CIK: 0001436866 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $1,565,930 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AGG | ISHARES TR | 1,123,530 | $126,307 | 8.1% | $112.17 | — | CORE US AGGBD ET | 464287226 |
| — | ISHARES | 9,164,119 | $114,918 | 7.3% | $11.40 | — | MSCI JAPAN ETF | 464286848 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 8,849,719 | $67,523 | 4.3% | $8.09 | — | COM SH BEN INT N | 021060207 |
| IEF | ISHARES TR | 558,140 | $62,445 | 4.0% | $111.04 | — | 7-10 Y TR BD ETF | 464287440 |
| EWA | ISHARES | 2,974,957 | $62,177 | 4.0% | $23.72 | — | MSCI AUST ETF | 464286103 |
| EWG | ISHARES | 2,040,783 | $53,611 | 3.4% | $28.33 | — | MSCI GERMANY ETF | 464286806 |
| — | BLACKROCK RES & COMM STRAT T | 6,238,982 | $50,848 | 3.2% | $10.25 | — | SHS | 09257A108 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 4,112,566 | $50,379 | 3.2% | $13.69 | — | COM | 092501105 |
| EZU | ISHARES | 1,355,930 | $46,766 | 3.0% | $37.86 | — | MSCI EURZONE ETF | 464286608 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 4,301,690 | $45,383 | 2.9% | $9.04 | — | COM | 47109U104 |
| — | SWISS HELVETIA FD INC | 3,823,873 | $40,877 | 2.6% | $12.22 | — | COM | 870875101 |
| — | WESTERN ASSET CLYM INFL OPP | 3,531,887 | $39,522 | 2.5% | $11.69 | — | COM | 95766R104 |
| — | COHEN & STEERS INFRASTRUCTUR | 1,556,973 | $33,537 | 2.1% | $20.22 | — | COM | 19248A109 |
| — | PUTNAM PREMIER INCOME TR | 5,073,062 | $24,807 | 1.6% | $5.39 | — | SH BEN INT | 746853100 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 1,574,708 | $24,754 | 1.6% | $16.68 | — | COM SHS | 33740D107 |
| — | WESTERN ASSET CLYM INFL SEC | 1,952,140 | $22,352 | 1.4% | $11.57 | — | COM SH BEN INT | 95766Q106 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 2,514,092 | $20,666 | 1.3% | $7.09 | — | COM | 00306J109 |
| — | CBRE CLARION GLOBAL REAL EST | 2,429,232 | $20,406 | 1.3% | $8.11 | — | COM | 12504G100 |
| — | VOYA EMERGING MKTS HIGH DIVI | 2,451,630 | $20,079 | 1.3% | $8.90 | — | COM | 92912P108 |
| — | MORGAN STANLEY ASIA PAC FD I | 1,276,218 | $19,253 | 1.2% | $15.66 | — | COM | 61744U106 |
| — | KOREA FD | 514,504 | $18,522 | 1.2% | $34.48 | — | COM NEW | 500634209 |
| EWL | ISHARES | 601,651 | $18,380 | 1.2% | $30.50 | — | MSCI SZ CAP ETF | 464286749 |
| — | NUVEEN QUALITY MUNCP INCOME | 1,156,324 | $17,426 | 1.1% | $15.07 | — | COM | 67066V101 |
| — | ABERDEEN ASIA PACIFIC INCOM | 3,305,310 | $16,923 | 1.1% | $5.41 | — | COM | 003009107 |
| — | TEMPLETON EMERGING MKTS FD I | 1,332,811 | $16,833 | 1.1% | $14.79 | — | COM | 880191101 |
| — | NEW GERMANY FD INC | 1,119,082 | $16,059 | 1.0% | $17.43 | — | COM | 644465106 |
| — | MORGAN STANLEY TRUSTS | 825,923 | $15,626 | 1.0% | $17.21 | — | INCOME SECS INC | 61745P874 |
