Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value: $3.954B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Yahoo! Inc. | 4,787,162 | $185M | 4.7% | $38.67 | $39.10 | — | COM | 984332106 |
| — | St. Jude Medical, Inc. | 1,816,119 | $146M | 3.7% | $80.19 | $78.31 | — | COM | 790849103 |
| — | Harman International Industries, Inc. | 1,243,712 | $138M | 3.5% | $111.16 | $111.16 | — | COM | 413086109 |
| — | American Capital Ltd. | 7,101,323 | $127M | 3.2% | $17.92 | $16.78 | — | COM | 02503Y103 |
| NXPI | NXP Semiconductors NV | 1,215,900 | $119M | 3.0% | $98.01 * | $88.31 | 0.0% | COM | N6596X109 |
| — | Reynolds American Inc. | 1,894,450 | $106M | 2.7% | $56.04 | $56.04 | — | COM | 761713106 |
| — | Cabela's Incorporated | 1,793,808 | $105M | 2.7% | $58.55 | $58.55 | — | COM | 126804301 |
| HPE | Hewlett Packard Enterprise Company | 4,480,100 | $104M | 2.6% | $23.14 * | $9.61 | +6.5% | COM | 42824C109 |
| — | Linear Technology Corporation | 1,662,329 | $104M | 2.6% | $62.35 | $62.26 | — | COM | 535678106 |
| HPE | Hewlett Packard Enterprise Company | 4,456,000 | $103M | 2.6% | $23.14 * | $9.61 | +6.5% | Put | 42824C109 |
| — | Time Warner Inc. | 1,059,666 | $102M | 2.6% | $96.53 | $96.53 | — | COM NEW | 887317303 |
| — | Endurance Specialty Holdings Limited | 1,059,256 | $97.88M | 2.5% | $92.40 | $92.40 | — | SHS | G30397106 |
| AIG | American International Group, Inc. | 1,378,600 | $90.04M | 2.3% | $65.31 * | $36.57 | +36.2% | Put | 026874784 |
| — | The Valspar Corporation | 859,389 | $89.04M | 2.3% | $103.61 | $107.61 | — | COM | 920355104 |
| ASH | Ashland Global Holdings Inc. | 810,900 | $88.62M | 2.2% | $109.29 * | $47.58 | -0.4% | COM | 044186104 |
| — | Syngenta AG | 1,107,727 | $87.57M | 2.2% | $79.05 | $82.54 | — | SPONSORED ADR | 87160A100 |
| — | Dow Chemical Company | 1,466,128 | $83.89M | 2.1% | $57.22 | $47.96 | — | COM | 260543103 |
| — | Baker Hughes Incorporated | 1,276,500 | $82.94M | 2.1% | $64.97 | $64.97 | — | Put | 057224107 |
| — | Baker Hughes Incorporated | 1,276,500 | $82.93M | 2.1% | $64.97 | $64.97 | — | COM | 057224107 |
| ASH | Ashland Global Holdings Inc. | 756,000 | $82.62M | 2.1% | $109.29 * | $47.58 | -0.4% | Put | 044186104 |
| AIG | American International Group, Inc. | 1,241,400 | $81.08M | 2.1% | $65.31 * | $36.57 | +36.2% | COM NEW | 026874784 |
| FTI | FMC Technologies Inc. | 2,131,483 | $76.41M | 1.9% | $35.85 * | $22.96 | 0.0% | COM | G87110105 |
| HLT | Hilton Worldwide Holdings Inc. | 2,637,800 | $71.75M | 1.8% | $27.20 * | $48.37 | 0.0% | Put | 43300A203 |
| HLT | Hilton Worldwide Holdings Inc. | 2,625,300 | $71.41M | 1.8% | $27.20 * | $48.37 | 0.0% | WHEN ISSUED | 43300A203 |
| — | Mentor Graphics Corporation | 1,855,383 | $68.44M | 1.7% | $36.89 | $36.89 | — | COM | 587200106 |
| — | CIT Group Inc. | 1,557,000 | $66.45M | 1.7% | $42.68 | $39.88 | — | Put | 125581801 |
| — | CIT Group Inc. | 1,556,900 | $66.45M | 1.7% | $42.68 | $39.88 | — | COM NEW | 125581801 |
| — | CBS Corporation NEW | 1,029,400 | $65.49M | 1.7% | $63.62 | $54.75 | — | Put | 124857202 |
| — | Chemtura Corporation | 1,925,298 | $63.92M | 1.6% | $33.20 | $32.90 | — | COM NEW | 163893209 |
