REGENTS OF THE UNIVERSITY OF CALIFORNIA Diversified Active

Location: Oakland, CA

CIK: 0000315054 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $35.01M (100.0% shares, 0.0% debt)

Holdings (26)

— LENDINGCLUB CORP 17.2%

Value $6.028M Shares 975,443 Share Price $6.18 Est. Cost/Share $13.67 Unrealized @ Report Date —

SSTK SHUTTERSTOCK INC 9.8%

Value $3.437M Shares 53,963 Share Price $63.69 * Est. Cost/Share $74.89 Unrealized @ Report Date -23.2%

EL ESTEE LAUDER COMPANIES CL A 8.4%

Value $2.958M Shares 33,400 Share Price $88.56 * Est. Cost/Share $58.22 Unrealized @ Report Date +38.9%

XOM EXXON MOBIL CORP 8.4%

Value $2.933M Shares 33,600 Share Price $87.29 * Est. Cost/Share $53.69 Unrealized @ Report Date +9.0%

GDOT GREEN DOT CORP CLASS A 6.5%

Value $2.284M Shares 99,062 Share Price $23.06 Est. Cost/Share $23.42 Unrealized @ Report Date 0.0%

— CHINA BIOLOGIC PRODUCTS INC 4.5%

Value $1.568M Shares 12,600 Share Price $124.44 Est. Cost/Share $124.44 Unrealized @ Report Date —

APD AIR PRODUCTS + CHEMICALS INC 4.4%

Value $1.533M Shares 10,200 Share Price $150.29 * Est. Cost/Share $70.09 Unrealized @ Report Date +56.8%

MRK MERCK + CO. INC. 3.9%

Value $1.348M Shares 21,600 Share Price $62.41 * Est. Cost/Share $30.02 Unrealized @ Report Date +45.7%

— GENERAL ELECTRIC CO 3.4%

Value $1.187M Shares 40,075 Share Price $29.62 Est. Cost/Share $23.26 Unrealized @ Report Date —

AR ANTERO RESOURCES CORP 3.4%

Value $1.179M Shares 43,750 Share Price $26.95 Est. Cost/Share $27.26 Unrealized @ Report Date -2.3%

CTMX CYTOMX THERAPEUTICS INC 3.2%

Value $1.119M Shares 71,366 Share Price $15.68 * Est. Cost/Share $11.41 Unrealized @ Report Date +6.1%

— 58.COM INC ADR 2.7%

Value $943K Shares 19,778 Share Price $47.68 Est. Cost/Share $45.91 Unrealized @ Report Date —

PFE PFIZER INC 2.7%

Value $936K Shares 27,645 Share Price $33.86 * Est. Cost/Share $16.46 Unrealized @ Report Date +35.2%

VZ VERIZON COMMUNICATIONS INC 2.6%

Value $922K Shares 17,735 Share Price $51.99 * Est. Cost/Share $27.04 Unrealized @ Report Date +21.7%

WFC WELLS FARGO + CO 2.3%

Value $802K Shares 18,106 Share Price $44.29 * Est. Cost/Share $27.36 Unrealized @ Report Date +34.6%

T AT+T INC 2.2%

Value $770K Shares 18,958 Share Price $40.62 * Est. Cost/Share $12.26 Unrealized @ Report Date +32.8%

KO COCA COLA CO/THE 2.2%

Value $762K Shares 18,000 Share Price $42.33 * Est. Cost/Share $27.85 Unrealized @ Report Date +16.9%

SPGI S+P GLOBAL INC 2.2%

Value $759K Shares 6,000 Share Price $126.50 * Est. Cost/Share $81.73 Unrealized @ Report Date +34.8%

— OPHTHOTECH CORP 2.1%

Value $743K Shares 16,110 Share Price $46.12 Est. Cost/Share $42.30 Unrealized @ Report Date —

DIS WALT DISNEY CO/THE 1.6%

Value $557K Shares 6,000 Share Price $92.83 * Est. Cost/Share $56.11 Unrealized @ Report Date +58.4%

HON HONEYWELL INTERNATIONAL INC 1.4%

Value $490K Shares 4,200 Share Price $116.67 * Est. Cost/Share $53.13 Unrealized @ Report Date +61.9%

TXN TEXAS INSTRUMENTS INC 1.3%

Value $456K Shares 6,500 Share Price $70.15 * Est. Cost/Share $25.31 Unrealized @ Report Date +108.1%

VIPS VIPSHOP HOLDINGS LTD ADR 1.3%

Value $450K Shares 30,678 Share Price $14.67 Est. Cost/Share $20.74 Unrealized @ Report Date —

