CIK: 0001436866 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value ($000): $1,476,289 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWJ | ISHARES INC | 2,257,126 | $110,283 | 7.5% | $48.86 | — | MSCI JPN ETF NEW | 46434G822 |
| AGG | ISHARES TR | 916,251 | $99,010 | 6.7% | $112.17 | — | CORE US AGGBD ET | 464287226 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 8,876,459 | $67,284 | 4.6% | $8.09 | — | COM SH BEN INT N | 021060207 |
| EWA | ISHARES | 2,911,157 | $58,893 | 4.0% | $23.72 | — | MSCI AUST ETF | 464286103 |
| IEF | ISHARES TR | 486,440 | $50,989 | 3.5% | $111.04 | — | 7-10 Y TR BD ETF | 464287440 |
| — | BLACKROCK RES & COMM STRAT T | 6,157,979 | $50,926 | 3.4% | $10.25 | — | SHS | 09257A108 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 4,130,837 | $47,794 | 3.2% | $13.69 | — | COM | 092501105 |
| EWG | ISHARES | 1,785,276 | $47,274 | 3.2% | $28.33 | — | MSCI GERMANY ETF | 464286806 |
| EZU | ISHARES | 1,321,630 | $45,728 | 3.1% | $37.86 | — | MSCI EURZONE ETF | 464286608 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 4,314,463 | $41,953 | 2.8% | $9.04 | — | COM | 47109U104 |
| — | SWISS HELVETIA FD INC | 3,905,081 | $39,871 | 2.7% | $12.18 | — | COM | 870875101 |
| — | WESTERN ASSET CLYM INFL OPP | 3,059,688 | $34,085 | 2.3% | $11.69 | — | COM | 95766R104 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 1,863,954 | $28,929 | 2.0% | $16.50 | — | COM SHS | 33740D107 |
| — | PUTNAM PREMIER INCOME TR | 5,355,044 | $26,615 | 1.8% | $5.36 | — | SH BEN INT | 746853100 |
| — | COHEN & STEERS INFRASTRUCTUR | 1,231,621 | $23,844 | 1.6% | $20.22 | — | COM | 19248A109 |
| — | BLACKROCK INTL GRWTH & INC T | 3,934,024 | $21,676 | 1.5% | $6.67 | — | COM BENE INTER | 092524107 |
| — | WESTERN ASSET CLYM INFL SEC | 1,808,871 | $20,766 | 1.4% | $11.57 | — | COM SH BEN INT | 95766Q106 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 2,662,820 | $19,612 | 1.3% | $7.11 | — | COM | 00306J109 |
| — | VOYA EMERGING MKTS HIGH DIVI | 2,433,421 | $18,129 | 1.2% | $8.90 | — | COM | 92912P108 |
| — | CBRE CLARION GLOBAL REAL EST | 2,429,985 | $17,739 | 1.2% | $8.11 | — | COM | 12504G100 |
| — | MORGAN STANLEY ASIA PAC FD I | 1,270,514 | $17,152 | 1.2% | $15.66 | — | COM | 61744U106 |
| — | KOREA FD | 511,033 | $16,292 | 1.1% | $34.48 | — | COM NEW | 500634209 |
| — | TEMPLETON EMERGING MKTS FD I | 1,322,760 | $15,992 | 1.1% | $14.79 | — | COM | 880191101 |
| — | NUVEEN QUALITY MUNCP INCOME | 1,108,224 | $15,471 | 1.0% | $15.07 | — | COM | 67066V101 |
| EWL | ISHARES | 514,451 | $15,156 | 1.0% | $30.50 | — | MSCI SZ CAP ETF | 464286749 |
| — | MFS MULTIMARKET INCOME TR | 2,469,071 | $14,963 | 1.0% | $6.11 | — | SH BEN INT | 552737108 |
| — | NEW GERMANY FD INC | 1,131,524 | $14,789 | 1.0% | $17.38 | — | COM | 644465106 |
| — | ABERDEEN ASIA PACIFIC INCOM | 3,179,610 | $14,722 | 1.0% | $5.41 | — | COM | 003009107 |
