Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 15, 2018

Total Value ($000): $97,391 (100.0% shares, 0.0% debt)

Holdings (13)

— Abeona Therapeutics Inc 34.8%

Value ($000) $33,863 Shares 2,359,767 Est. Cost $4.97 Unrealized —

— Corbus Pharmaceuticals HLDGS 24.2%

Value ($000) $23,528 Shares 3,856,985 Est. Cost $4.41 Unrealized —

— Biohaven Pharmactl Hldg Co L 19.8%

Value ($000) $19,315 Shares 749,815 Est. Cost $25.00 Unrealized —

— Ampio Pharmaceuticals Inc. 9.1%

Value ($000) $8,825 Shares 2,595,484 Est. Cost $6.03 Unrealized —

KRYS Krystal Biotech Inc 3.1%

Value ($000) $3,027 Shares 300,000 Est. Cost $10.08 Unrealized -2.2%

— Vascular Biogenics LTD 2.1%

Value ($000) $2,063 Shares 896,771 Est. Cost $4.71 Unrealized —

AVXL Anavex Life Sciences Corp 2.1%

Value ($000) $1,999 Shares 724,205 Est. Cost $3.56 Unrealized -20.7%

— Soligenix Inc. 1.7%

Value ($000) $1,638 Shares 837,800 Est. Cost $2.11 Unrealized —

ALDX Aldeyra Therapeutics Inc 1.0%

Value ($000) $931 Shares 124,096 Est. Cost $10.20 Unrealized -25.6%

VNRX Volition RX LTD 0.9%

Value ($000) $844 Shares 351,538 Est. Cost $3.75 Unrealized -22.1%

— Eiger Biopharmaceuticals Inc 0.8%

Value ($000) $741 Shares 75,238 Est. Cost $9.85 Unrealized —

— Evoke Pharma Inc 0.6%

Value ($000) $572 Shares 275,000 Est. Cost $2.99 Unrealized —

— Advaxis Inc. 0.0%

Value ($000) $45 Shares 112,500 Est. Cost $3.96 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Abeona Therapeutics Inc	2,359,767	$33,863	34.8%	$4.97	—	COM	00289Y107
—	Corbus Pharmaceuticals HLDGS	3,856,985	$23,528	24.2%	$4.41	—	COM	21833P103
—	Biohaven Pharmactl Hldg Co L	749,815	$19,315	19.8%	$25.00	—	COM	G11196105
—	Ampio Pharmaceuticals Inc.	2,595,484	$8,825	9.1%	$6.03	—	COM	03209T109
KRYS	Krystal Biotech Inc	300,000	$3,027	3.1%	$10.08	-2.2%	COM	501147102
—	Vascular Biogenics LTD	896,771	$2,063	2.1%	$4.71	—	COM	M96883109
AVXL	Anavex Life Sciences Corp	724,205	$1,999	2.1%	$3.56	-20.7%	COM NEW	032797300
—	Soligenix Inc.	837,800	$1,638	1.7%	$2.11	—	COM	834223307
ALDX	Aldeyra Therapeutics Inc	124,096	$931	1.0%	$10.20	-25.6%	COM	01438T106
VNRX	Volition RX LTD	351,538	$844	0.9%	$3.75	-22.1%	COM	928661107
—	Eiger Biopharmaceuticals Inc	75,238	$741	0.8%	$9.85	—	COM	28249U105
—	Evoke Pharma Inc	275,000	$572	0.6%	$2.99	—	COM	30049G104
—	Advaxis Inc.	112,500	$45	0.0%	$3.96	—	W EXP 07/15/201	007624117