Location: Mill Valley, CA
CIK: 0001728201 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 4, 2021
Total Value: $2.592B (19.1% shares, 80.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SNAP INC | 69,329,000 | $237M | 9.1% | $3.19 | — | NOTE 0.250% 5/0 | 83304AAD8 |
| — | PG&E CORP | 1,370,100 | $131M | 5.1% | $108.47 | — | UNIT 99/99/9999 | 69331C140 |
| — | ETSY INC | 53,500,000 | $130M | 5.0% | $2.40 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | NICE SYS INC | 37,050,000 | $126M | 4.9% | $2.29 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | PALO ALTO NETWORKS INC | 66,000,000 | $120M | 4.6% | $1.59 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | MERCADOLIBRE INC | 29,612,000 | $113M | 4.4% | $3.02 | — | NOTE 2.000% 8/1 | 58733RAD4 |
| — | CLOUDFLARE INC | 36,770,000 | $111M | 4.3% | $2.89 | — | NOTE 0.750% 5/1 | 18915MAB3 |
| — | LIBERTY MEDIA CORP DEL | 80,500,000 | $110M | 4.2% | $1.18 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | SOUTHWEST AIRLS CO | 66,000,000 | $98.83M | 3.8% | $1.45 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | FARFETCH LTD | 38,530,000 | $96.78M | 3.7% | $3.25 | — | NOTE 3.750% 5/0 | 30744WAD9 |
| — | REPLIGEN CORP | 32,500,000 | $82.35M | 3.2% | $2.11 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | AKAMAI TECHNOLOGIES INC | 60,000,000 | $73.13M | 2.8% | $1.25 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | PEGASYSTEMS INC | 48,000,000 | $54.19M | 2.1% | $1.17 | — | NOTE 0.750% 3/0 | 705573AB9 |
| — | LIBERTY MEDIA CORP DEL | 42,500,000 | $52.32M | 2.0% | $0.71 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | SAILPOINT TECHNOLOGIES HLDGS | 30,000,000 | $48.38M | 1.9% | $1.86 | — | NOTE 0.125% 9/1 | 78781PAB1 |
| — | TWITTER INC | 38,000,000 | $47.94M | 1.8% | $1.34 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | UNITED STATES STL CORP | 25,000,000 | $47.36M | 1.8% | $1.50 | — | NOTE 5.000%11/0 | 912909AT5 |
| — | VARONIS SYS INC | 20,000,000 | $41.07M | 1.6% | $1.98 | — | NOTE 1.250% 8/1 | 922280AB8 |
| — | OKTA INC | 29,000,000 | $35.55M | 1.4% | $1.24 | — | NOTE 0.375% 6/1 | 679295AF2 |
| — | EXACT SCIENCES CORP | 23,000,000 | $33.75M | 1.3% | $1.84 | — | NOTE 1.000% 1/1 | 30063PAA3 |
| — | SPLUNK INC | 27,500,000 | $32.28M | 1.2% | $1.20 | — | NOTE 0.500% 9/1 | 848637AC8 |
| EXEEW | CHESAPEAKE ENERGY CORP | 862,280 | $31.22M | 1.2% | $29.25 | — | *W EXP 99/99/999 | 165167164 |
| — | LYFT INC | 20,000,000 | $31.19M | 1.2% | $1.71 | — | NOTE 1.500% 5/1 | 55087PAB0 |