MRSH MARSH + MCLENNAN COS 1.0%

Value $350K Shares 5,200 Share Price $67.31 * Est. Cost/Share $31.19 Unrealized @ Report Date +83.8%

— ANADARKO PETROLEUM CORP 0.8%

Value $292K Shares 4,602 Share Price $63.45 Est. Cost/Share $93.00 Unrealized @ Report Date —

TGNA TEGNA INC 0.6%

Value $201K Shares 9,200 Share Price $21.85 * Est. Cost/Share $18.83 Unrealized @ Report Date -25.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	LENDINGCLUB CORP	975,443	$6.028M	17.2%	$6.18	$13.67	—	COMMON STOCK	52603A109
SSTK	SHUTTERSTOCK INC	53,963	$3.437M	9.8%	$63.69 *	$74.89	-23.2%	COMMON STOCK	825690100
EL	ESTEE LAUDER COMPANIES CL A	33,400	$2.958M	8.4%	$88.56 *	$58.22	+38.9%	COMMON STOCK	518439104
XOM	EXXON MOBIL CORP	33,600	$2.933M	8.4%	$87.29 *	$53.69	+9.0%	COMMON STOCK	30231G102
GDOT	GREEN DOT CORP CLASS A	99,062	$2.284M	6.5%	$23.06	$23.42	0.0%	COMMON STOCK	39304D102
—	CHINA BIOLOGIC PRODUCTS INC	12,600	$1.568M	4.5%	$124.44	$124.44	—	COMMON STOCK	16938C106
APD	AIR PRODUCTS + CHEMICALS INC	10,200	$1.533M	4.4%	$150.29 *	$70.09	+56.8%	COMMON STOCK	009158106
MRK	MERCK + CO. INC.	21,600	$1.348M	3.9%	$62.41 *	$30.02	+45.7%	COMMON STOCK	58933Y105
—	GENERAL ELECTRIC CO	40,075	$1.187M	3.4%	$29.62	$23.26	—	COMMON STOCK	369604103
AR	ANTERO RESOURCES CORP	43,750	$1.179M	3.4%	$26.95	$27.26	-2.3%	COMMON STOCK	03674X106
CTMX	CYTOMX THERAPEUTICS INC	71,366	$1.119M	3.2%	$15.68 *	$11.41	+6.1%	COMMON STOCK	23284F105
—	58.COM INC ADR	19,778	$943K	2.7%	$47.68	$45.91	—	DEPOSITORY RECEIPTS	31680Q104
PFE	PFIZER INC	27,645	$936K	2.7%	$33.86 *	$16.46	+35.2%	COMMON STOCK	717081103
VZ	VERIZON COMMUNICATIONS INC	17,735	$922K	2.6%	$51.99 *	$27.04	+21.7%	COMMON STOCK	92343V104
WFC	WELLS FARGO + CO	18,106	$802K	2.3%	$44.29 *	$27.36	+34.6%	COMMON STOCK	949746101
T	AT+T INC	18,958	$770K	2.2%	$40.62 *	$12.26	+32.8%	COMMON STOCK	00206R102
KO	COCA COLA CO/THE	18,000	$762K	2.2%	$42.33 *	$27.85	+16.9%	COMMON STOCK	191216100
SPGI	S+P GLOBAL INC	6,000	$759K	2.2%	$126.50 *	$81.73	+34.8%	COMMON STOCK	78409V104
—	OPHTHOTECH CORP	16,110	$743K	2.1%	$46.12	$42.30	—	COMMON STOCK	683745103
DIS	WALT DISNEY CO/THE	6,000	$557K	1.6%	$92.83 *	$56.11	+58.4%	COMMON STOCK	254687106
HON	HONEYWELL INTERNATIONAL INC	4,200	$490K	1.4%	$116.67 *	$53.13	+61.9%	COMMON STOCK	438516106
TXN	TEXAS INSTRUMENTS INC	6,500	$456K	1.3%	$70.15 *	$25.31	+108.1%	COMMON STOCK	882508104
VIPS	VIPSHOP HOLDINGS LTD ADR	30,678	$450K	1.3%	$14.67	$20.74	—	DEPOSITORY RECEIPTS	92763W103
MRSH	MARSH + MCLENNAN COS	5,200	$350K	1.0%	$67.31 *	$31.19	+83.8%	COMMON STOCK	571748102
—	ANADARKO PETROLEUM CORP	4,602	$292K	0.8%	$63.45	$93.00	—	COMMON STOCK	032511107
TGNA	TEGNA INC	9,200	$201K	0.6%	$21.85 *	$18.83	-25.3%	COMMON STOCK	87901J105