Location: Santa Monica, CA
CIK: 0001596468 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 14, 2019
Total Value: $140M (98.6% shares, 1.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| EFC | Ellington Financial Inc | 937,512 | $16.78M | 12.0% | $17.90 | $17.90 | — | COM | 28852N109 |
| — | BlackRock MuniHoldings California Ql | 895,558 | $11.87M | 8.5% | $13.25 | $12.36 | — | COM | 09254L107 |
| — | FS KKR Capital Corp | 1,644,990 | $9.952M | 7.1% | $6.05 | $5.18 | — | COM | 302635107 |
| RC | Ready Capital Corp | 667,357 | $9.79M | 7.0% | $14.67 | $14.67 | — | COM | 75574U101 |
| — | BlackRock Debt Strategies Fund Inc | 798,659 | $8.562M | 6.1% | $10.72 | $10.14 | — | COM | 09255R202 |
| — | Great Ajax Corp | 460,121 | $6.322M | 4.5% | $13.74 | $12.05 | — | COM | 38983D300 |
| — | MVC Capital Inc | 566,180 | $5.135M | 3.7% | $9.07 | $8.31 | — | COM | 553829102 |
| — | Safeguard Scientifics Inc | 402,998 | $4.373M | 3.1% | $10.85 | $9.49 | — | COM | 786449207 |
| XBFZX | BlackRock California Municipal Income T | 339,250 | $4.353M | 3.1% | $12.83 | $12.44 | — | SH BEN INT | 09248E102 |
| AGRO | Adecoagro S A | 611,129 | $4.211M | 3.0% | $6.89 * | $6.50 | -2.5% | COM | L00849106 |
| — | First Trust High Income L/S Fd | 253,711 | $3.707M | 2.6% | $14.61 | $13.39 | — | COM | 33738E109 |
| — | MFA Financial Inc | 508,794 | $3.699M | 2.6% | $7.27 | $6.68 | — | COM | 55272X102 |
| — | Nuveen Michigan Quality Mun Inc | 223,654 | $2.961M | 2.1% | $13.24 | $12.50 | — | COM | 670979103 |
| — | BrandywineGbl Global Income Oprt | 245,662 | $2.737M | 2.0% | $11.14 | $11.09 | — | COM | 10537L104 |
| — | Western Asset Corporate Loan F | 279,965 | $2.651M | 1.9% | $9.47 | $9.14 | — | COM | 95790J102 |
| — | Highland Floating Rate Opport | 180,843 | $2.512M | 1.8% | $13.89 | $12.80 | — | SHS BEN INT | 43010E404 |
| — | Alliance California Municipal Income Fd | 169,819 | $2.51M | 1.8% | $14.78 | $13.68 | — | COM | 018546101 |
| BRK/A | Berkshire Hathaway Inc | 8 | $2.41M | 1.7% | $301250.00 | $313083.50 | -3.3% | COM | 084670108 |
| — | Exantas Capital Corp | 220,402 | $2.343M | 1.7% | $10.63 | $10.05 | — | COM NEW | 30068N105 |
| — | Franklin Universal Trust | 328,755 | $2.314M | 1.7% | $7.04 | $6.47 | — | COM | 355145103 |
| — | Eaton Vance California Municipal Income T | 170,088 | $2.041M | 1.5% | $12.00 | $11.07 | — | SH BEN INT | 27826F101 |
| — | Resource Cap Corp | 2,000,000 | $1.963M | 1.4% | $0.98 | $0.96 | — | NOTE 4.500% 8/1 | 76120WAC8 |
| MTG | MGIC Investment Corp | 137,800 | $1.818M | 1.3% | $13.19 * | $11.73 | +6.1% | COM | 552848103 |
| XPHDX | Pioneer Floating Rate Trust | 167,762 | $1.745M | 1.2% | $10.40 | $10.01 | — | COM | 72369J102 |
| — | Nuveen North Carolina Quality M | 135,139 | $1.722M | 1.2% | $12.74 | $12.19 | — | COM | 67060P100 |
| — | Global X MLP ETF | 191,916 | $1.702M | 1.2% | $8.87 | $7.77 | — | COM | 37950E473 |
| — | Front Yard Residential Corp | 180,982 | $1.678M | 1.2% | $9.27 | $8.91 | — | REIT | 35904G107 |
| MBB | iShares MBS ETF | 13,300 | $1.415M | 1.0% | $106.39 | $106.39 | — | COM | 464288588 |
| — | Nuveen Inter Duration Qual Mun TRM | 100,270 | $1.312M | 0.9% | $13.08 | $12.79 | — | COM | 670677103 |
