CIK: 0001511794 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 2, 2016
Total Value ($000): $152,485 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ADAMS DIVERSIFIED EQUITY FD | 576,183 | $7,577 | 5.0% | $12.74 | — | COM | 006212104 |
| — | GABELLI DIVD & INCOME TR | 286,947 | $5,512 | 3.6% | $19.19 | — | COM | 36242H104 |
| — | CENTRAL SECS CORP | 241,083 | $5,121 | 3.4% | $20.44 | — | COM | 155123102 |
| — | GENERAL AMERN INVS INC | 152,947 | $4,994 | 3.3% | $31.07 | — | COM | 368802104 |
| — | LIBERTY ALL-STAR GROWTH FD I | 1,130,470 | $4,872 | 3.2% | $4.22 | — | COM | 529900102 |
| — | BOULDER GROWTH & INCOME FD I | 579,931 | $4,860 | 3.2% | $8.23 | — | COM | 101507101 |
| — | EATON VANCE ENHANCED EQ INC | 302,997 | $3,833 | 2.5% | $12.65 | — | COM | 278274105 |
| — | CALAMOS STRATEGIC TOTL RETN | 350,211 | $3,600 | 2.4% | $10.22 | — | COM SH BEN INT | 128125101 |
| — | VIRTUS TOTAL RETURN FD | 725,238 | $3,438 | 2.3% | $4.69 | — | COM | 92829A103 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 209,078 | $3,322 | 2.2% | $14.15 | — | COM | 92829B101 |
| — | EUROPEAN EQUITY FUND | 402,402 | $3,179 | 2.1% | $8.01 | — | COM | 298768102 |
| — | BROOKFIELD HIGH INCOME FD IN | 404,080 | $2,958 | 1.9% | $7.38 | — | COM | 11272P102 |
| — | ROYCE MICRO-CAP TR INC | 375,623 | $2,934 | 1.9% | $7.94 | — | COM | 780915104 |
| — | ZWEIG FD | 225,523 | $2,921 | 1.9% | $13.15 | — | COM NEW | 989834205 |
| — | DOUBLELINE INCOME SOLUTIONS | 149,669 | $2,866 | 1.9% | $19.01 | — | COM | 258622109 |
| — | CALAMOS GLOBAL TOTAL RETURN | 224,916 | $2,573 | 1.7% | $11.22 | — | COM SH BEN INT | 128118106 |
| — | THL CR SR LN FD | 145,366 | $2,397 | 1.6% | $16.09 | — | COM | 87244R103 |
| — | SOURCE CAP INC | 64,838 | $2,381 | 1.6% | $36.72 | — | COM | 836144105 |
| — | GUGGENHEIM EQ WEIGHT ENHANC | 140,286 | $2,361 | 1.5% | $16.36 | — | COM SH BEN INT | 40167M106 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 144,084 | $2,351 | 1.5% | $15.87 | — | COM | 723653101 |
| — | NUVEEN TAX ADVANTAGED DIV GR | 153,805 | $2,284 | 1.5% | $14.66 | — | COM | 67073G105 |
| XMFVX | MFS SPL VALUE TR | 398,581 | $2,268 | 1.5% | $5.35 | — | SH BEN INT | 55274E102 |
| — | AVENUE INCOME CR STRATEGIES | 171,847 | $2,229 | 1.5% | $11.42 | — | COM | 05358E106 |
| — | ARES DYNAMIC CR ALLOCATION F | 148,745 | $2,209 | 1.4% | $14.75 | — | COM | 04014F102 |
| — | TRI CONTL CORP | 101,393 | $2,168 | 1.4% | $20.61 | — | COM | 895436103 |
| — | FIRST TR STRATEGIC HIGH INC | 165,268 | $2,039 | 1.3% | $12.22 | — | COM SHS NEW | 337353304 |
| — | NEW GERMANY FD INC | 140,326 | $2,014 | 1.3% | $14.21 | — | COM | 644465106 |