| — | MFS MULTIMARKET INCOME TR | 2,504,101 | $15,250 | 1.0% | $6.11 | — | SH BEN INT | 552737108 |
| — | ALPINE GLOBAL PREMIER PPTYS | 2,557,721 | $14,195 | 0.9% | $5.84 | — | COM SBI | 02083A103 |
| — | LAZARD GLB TTL RET&INCM FD I | 1,007,280 | $14,072 | 0.9% | $16.22 | — | COM | 52106W103 |
| — | MACQUARIE GLBL INFRA TOTL RE | 626,551 | $13,659 | 0.9% | $19.62 | — | COM | 55608D101 |
| — | BLACKROCK INTL GRWTH & INC T | 2,297,682 | $13,625 | 0.9% | $7.50 | — | COM BENE INTER | 092524107 |
| — | WESTERN ASSET GLOBAL CP DEFI | 756,787 | $13,388 | 0.9% | $17.99 | — | COM | 95790C107 |
| — | ABERDEEN SINGAPORE FD INC | 1,380,607 | $12,936 | 0.8% | $11.02 | — | COM | 003244100 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,298,015 | $12,552 | 0.8% | $11.22 | — | SH BEN INT | 18914E106 |
| — | MFS CHARTER INCOME TR | 1,388,822 | $11,999 | 0.8% | $8.41 | — | SH BEN INT | 552727109 |
| — | TEMPLETON DRAGON FD INC | 678,519 | $11,962 | 0.8% | $25.08 | — | COM | 88018T101 |
| — | BLACKROCK INCOME TR INC | 1,840,300 | $11,925 | 0.8% | $6.53 | — | COM | 09247F100 |
| — | EUROPEAN EQUITY FUND | 1,393,787 | $11,011 | 0.7% | $7.35 | — | COM | 298768102 |
| — | EATON VANCE MUN BD FD | 804,664 | $10,960 | 0.7% | $12.63 | — | COM | 27827X101 |
| — | EATON VANCE LTD DUR INCOME F | 790,328 | $10,835 | 0.7% | $13.18 | — | COM | 27828H105 |
| EWQ | ISHARES | 443,812 | $10,722 | 0.7% | $24.45 | — | MSCI FRANCE ETF | 464286707 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 738,635 | $10,171 | 0.6% | $14.10 | — | COM | 09255K108 |
| — | TRI CONTL CORP | 459,098 | $9,816 | 0.6% | $17.94 | — | COM | 895436103 |
| — | MORGAN STANLEY EMER MKTS FD | 642,953 | $9,355 | 0.6% | $14.30 | — | COM | 61744G107 |
| — | ADAMS DIVERSIFIED EQUITY FD | 674,545 | $8,870 | 0.6% | $12.19 | — | COM | 006212104 |
| — | ABERDEEN LATIN AMER EQTY FD | 415,861 | $8,837 | 0.6% | $29.27 | — | COM | 00306K106 |
| — | LIBERTY ALL STAR EQUITY FD | 1,695,210 | $8,781 | 0.6% | $5.29 | — | SH BEN INT | 530158104 |
| — | NUVEEN AMT FREE QLTY MUN INC | 557,458 | $8,139 | 0.5% | $14.60 | — | COM | 670657105 |
| — | FIRST TRUST MORTGAGE INCM FD | 562,785 | $8,137 | 0.5% | $15.54 | — | COM SHS | 33734E103 |
| — | MORGAN STANLEY CHINA A SH FD | 433,951 | $8,115 | 0.5% | $32.11 | — | COM | 617468103 |
| — | DUFF & PHELPS UTIL CORP BD T | 814,224 | $7,955 | 0.5% | $9.56 | — | COM | 26432K108 |
| — | CLOUGH GLOBAL EQUITY FD | 678,123 | $7,717 | 0.5% | $14.90 | — | COM | 18914C100 |
| — | ABERDEEN AUSTRALIA EQTY FD I | 1,295,684 | $7,554 | 0.5% | $5.49 | — | COM | 003011103 |
| — | FRANKLIN LTD DURATION INC TR | 619,355 | $7,488 | 0.5% | $11.37 | — | COM | 35472T101 |
| — | GENERAL AMERN INVS INC | 227,678 | $7,434 | 0.5% | $31.99 | — | COM | 368802104 |