| — | GUIDEWIRE SOFTWARE INC | 23,900,000 | $28.79M | 1.1% | $1.16 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | PINDUODUO INC | 29,000,000 | $26.78M | 1.0% | $1.20 | — | NOTE 12/0 | 722304AC6 |
| — | UGI CORP NEW | 262,000 | $26.33M | 1.0% | $103.99 | — | UNIT 99/99/9999 | 902681113 |
| CNX | CNX RES CORP | 1,986,000 | $25.06M | 1.0% | $10.10 | +19.7% | COM | 12653C108 |
| — | NUANCE COMMUNICATIONS INC | 11,000,000 | $25.04M | 1.0% | $1.18 | — | DBCV 1.000%12/1 | 67020YAK6 |
| — | GLAUKOS CORP | 20,000,000 | $23.94M | 0.9% | $1.71 | — | NOTE 2.750% 6/1 | 377322AB8 |
| EQT | EQT CORP | 1,120,000 | $22.91M | 0.9% | $13.66 | +33.1% | COM | 26884L109 |
| — | CYBERARK SOFTWARE LTD | 19,000,000 | $22.62M | 0.9% | $1.11 | — | NOTE 11/1 | 23248VAB1 |
| — | DATADOG INC | 12,800,000 | $21.2M | 0.8% | $1.34 | — | NOTE 0.125% 6/1 | 23804LAB9 |
| — | ZILLOW GROUP INC | 10,000,000 | $20.61M | 0.8% | $2.99 | — | NOTE 0.750% 9/0 | 98954MAE1 |
| — | BRIDGEBIO PHARMA INC | 14,800,000 | $20.46M | 0.8% | $1.65 | — | NOTE 2.500% 3/1 | 10806XAB8 |
| — | OMNICELL COM | 12,500,000 | $20M | 0.8% | $1.60 | — | NOTE 0.250% 9/1 | 68213NAD1 |
| — | SOUTH JERSEY INDS INC | 400,000 | $19.37M | 0.7% | $54.88 | — | UNIT 04/01/2024 | 838518306 |
| — | COUPA SOFTWARE INC | 12,500,000 | $18.95M | 0.7% | $1.85 | — | NOTE 0.125% 6/1 | 22266LAC0 |
| CNK | CINEMARK HLDGS INC | 926,700 | $17.8M | 0.7% | $12.37 | +35.8% | COM | 17243V102 |
| F | FORD MTR CO DEL | 1,183,000 | $16.75M | 0.6% | $9.18 | +12.4% | COM | 345370860 |
| SHOP | SHOPIFY INC | 11,850 | $16.07M | 0.6% | $116.31 | +28.8% | CL A | 82509L107 |
| — | INTEGRA LIFESCIENCES HLDGS C | 13,500,000 | $14.9M | 0.6% | $1.10 | — | NOTE 0.500% 8/1 | 457985AM1 |
| — | WIX COM LTD | 10,000,000 | $14.88M | 0.6% | $1.81 | — | NOTE 7/0 | 92940WAB5 |
| — | NEXTERA ENERGY INC | 250,000 | $14.65M | 0.6% | $54.58 | — | UNIT 09/01/2022S | 65339F796 |
| SWK | STANLEY BLACK & DECKER INC | 75,500 | $13.24M | 0.5% | $176.65 | -5.6% | COM | 854502101 |
| EXEEL | CHESAPEAKE ENERGY CORP | 442,334 | $12.93M | 0.5% | $21.55 | — | *W EXP 09/02/202 | 165167180 |
| — | THERAVANCE BIOPHARMA INC | 13,920,000 | $12.91M | 0.5% | $0.95 | — | NOTE 3.250%11/0 | 88339KAA0 |
| — | COUPA SOFTWARE INC | 11,717,000 | $12.71M | 0.5% | $1.16 | — | NOTE 0.375% 6/1 | 22266LAF3 |
| — | DISH NETWORK CORPORATION | 11,904,000 | $12.4M | 0.5% | $1.00 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| TDOC | TELADOC HEALTH INC | 96,000 | $12.17M | 0.5% | $188.94 | -22.9% | COM | 87918A105 |
| WDAY | WORKDAY INC | 48,400 | $12.1M | 0.5% | $239.95 | +3.2% | CL A | 98138H101 |
| — | RAPID7 INC | 6,000,000 | $11.68M | 0.5% | $1.95 | — | NOTE 2.250% 5/0 | 753422AD6 |