| — | LIBERTY ALL STAR EQUITY FD | 380,379 | $1,970 | 1.3% | $5.07 | — | SH BEN INT | 530158104 |
| — | NUVEEN CORE EQUITY ALPHA FUN | 140,871 | $1,934 | 1.3% | $13.73 | — | COM | 67090X107 |
| — | BLACKROCK DEBT STRAT FD INC | 488,225 | $1,782 | 1.2% | $3.60 | — | COM | 09255R103 |
| — | VOYA GLBL ADV & PREM OPP FD | 174,018 | $1,761 | 1.2% | $10.09 | — | COM | 92912R104 |
| — | DELAWARE INVTS DIV & INCOME | 166,967 | $1,653 | 1.1% | $9.33 | — | COM | 245915103 |
| — | MFS INTERMEDIATE HIGH INC FD | 637,415 | $1,632 | 1.1% | $2.32 | — | SH BEN INT | 59318T109 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 104,930 | $1,585 | 1.0% | $15.11 | — | COM | 74433A109 |
| — | KKR INCOME OPPORTUNITIES FD | 96,728 | $1,550 | 1.0% | $15.47 | — | COM | 48249T106 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 152,108 | $1,524 | 1.0% | $10.02 | — | COM | 67073B106 |
| — | BLACKROCK FLOAT RATE OME STR | 107,949 | $1,496 | 1.0% | $13.15 | — | COM | 09255X100 |
| — | NUVEEN S&P 500 DYN OVERWRITE | 104,163 | $1,433 | 0.9% | $13.52 | — | COM | 6706EW100 |
| — | BLACKROCK INTL GRWTH & INC T | 239,212 | $1,419 | 0.9% | $6.06 | — | COM BENE INTER | 092524107 |
| — | SPECIAL OPPORTUNITIES FD INC | 50,464 | $1,303 | 0.9% | $25.82 | — | PFD CONV SE B | 84741T302 |
| — | GUGGENHEIM ENHANCED EQUITY S | 81,057 | $1,299 | 0.9% | $15.84 | — | COM | 40167K100 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 64,822 | $1,226 | 0.8% | $17.86 | — | COM SHS | 670699107 |
| — | PRUDENTIAL SHT DURATION HG Y | 76,628 | $1,225 | 0.8% | $15.99 | — | COM | 74442F107 |
| — | SPECIAL OPPORTUNITIES FD INC | 81,607 | $1,217 | 0.8% | $15.61 | — | COM | 84741T104 |
| — | WELLS FARGO GLOBAL DIVIDEND | 205,126 | $1,192 | 0.8% | $6.07 | — | WF GLOBAL OPPTY | 94987C103 |
| — | BLACKROCK LTD DURATION INC T | 74,645 | $1,158 | 0.8% | $15.30 | — | COM SHS | 09249W101 |
| — | FIRST TR ENHANCED EQTY INC F | 86,197 | $1,152 | 0.8% | $13.03 | — | COM | 337318109 |
| — | COHEN & STEERS GLOBAL INC BL | 126,753 | $1,127 | 0.7% | $8.88 | — | COM | 19248M103 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 91,482 | $1,121 | 0.7% | $11.88 | — | COM | 092501105 |
| — | APOLLO TACTICAL INCOME FD IN | 70,651 | $1,092 | 0.7% | $14.75 | — | COM | 037638103 |
| — | NUVEEN FLEXIBLE INVT INCOME | 62,382 | $1,072 | 0.7% | $14.79 | — | COM | 67075B104 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 117,827 | $1,007 | 0.7% | $8.55 | — | SHS | 25160E102 |
| — | ELLSWORTH GROWTH & INCOME FD | 114,092 | $934 | 0.6% | $7.87 | — | COM | 289074106 |
| — | VOYA PRIME RATE TR | 175,770 | $928 | 0.6% | $5.05 | — | SH BEN INT | 92913A100 |