| — | LEGG MASON BW GLB INC OPP FD | 540,807 | $7,344 | 0.5% | $17.17 | — | COM | 52469B100 |
| — | ABERDEEN ISRAEL FUND INC | 438,941 | $7,247 | 0.5% | $14.93 | — | COM | 00301L109 |
| — | PUTNAM MASTER INTER INCOME T | 1,569,047 | $6,935 | 0.4% | $4.97 | — | SH BEN INT | 746909100 |
| — | WESTERN ASSET EMRG MKT INCM | 594,344 | $6,841 | 0.4% | $10.80 | — | COM | 95766E103 |
| — | HANCOCK JOHN INCOME SECS TR | 452,583 | $6,721 | 0.4% | $13.97 | — | COM | 410123103 |
| — | BLACKROCK CORE BD TR | 463,434 | $6,585 | 0.4% | $13.20 | — | SHS BEN INT | 09249E101 |
| — | THAI FD INC | 777,936 | $6,364 | 0.4% | $20.53 | — | COM | 882904105 |
| XXCHNXX | CHINA FD INC | 380,254 | $6,251 | 0.4% | $19.80 | — | COM | 169373107 |
| — | TAIWAN FD INC | 345,072 | $5,973 | 0.4% | $16.02 | — | COM | 874036106 |
| — | NUVEEN MULTI MKT INCOME FD | 786,717 | $5,902 | 0.4% | $7.38 | — | COM | 67075J107 |
| — | KOREA EQUITY FD INC | 680,253 | $5,828 | 0.4% | $7.84 | — | COM | 50063B104 |
| — | NEW IRELAND FUND INC | 464,741 | $5,688 | 0.4% | $11.77 | — | COM | 645673104 |
| — | CENTRAL EUR RUSS & TURK FD I | 290,626 | $5,580 | 0.4% | $28.81 | — | COM | 153436100 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 360,107 | $5,452 | 0.3% | $15.77 | — | COM | 33731K102 |
| — | ABERDEEN INDONESIA FD INC | 764,870 | $5,063 | 0.3% | $10.85 | — | COM | 00305P106 |
| — | WELLS FARGO GLOBAL DIVIDEND | 854,644 | $4,965 | 0.3% | $6.03 | — | WF GLOBAL OPPTY | 94987C103 |
| — | JPMORGAN CHINA REGION FD INC | 276,764 | $4,769 | 0.3% | $16.19 | — | COM | 48126T104 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 289,787 | $4,550 | 0.3% | $17.15 | — | SHS | 67075G103 |
| — | BLACKROCK ENHANCED EQT DIV T | 552,387 | $4,358 | 0.3% | $7.80 | — | COM | 09251A104 |
| — | TEMPLETON GLOBAL INCOME FD | 696,991 | $4,349 | 0.3% | $6.41 | — | COM | 880198106 |
| — | ASIA PAC FD INC | 363,947 | $3,847 | 0.2% | $10.15 | — | COM | 044901106 |
| — | MFS INTER INCOME TR | 847,466 | $3,839 | 0.2% | $4.58 | — | SH BEN INT | 55273C107 |
| GOVT | ISHARES TR | 143,300 | $3,737 | 0.2% | $25.06 | — | CORE US TR BD | 46429B267 |
| — | MEXICO EQUITY & INCOME FD | 345,102 | $3,572 | 0.2% | $14.47 | — | COM | 592834105 |
| — | CENTRAL SECS CORP | 166,050 | $3,527 | 0.2% | $20.53 | — | COM | 155123102 |
| — | EATON VANCE SH TM DR DIVR IN | 247,164 | $3,389 | 0.2% | $13.39 | — | COM | 27828V104 |
| — | NEUBERGER BERMAN RE ES SEC F | 516,355 | $2,938 | 0.2% | $4.54 | — | COM | 64190A103 |
| — | SPROTT FOCUS TR INC | 421,259 | $2,907 | 0.2% | $6.52 | — | COM | 85208J109 |
| — | ROYCE VALUE TR INC | 221,734 | $2,807 | 0.2% | $13.24 | — | COM | 780910105 |
| — | FIRST TR ABERDEEN GLBL OPP F | 238,090 | $2,805 | 0.2% | $10.87 | — | COM SHS | 337319107 |