| AES | AES CORP | 504,000 | $11.51M | 0.4% | $20.54 | 0.0% | COM | 00130H105 |
| BURL | BURLINGTON STORES INC | 39,400 | $11.17M | 0.4% | $249.38 | +28.2% | COM | 122017106 |
| — | HOSTESS BRANDS INC | 3,740,000 | $11.14M | 0.4% | $0.71 | — | *W EXP 11/04/202 | 44109J114 |
| — | KNOWLES CORP | 10,000,000 | $10.48M | 0.4% | $1.17 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | NEVRO CORP | 7,300,000 | $9.86M | 0.4% | $1.35 | — | NOTE 2.750% 4/0 | 64157FAC7 |
| — | PROS HOLDINGS INC | 10,200,000 | $9.594M | 0.4% | $1.07 | — | NOTE 1.000% 5/1 | 74346YAH6 |
| COIN | COINBASE GLOBAL INC | 37,100 | $8.44M | 0.3% | $246.15 | 0.0% | COM CL A | 19260Q107 |
| BDX | BECTON DICKINSON & CO | 33,800 | $8.309M | 0.3% | $227.50 | +0.2% | COM | 075887109 |
| ZD | J2 GLOBAL INC | 53,900 | $7.364M | 0.3% | $80.31 | +49.5% | COM | 48123V102 |
| — | CENTENNIAL RESOURCE DEV INC | 1,098,900 | $7.363M | 0.3% | $5.06 | — | CL A | 15136A102 |
| — | APOLLO COML REAL EST FIN INC | 6,750,000 | $6.814M | 0.3% | $0.99 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | VIACOMCBS INC | 165,000 | $6.519M | 0.3% | $45.20 | — | CL B | 92556H206 |
| EXEEZ | CHESAPEAKE ENERGY CORP | 189,247 | $6.031M | 0.2% | $24.72 | — | *W EXP 99/99/999 | 165167172 |
| — | ALLEGHENY TECHNOLOGIES INC | 4,000,000 | $5.358M | 0.2% | $1.34 | — | NOTE 3.500% 6/1 | 01741RAK8 |
| BKNG | BOOKING HOLDINGS INC | 2,190 | $5.199M | 0.2% | $1994.13 | +10.7% | COM | 09857L108 |
| — | DISH NETWORK CORPORATION | 4,047,000 | $3.958M | 0.2% | $0.91 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| UBER | UBER TECHNOLOGIES INC | 86,400 | $3.871M | 0.1% | $48.11 | -9.2% | COM | 90353T100 |
| LNG | CHENIERE ENERGY INC | 36,000 | $3.516M | 0.1% | $63.65 | +37.5% | COM NEW | 16411R208 |
| — | INSMED INC | 3,000,000 | $3.294M | 0.1% | $1.10 | — | NOTE 0.750% 6/0 | 457669AB5 |
| — | REDWOOD TR INC | 3,065,000 | $3.142M | 0.1% | $1.01 | — | NOTE 4.750% 8/1 | 758075AC9 |
| MP | MP MATERIALS CORP | 96,000 | $3.094M | 0.1% | $31.08 | +11.9% | COM CL A | 553368101 |
| — | APOLLO COML REAL ESTATE FIN | 3,000,000 | $3.036M | 0.1% | $0.85 | — | NOTE 5.375%10/1 | 03762UAC9 |
| POST | POST HLDGS INC | 27,500 | $3.029M | 0.1% | $57.07 | +24.3% | COM | 737446104 |
| — | SAREPTA THERAPEUTICS INC | 1,957,000 | $2.899M | 0.1% | $1.32 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | AIR TRANSPORT SERVICES GRP I | 108,100 | $2.79M | 0.1% | $22.03 | — | COM | 00922R105 |
| — | TPG SPECIALTY LENDING INC | 2,100,000 | $2.426M | 0.1% | $0.93 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 254,000 | $2.238M | 0.1% | $7.45 | +23.0% | COM | 024061103 |