| — | WESTERN ASSET GLB HI INCOME | 90,915 | $926 | 0.6% | $10.19 | — | COM | 95766B109 |
| — | EATON VANCE SH TM DR DIVR IN | 67,092 | $920 | 0.6% | $13.51 | — | COM | 27828V104 |
| — | ADVENT CLAYMORE ENH GRW & IN | 105,945 | $885 | 0.6% | $8.35 | — | COM | 00765E104 |
| — | WESTERN ASSET HGH YLD DFNDFD | 56,231 | $867 | 0.6% | $15.42 | — | COM | 95768B107 |
| — | EATON VANCE FLTG RATE INCOM | 54,533 | $853 | 0.6% | $15.20 | — | COM SHS BEN INT | 278284104 |
| — | EATON VANCE LTD DUR INCOME F | 59,057 | $810 | 0.5% | $13.51 | — | COM | 27828H105 |
| — | BLACKSTONE GSO LNG SHRT CR I | 51,685 | $803 | 0.5% | $16.69 | — | COM SHS BN INT | 09257D102 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 77,887 | $753 | 0.5% | $9.67 | — | SH BEN INT | 18914E106 |
| — | ROYCE VALUE TR INC | 58,382 | $739 | 0.5% | $11.75 | — | COM | 780910105 |
| — | TEMPLETON GLOBAL INCOME FD | 114,374 | $714 | 0.5% | $6.36 | — | COM | 880198106 |
| — | BLACKROCK FLOATING RATE INCO | 52,697 | $712 | 0.5% | $12.97 | — | COM | 091941104 |
| — | ABERDEEN GLOBAL INCOME FD IN | 78,639 | $692 | 0.5% | $8.67 | — | COM | 003013109 |
| — | GABELLI GLB SML & MD CP VAL | 63,403 | $685 | 0.4% | $10.56 | — | COM | 36249W104 |
| XPHDX | PIONEER FLOATING RATE TR | 57,654 | $680 | 0.4% | $11.79 | — | COM | 72369J102 |
| — | BLACKSTONE GSO STRATEGIC CR | 44,622 | $666 | 0.4% | $14.68 | — | COM SHS BEN IN | 09257R101 |
| — | CALAMOS CONV OPP AND INC FD | 63,666 | $658 | 0.4% | $9.61 | — | SH BEN INT | 128117108 |
| — | NUVEEN DIVERSIFIED DIV INCM | 55,025 | $643 | 0.4% | $11.69 | — | COM | 6706EP105 |
| — | DUFF & PHELPS UTIL CORP BD T | 63,560 | $621 | 0.4% | $9.77 | — | COM | 26432K108 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 80,897 | $617 | 0.4% | $7.36 | — | COM SH BEN INT N | 021060207 |
| — | BLACKROCK CORPOR HI YLD FD I | 54,545 | $590 | 0.4% | $10.82 | — | COM | 09255P107 |
| — | DELAWARE ENHANCED GBL DIV & | 57,675 | $584 | 0.4% | $10.13 | — | COM | 246060107 |
| — | VOYA INTL HIGH DIVID EQTY IN | 87,441 | $578 | 0.4% | $6.61 | — | COM | 92912Y109 |
| — | APOLLO SR FLOATING RATE FD I | 34,075 | $577 | 0.4% | $15.93 | — | COM | 037636107 |
| — | FRANKLIN UNVL TR | 80,731 | $549 | 0.4% | $6.80 | — | SH BEN INT | 355145103 |
| — | NUVEEN CR STRATEGIES INCM FD | 57,500 | $488 | 0.3% | $8.49 | — | COM SHS | 67073D102 |
| — | RMR REAL ESTATE INCOME FUND | 21,946 | $477 | 0.3% | $19.73 | — | COM | 76970B101 |
| — | MFS CHARTER INCOME TR | 50,751 | $438 | 0.3% | $8.63 | — | SH BEN INT | 552727109 |
| — | EATON VANCE TX ADV GLBL DIV | 28,000 | $417 | 0.3% | $15.20 | — | COM | 27828S101 |
| — | WESTERN ASSET VAR RT STRG FD | 25,629 | $409 | 0.3% | $15.55 | — | COM | 957667108 |
