSFT | Microsoft Corp. | 32,000 | $1,775 | 0.0% | $38.18 | +20.3% | Put | 594918104 |
| MCD | McDonald's Corp. | 14,600 | $1,725 | 0.0% | $73.92 | +18.0% | Put | 580135101 |
| — | Wheeler Real Estate Inv.Trust, Inc. | 888,250 | $1,714 | 0.0% | $2.03 | — | COM | 963025101 |
| — | Blackrock Fltg Rate OME Str. | 93,129 | $1,201 | 0.0% | $12.90 | — | COM | 09255X100 |
| — | CYS Investments, Inc. | 121,297 | $865 | 0.0% | $7.81 | — | COM | 12673A108 |
| — | Western Asset High Income Opportunity Fun | 106,644 | $500 | 0.0% | $6.10 | — | COM | 95766K109 |
| T | AT&T Inc. | 13,164 | $453 | 0.0% | $12.27 | +1.4% | COM | 00206R102 |
| — | StanCorp Financial Group, Inc. | 2,800 | $318 | 0.0% | $113.93 | — | COM | 852891100 |
| — | SFX Entertainment Inc. | 1,104,063 | $210 | 0.0% | $4.16 | — | COM | 784178303 |
| — | Heartland Payment Systems, Inc. | 1,894 | $180 | 0.0% | $95.04 | — | COM | 42235N108 |
| BXMT | Blackstone Mortgage Trust Inc. | 5,067 | $136 | 0.0% | $27.83 | — | COM CL A | 09257W100 |
| — | Pacific Special Acquisition Corp. | 210,000 | $20 | 0.0% | $0.10 | — | *W EXP 10/20/202 | G68588121 |
| — | Nuveen Energy MLP Total Return Fund | 1,050 | $12 | 0.0% | $19.05 | — | COM | 67074U103 |
| — | First Trust MLP and Energy Income Fund | 149 | $2 | 0.0% | $20.04 | — | COM | 33739B104 |