| RPAY | REPAY HLDGS CORP | 92,500 | $2.13M | 0.1% | $23.82 | -1.5% | COM CL A | 76029L100 |
| — | PTC THERAPEUTICS INC | 2,000,000 | $2.095M | 0.1% | $1.16 | — | NOTE 3.000% 8/1 | 69366JAB7 |
| — | BLACKSTONE MORTGAGE TRUST IN | 2,000,000 | $2.054M | 0.1% | $1.01 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | RWT HLDGS INC | 2,000,000 | $2.05M | 0.1% | $1.00 | — | NOTE 5.750%10/0 | 749772AD1 |
| — | GIGCAPITAL4 INC | 200,000 | $1.972M | 0.1% | $9.85 | — | COM | 37518G101 |
| — | BTRS HOLDINGS INC | 749,050 | $1.963M | 0.1% | $4.75 | — | *W EXP 01/12/202 | 11778X112 |
| EEFT | EURONET WORLDWIDE INC | 15,300 | $1.947M | 0.1% | $128.57 | +3.2% | COM | 298736109 |
| CLF | CLEVELAND-CLIFFS INC NEW | 85,000 | $1.684M | 0.1% | $22.79 | 0.0% | COM | 185899101 |
| — | EVO ACQUISITION CORP | 150,000 | $1.454M | 0.1% | $9.70 | — | COM CL A | 30052G108 |
| EXPE | EXPEDIA GROUP INC | 8,300 | $1.36M | 0.1% | $153.34 | 0.0% | COM NEW | 30212P303 |
| OXY/WS | OCCIDENTAL PETE CORP | 97,553 | $1.156M | 0.0% | $11.85 | — | *W EXP 08/03/202 | 674599162 |
| ADNT | ADIENT PLC | 26,500 | $1.098M | 0.0% | $25.89 | +53.9% | ORD SHS | G0084W101 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 14,000 | $1.082M | 0.0% | $82.76 | -4.7% | COM | 09061G101 |
| — | POST HOLDINGS PARTNERING COR | 100,000 | $964K | 0.0% | $9.64 | — | COM SER A | 737465104 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 6,600 | $859K | 0.0% | $110.58 | +36.6% | SHS USD | G50871105 |
| — | IMMATICS N.V | 190,899 | $804K | 0.0% | $3.37 | — | *W EXP 07/01/202 | N44445117 |
| SATS | ECHOSTAR CORP | 30,000 | $765K | 0.0% | $30.37 | -18.8% | CL A | 278768106 |
| — | TENNECO INC | 46,000 | $656K | 0.0% | $10.72 | — | CL A VTG COM STK | 880349105 |
| GCMGW | GCM GROSVENOR INC | 193,290 | $387K | 0.0% | $1.17 | — | *W EXP 11/17/202 | 36831E116 |
| OI | O-I GLASS INC | 20,000 | $285K | 0.0% | $9.82 | +52.4% | COM | 67098H104 |
| — | BLUEBIRD BIO INC | 12,735 | $243K | 0.0% | $19.08 | — | COM | 09609G100 |
| KPLTW | KATAPULT HOLDINGS INC | 100,000 | $152K | 0.0% | $3.19 | — | *W EXP 06/09/202 | 485859110 |
| BFLYW | BUTTERFLY NETWORK INC | 49,393 | $136K | 0.0% | $6.45 | — | *W EXP 02/12/202 | 124155110 |
| — | YELLOWSTONE ACQUISITION CO | 121,580 | $113K | 0.0% | $0.93 | — | *W EXP 10/21/202 | 98566K113 |
| — | EVO ACQUISITION CORP | 150,000 | $80,000 | 0.0% | $0.65 | — | *W EXP 01/04/202 | 30052G116 |
| — | CAPSTAR SPL PURP ACQUISITION | 50,000 | $44,000 | 0.0% | $0.88 | — | *W EXP 99/99/999 | 14070Y119 |