| — | WESTERN ASSET HIGH INCM OPP | 79,942 | $404 | 0.3% | $5.02 | — | COM | 95766K109 |
| — | WESTERN ASSET EMRG MKT INCM | 33,481 | $385 | 0.3% | $11.50 | — | COM | 95766E103 |
| — | ADVENT CLAYMORE CV SECS & IN | 25,140 | $367 | 0.2% | $14.60 | — | COM | 00764C109 |
| — | PRINCIPAL REAL ESTATE INCOME | 19,885 | $351 | 0.2% | $17.65 | — | SHS BEN INT | 74255X104 |
| — | SWISS HELVETIA FD INC | 32,572 | $348 | 0.2% | $10.68 | — | COM | 870875101 |
| — | FIRST TR INTER DUR PFD & IN | 14,750 | $344 | 0.2% | $23.32 | — | COM | 33718W103 |
| — | EATON VANCE SR INCOME TR | 51,099 | $329 | 0.2% | $5.92 | — | SH BEN INT | 27826S103 |
| — | WELLS FARGO MULTI SECTOR INC | 23,381 | $303 | 0.2% | $12.96 | — | WF MLT SECTR INC | 94987D101 |
| — | SPROTT FOCUS TR INC | 42,380 | $292 | 0.2% | $6.89 | — | COM | 85208J109 |
| — | CALAMOS CONV & HIGH INCOME F | 26,283 | $289 | 0.2% | $11.00 | — | COM SHS | 12811P108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 51,000 | $261 | 0.2% | $5.12 | — | COM | 003009107 |
| — | NEUBERGER BERMAN HGH YLD FD | 20,414 | $242 | 0.2% | $10.95 | — | COM | 64128C106 |
| — | HANCOCK JOHN INVS TR | 14,494 | $242 | 0.2% | $16.70 | — | COM | 410142103 |
| — | DEUTSCHE HIGH INCOME TR | 25,866 | $238 | 0.2% | $8.47 | — | SHS | 25155R100 |
| — | PIMCO INCOME STRATEGY FUND | 21,407 | $229 | 0.2% | $10.70 | — | COM | 72201H108 |
| — | INVESCO HIGH INCOME TR II | 15,507 | $227 | 0.1% | $13.75 | — | COM | 46131F101 |
| — | COHEN & STEERS QUALITY RLTY | 16,643 | $222 | 0.1% | $13.34 | — | COM | 19247L106 |
| — | ROYCE GLOBAL VALUE TR INC | 26,391 | $214 | 0.1% | $8.11 | — | COM | 78081T104 |
| — | EATON VANCE TAX-ADV BD & OPT | 17,635 | $212 | 0.1% | $12.21 | — | COM SH BEN INT | 27829M103 |
| — | IVY HIGH INC OPPORTUNITIES F | 13,722 | $197 | 0.1% | $14.36 | — | COM | 465893105 |
| — | MFS MULTIMARKET INCOME TR | 30,000 | $183 | 0.1% | $6.10 | — | SH BEN INT | 552737108 |
| — | FIRST TR HIGH INCOME L/S FD | 11,410 | $178 | 0.1% | $14.73 | — | COM | 33738E109 |
| — | WESTERN ASSET GLOBAL CP DEFI | 10,043 | $178 | 0.1% | $17.72 | — | COM | 95790C107 |
| — | EATON VANCE SR FLTNG RTE TR | 12,000 | $170 | 0.1% | $13.08 | — | COM | 27828Q105 |
| — | WESTERN ASSET WORLDWIDE INCO | 14,507 | $168 | 0.1% | $10.77 | — | COM | 957668106 |
| — | NUVEEN DOW 30 DYN OVERWRITE | 11,446 | $165 | 0.1% | $14.42 | — | SHS | 67075F105 |
| — | ALLIANZGI NFJ DIVID INT & PR | 11,216 | $142 | 0.1% | $12.33 | — | COM | 01883A107 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 14,800 | $129 | 0.1% | $8.72 | — | COM NEW | 02082E205 |
| — | WESTERN ASSET HIGH INCM FD I | 10,000 | $72 | 0.0% | $7.20 | — | COM | 95766J102 |