| — | Hunt Cos Finance Trust Inc | 373,217 | $1.303M | 0.9% | $3.49 | $2.86 | — | COM | 44558T100 |
| — | BlackRock Muni New York Inter Dur | 80,009 | $1.089M | 0.8% | $13.61 | $12.43 | — | COM | 09255F109 |
| — | First Trust Senior Floating Rate Income Fd | 86,079 | $1.017M | 0.7% | $11.81 | $11.50 | — | COM | 33733U108 |
| XEVMX | Eaton Vance California Municipal Bond Fd | 93,069 | $982K | 0.7% | $10.55 | $10.23 | — | COM | 27828A100 |
| — | Salient Midstream & MLP Fund | 99,660 | $916K | 0.7% | $9.19 | $7.39 | — | SH BEN INT | 79471V105 |
| — | Eaton Vance Floating-Rate Income Plus Fund | 56,170 | $832K | 0.6% | $14.81 | $14.81 | — | COM | 278284104 |
| — | BlackRock MuniYield California Qlty | 59,051 | $795K | 0.6% | $13.46 | $12.82 | — | COM | 09254N103 |
| — | Mexico Fund Inc | 53,741 | $744K | 0.5% | $13.84 | $13.26 | — | COM | 592835102 |
| — | General American Investors Co | 22,008 | $733K | 0.5% | $33.31 | $29.62 | — | COM | 368802104 |
| — | Aberdeen Emerging Markets Equity Income | 91,632 | $666K | 0.5% | $7.27 | $6.35 | — | COM | 00301W105 |
| — | BlackRock New York Municipal Bond | 45,088 | $638K | 0.5% | $14.15 | $12.79 | — | COM | 09249P106 |
| — | Western Asset Gl Hi Income | 67,197 | $631K | 0.5% | $9.39 | $8.27 | — | COM | 95766B109 |
| — | ClearBridge Energy Midstream Opportunity Fund Inc | 64,300 | $618K | 0.4% | $9.61 | $9.61 | — | COM | 18469P100 |
| — | Anworth Mortgage Asset Corporation | 114,058 | $461K | 0.3% | $4.04 | $4.04 | — | COM | 037347101 |
| — | Mexico Equity & Income Fund In | 37,722 | $401K | 0.3% | $10.63 | $10.07 | — | COM | 592834105 |
| — | Eaton Vance New York Municipal Income Trust | 32,245 | $398K | 0.3% | $12.34 | $12.34 | — | COM | 27826W104 |
| — | BlackRock New York Municipal Income Quality Trust | 28,223 | $361K | 0.3% | $12.79 | $12.79 | — | COM | 09249U105 |
| — | BlackRock MuniHoldings New York Quality Fund Inc | 24,636 | $318K | 0.2% | $12.91 | $12.91 | — | COM | 09255C106 |
| — | Dividend and Income Fund | 25,786 | $293K | 0.2% | $11.36 | $9.54 | — | COM NEW | 25538A204 |
| EPD | Enterprise Products Partners L | 10,000 | $291K | 0.2% | $29.10 | $24.60 | — | COM | 293792107 |
| — | OHA Investment Corp | 241,561 | $290K | 0.2% | $1.20 | $1.01 | — | COM | 67091U102 |
| C | Citigroup Inc | 4,500 | $280K | 0.2% | $62.22 * | $49.36 | -1.2% | COM | 172967424 |
| — | Central Securities Corp | 8,579 | $246K | 0.2% | $28.67 | $28.67 | — | COM | 155123102 |
| — | Neuberger Berman California Muni | 18,649 | $243K | 0.2% | $13.03 | $12.15 | — | COM | 64123C101 |
| — | Alps ETF TR | 19,960 | $200K | 0.1% | $10.02 | $8.72 | — | ALERIAN MLP | 00162Q866 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 27,700 | $193K | 0.1% | $6.97 | $6.49 | — | COM | 00306J109 |
| — | Nuveen New York AMT Qlty Muni | 13,028 | $166K | 0.1% | $12.74 | $11.65 | — | COM | 670656107 |
| — | Western Asset Inflation-Linked Opportunities & Income Fund | 10,358 | $111K | 0.1% | $10.72 | $10.72 | — | COM | 95766R104 |
| EQS | Equus Total Return Inc | 54,210 | $104K | 0.1% | $1.92 | $2.01 | -4.7% | COM | 294766100 |
| — | Oaktree Specialty Lending Corp | 13,939 | $72,000 | 0.1% | $5.17 | $5.17 | — | COM | 67401P108 |
| — | Portman Ridge Finance Corp | 19,408 | $70,000 | 0.0% | $3.61 | $3.61 | — | COM | 73688F102 |