| — | ABERDEEN CHILE FD INC | 440,502 | $2,762 | 0.2% | $6.41 | — | COM | 00301W105 |
| — | ROYCE GLOBAL VALUE TR INC | 287,403 | $2,335 | 0.1% | $7.32 | — | COM | 78081T104 |
| — | MORGAN STANLEY EMER MKTS DEB | 241,582 | $2,331 | 0.1% | $9.64 | — | COM | 61744H105 |
| — | INVESCO SR INCOME TR | 525,232 | $2,274 | 0.1% | $4.18 | — | COM | 46131H107 |
| — | NUVEEN GLOBAL EQUITY INCOME | 173,669 | $2,074 | 0.1% | $13.05 | — | COM | 6706EH103 |
| — | ABERDEEN GTR CHINA FD INC | 220,238 | $2,002 | 0.1% | $9.70 | — | COM | 003031101 |
| — | LMP CAP & INCOME FD INC | 146,121 | $1,992 | 0.1% | $12.22 | — | COM | 50208A102 |
| — | ASIA TIGERS FD INC | 195,392 | $1,964 | 0.1% | $10.22 | — | COM | 04516T105 |
| — | ZWEIG FD | 145,591 | $1,885 | 0.1% | $13.81 | — | COM NEW | 989834205 |
| — | LATIN AMERN DISCOVERY FD INC | 177,255 | $1,785 | 0.1% | $13.22 | — | COM | 51828C106 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 198,076 | $1,723 | 0.1% | $9.95 | — | COM NEW | 02082E205 |
| — | VOYA ASIA PAC DIVID EQUITY I | 174,909 | $1,721 | 0.1% | $9.05 | — | COM | 92912J102 |
| — | ABERDEEN EMERGING MKTS SMALL | 132,705 | $1,677 | 0.1% | $11.00 | — | COM | 00301T102 |
| — | DELAWARE ENHANCED GBL DIV & | 162,450 | $1,644 | 0.1% | $10.77 | — | COM | 246060107 |
| — | NUVEEN DOW 30 DYN OVERWRITE | 109,838 | $1,584 | 0.1% | $14.34 | — | SHS | 67075F105 |
| — | GABELLI GLOBL UTIL & INCOME | 71,821 | $1,314 | 0.1% | $18.53 | — | COM SH BEN INT | 36242L105 |
| — | CLOUGH GLOBAL DIVND AND INC | 106,464 | $1,291 | 0.1% | $14.87 | — | COM | 18913Y103 |
| — | ALLIANZGI EQUITY & CONV INCO | 57,278 | $1,072 | 0.1% | $19.91 | — | COM | 018829101 |
| — | ADAM NAT RES FD INC | 52,715 | $1,051 | 0.1% | $23.15 | — | COM | 00548F105 |
| — | MADISON STRTG SECTOR PREM FD | 80,719 | $948 | 0.1% | $11.88 | — | COM | 558268108 |
| — | GDL FUND | 86,278 | $858 | 0.1% | $10.86 | — | COM SH BEN IT | 361570104 |
| — | DUFF & PHELPS GLB UTL INC FD | 47,784 | $816 | 0.1% | $18.25 | — | COM | 26433C105 |
| — | LIBERTY ALL-STAR GROWTH FD I | 185,821 | $801 | 0.1% | $4.78 | — | COM | 529900102 |
| — | ADVENT CLAY CONV SEC INC FD | 135,990 | $783 | 0.1% | $6.14 | — | COM | 007639107 |
| — | ROYCE MICRO-CAP TR INC | 79,156 | $618 | 0.0% | $7.38 | — | COM | 780915104 |
| — | FIRST TR DIVIDEND INCOME FD | 66,458 | $605 | 0.0% | $8.60 | — | COM | 33731L100 |
| — | BLACKROCK FLOATING RATE INCO | 39,243 | $531 | 0.0% | $12.96 | — | COM | 091941104 |
| — | VIRTUS GLOBAL DIVID INCOME F | 38,209 | $460 | 0.0% | $12.04 | — | COM | 92835W107 |
| — | ISHARES TR | 26,990 | $428 | 0.0% | $18.95 | — | MSCI UTD KNGDM | 46434V548 |
| — | GABELLI GLB SML & MD CP VAL | 31,877 | $345 | 0.0% | $10.27 | — | COM | 36249W104 |
| EFA | ISHARES TR | 4,800 | $284 | 0.0% | $64.10 | — | MSCI EAFE ETF | 464287465 |