| — | EverBank Financial Corporation | 3,207,274 | $62.38M | 1.6% | $19.45 | $19.44 | — | COM | 29977G102 |
| SPY | SPDR S&P 500 ETF TR | 250,000 | $55.88M | 1.4% | $223.53 | — | — | Put | 78462F103 |
| — | Monsanto Company NEW | 526,700 | $55.41M | 1.4% | $105.21 | $103.64 | — | COM | 61166W101 |
| — | Level 3 Communications, Inc. | 952,536 | $53.69M | 1.4% | $56.36 | $56.36 | — | COM NEW | 52729N308 |
| — | B/E Aerospace, Inc. | 869,085 | $52.31M | 1.3% | $60.19 | $60.19 | — | COM | 073302101 |
| — | Columbia Pipeline Partners LP | 2,679,711 | $45.96M | 1.2% | $17.15 | $17.15 | — | COM UT REPSTG | 198281107 |
| LW | Lamb West Holdings, Inc. | 1,191,080 | $45.08M | 1.1% | $37.85 * | $29.75 | 0.0% | COM | 513272104 |
| LW | Lamb West Holdings, Inc. | 1,186,300 | $44.9M | 1.1% | $37.85 * | $29.75 | 0.0% | Put | 513272104 |
| SPY | SPDR S&P 500 ETF TR | 200,000 | $44.71M | 1.1% | $223.53 | — | — | Call | 78462F103 |
| — | CBS Corporation NEW | 683,900 | $43.51M | 1.1% | $63.62 | $54.75 | — | CL B | 124857202 |
| JCI | Johnson Controls International PLC | 1,034,000 | $42.59M | 1.1% | $41.19 * | $33.21 | +3.3% | Put | G51502105 |
| — | Liberty Media Corp Delaware | 1,225,987 | $42.32M | 1.1% | $34.52 | $31.36 | — | COM A SIRIUSXM | 531229409 |
| YUM | Yum! Brands, Inc. | 597,300 | $37.83M | 1.0% | $63.33 * | $53.30 | 0.0% | COM | 988498101 |
| YUM | Yum! Brands, Inc. | 597,300 | $37.83M | 1.0% | $63.33 * | $53.30 | 0.0% | Put | 988498101 |
| — | Dell Technologies Inc. | 665,284 | $36.57M | 0.9% | $54.97 | $47.80 | — | COM CL V | 24703L103 |
| JCI | Johnson Controls International PLC | 852,300 | $35.11M | 0.9% | $41.19 * | $33.21 | +3.3% | SHS | G51502105 |
| — | NorthStar Asset Management Group Inc. | 2,249,576 | $33.56M | 0.8% | $14.92 | $14.92 | — | COM | 66705Y104 |
| — | Dow Chemical Company | 513,900 | $29.41M | 0.7% | $57.22 | $47.96 | — | Put | 260543103 |
| — | Energy Transfer Partners, L.P. | 764,454 | $27.38M | 0.7% | $35.81 | $35.81 | — | UNIT LTD PARTN | 29273R109 |
| — | NorthStar Realty Finance Corp. | 1,688,669 | $25.58M | 0.6% | $15.15 | $14.78 | — | COM | 66704R803 |
| — | Intersil Corp | 1,048,540 | $23.38M | 0.6% | $22.30 | $22.30 | — | CL A | 46069S109 |
| MET | MetLife, Inc. | 423,900 | $22.84M | 0.6% | $53.89 * | $28.15 | +19.8% | Put | 59156R108 |
| — | Media General, Inc. NEW | 1,161,681 | $21.87M | 0.6% | $18.83 | $16.40 | — | COM | 58441K100 |
| MGM | MGM Resorts International | 738,100 | $21.28M | 0.5% | $28.83 * | $20.24 | +29.3% | Put | 552953101 |
| MGM | MGM Resorts International | 738,100 | $21.28M | 0.5% | $28.83 * | $20.24 | +29.3% | COM | 552953101 |
| — | Rite Aid Corp. | 2,480,437 | $20.44M | 0.5% | $8.24 | $7.49 | — | COM | 767754104 |
| — | WhiteWave Foods Company | 342,088 | $19.02M | 0.5% | $55.60 | $54.76 | — | COM | 966244105 |
| — | PrivateBancorp, Inc. | 305,809 | $16.57M | 0.4% | $54.19 | $45.92 | — | COM | 742962103 |
| YUMC | Yum China Holding, Inc. | 597,300 | $15.6M | 0.4% | $26.12 * | $26.68 | 0.0% | COM | 98850P109 |
| STWD | Starwood Property Trust, Inc. | 554,526 | $12.17M | 0.3% | $21.95 | $25.54 | — | COM | 85571B105 |
| — | Bats Global Markets, Inc. | 342,756 | $11.49M | 0.3% | $33.51 | $33.51 | — | COM | 05491G109 |
| — | Isle of Capri Casinos, Inc. | 442,500 | $10.93M | 0.3% | $24.69 | $24.12 | — | COM | 464592104 |
| MET | MetLife, Inc. | 170,000 | $9.162M | 0.2% | $53.89 * | $28.15 | +19.8% | COM | 59156R108 |
| — | Bob Evans Farms, Inc. | 152,500 | $8.114M | 0.2% | $53.21 | $53.21 | — | COM | 096761101 |
| — | Bob Evans Farms, Inc. | 152,500 | $8.114M | 0.2% | $53.21 | $53.21 | — | Put | 096761101 |
| — | Invesco Senior Income Trust | 1,687,279 | $7.829M | 0.2% | $4.64 | $4.24 | — | COM | 46131H107 |
| — | General Electric Company | 246,000 | $7.773M | 0.2% | $31.60 | $27.29 | — | Put | 369604103 |
| — | General Electric Company | 246,000 | $7.773M | 0.2% | $31.60 | $27.29 | — | COM | 369604103 |
| — | Allergan PLC | 36,300 | $7.623M | 0.2% | $210.00 | $274.32 | — | Put | G0177J108 |
| — | Voya Prime Rate Trust | 1,089,555 | $6.036M | 0.2% | $5.54 | $5.11 | — | SH BEN INT | 92913A100 |
| — | Allergan PLC | 28,358 | $5.955M | 0.2% | $209.99 | $274.32 | — | SHS | G0177J108 |
| — | Nuveen Credit Strategies Income Fund | 667,590 | $5.908M | 0.1% | $8.85 | $8.85 | — | COM SHS | 67073D102 |
| — | Western Asset High Income Opportunity Fun | 1,154,234 | $5.76M | 0.1% | $4.99 | $5.09 | — | COM | 95766K109 |
| — | Blackrock Fltg Rate OME STR | 378,183 | $5.45M | 0.1% | $14.41 | $13.50 | — | COM | 09255X100 |
| ADNT | Adient plc | 85,230 | $4.994M | 0.1% | $58.59 * | $50.50 | 0.0% | ORD SHS | G0084W101 |
| — | Team Health Holding Inc. | 113,916 | $4.95M | 0.1% | $43.45 | $43.45 | — | COM | 87817A107 |
| — | Blackrock Debt Strategies Fund, Inc. | 385,459 | $4.371M | 0.1% | $11.34 | $11.34 | — | COM NEW | 09255R202 |
| — | Rockwell Collins Inc. | 45,000 | $4.174M | 0.1% | $92.76 | — | — | Call | 774341101 |
| — | KLR Energy Acquisition Corp. | 399,000 | $4.142M | 0.1% | $10.38 | $10.01 | — | CL A | 49877M108 |
| COTY | Coty, Inc. | 193,097 | $3.535M | 0.1% | $18.31 | $23.11 | -21.4% | COM CL A | 222070203 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 252,450 | $3.491M | 0.1% | $13.83 | $13.39 | — | COM | 33733U108 |
| — | Pacific Special Acquisition Corp. | 210,000 | $2.168M | 0.1% | $10.32 | $9.85 | — | SHS | G68588105 |
| — | Blackstone Group LP | 75,800 | $2.049M | 0.1% | $27.03 | $24.54 | — | Put | 09253U108 |
| — | Hennessy Capital Acquisition Corp. II | 199,800 | $2.016M | 0.1% | $10.09 | $9.86 | — | UNIT 99/99/999 | 42588J209 |
| NWSA | News Corporation NEW | 163,001 | $1.868M | 0.0% | $11.46 * | $10.51 | +5.9% | CL A | 65249B109 |
| GM | General Motors Co. | 50,500 | $1.759M | 0.0% | $34.83 * | $23.87 | +18.0% | Put | 37045V100 |
| — | Wheeler Real Estate Inv.Trust, Inc. | 878,625 | $1.494M | 0.0% | $1.70 | $2.03 | — | COM | 963025101 |
| GM | General Motors Co. | 39,900 | $1.39M | 0.0% | $34.84 * | $23.87 | +18.0% | COM | 37045V100 |
| VVV | Valvoline Inc. | 21,952 | $472K | 0.0% | $21.50 | $23.60 | -10.2% | COM | 92047W101 |
| — | Pacific Special Acquisition Corp. | 210,000 | $59,000 | 0.0% | $0.28 | $0.10 | — | *W EXP 10/20/202 | G68588121 |