| — | MORGAN STANLEY TRUSTS | 783,223 | $14,051 | 1.0% | $17.21 | — | INCOME SECS INC | 61745P874 |
| — | EATON VANCE LTD DUR INCOME F | 1,004,528 | $13,782 | 0.9% | $13.30 | — | COM | 27828H105 |
| — | ALPINE GLOBAL PREMIER PPTYS | 2,564,796 | $13,157 | 0.9% | $5.84 | — | COM SBI | 02083A103 |
| — | WESTERN ASSET GLOBAL CP DEFI | 722,281 | $12,365 | 0.8% | $17.99 | — | COM | 95790C107 |
| — | MACQUARIE GLBL INFRA TOTL RE | 626,658 | $12,364 | 0.8% | $19.62 | — | COM | 55608D101 |
| — | ABERDEEN SINGAPORE FD INC | 1,384,058 | $11,986 | 0.8% | $11.02 | — | COM | 003244100 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,294,735 | $11,588 | 0.8% | $11.22 | — | SH BEN INT | 18914E106 |
| — | EUROPEAN EQUITY FUND | 1,465,395 | $11,313 | 0.8% | $7.36 | — | COM | 298768102 |
| — | MFS CHARTER INCOME TR | 1,323,822 | $11,279 | 0.8% | $8.41 | — | SH BEN INT | 552727109 |
| — | BLACKROCK INCOME TR INC | 1,748,887 | $11,070 | 0.7% | $6.53 | — | COM | 09247F100 |
| — | TEMPLETON DRAGON FD INC | 672,719 | $11,019 | 0.7% | $25.08 | — | COM | 88018T101 |
| EWQ | ISHARES | 445,612 | $10,993 | 0.7% | $24.45 | — | MSCI FRANCE ETF | 464286707 |
| — | MFS INTER INCOME TR | 2,411,057 | $10,705 | 0.7% | $4.49 | — | SH BEN INT | 55273C107 |
| — | LAZARD GLB TTL RET&INCM FD I | 778,980 | $10,703 | 0.7% | $16.22 | — | COM | 52106W103 |
| — | EATON VANCE MUN BD FD | 817,769 | $10,149 | 0.7% | $12.63 | — | COM | 27827X101 |
| — | TRI CONTL CORP | 450,398 | $9,931 | 0.7% | $17.94 | — | COM | 895436103 |
| — | DUFF & PHELPS UTIL CORP BD T | 1,049,000 | $9,903 | 0.7% | $9.54 | — | COM | 26432K108 |
| — | ADAMS DIVERSIFIED EQUITY FD | 696,645 | $8,854 | 0.6% | $12.20 | — | COM | 006212104 |
| — | LIBERTY ALL STAR EQUITY FD | 1,710,322 | $8,825 | 0.6% | $5.29 | — | SH BEN INT | 530158104 |
| — | MORGAN STANLEY EMER MKTS FD | 637,139 | $8,397 | 0.6% | $14.30 | — | COM | 61744G107 |
| — | MORGAN STANLEY CHINA A SH FD | 486,077 | $8,258 | 0.6% | $30.48 | — | COM | 617468103 |
| — | ABERDEEN LATIN AMER EQTY FD | 414,261 | $8,198 | 0.6% | $29.27 | — | COM | 00306K106 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 610,462 | $8,052 | 0.5% | $14.10 | — | COM | 09255K108 |
| — | FIRST TRUST MORTGAGE INCM FD | 551,985 | $7,777 | 0.5% | $15.54 | — | COM SHS | 33734E103 |
| — | NUVEEN AMT FREE QLTY MUN INC | 561,458 | $7,490 | 0.5% | $14.60 | — | COM | 670657105 |
| — | CLOUGH GLOBAL EQUITY FD | 672,221 | $7,482 | 0.5% | $14.90 | — | COM | 18914C100 |
| — | HANCOCK JOHN INCOME SECS TR | 532,883 | $7,469 | 0.5% | $13.98 | — | COM | 410123103 |
| — | GENERAL AMERN INVS INC | 236,339 | $7,369 | 0.5% | $31.96 | — | COM | 368802104 |
| — | FRANKLIN LTD DURATION INC TR | 598,458 | $7,205 | 0.5% | $11.37 | — | COM | 35472T101 |
| — | ABERDEEN AUSTRALIA EQTY FD I | 1,302,085 | $7,057 | 0.5% | $5.49 | — | COM | 003011103 |
| — | ABERDEEN ISRAEL FUND INC | 438,397 | $7,047 | 0.5% | $14.93 | — | COM | 00301L109 |
| — | PUTNAM MASTER INTER INCOME T | 1,452,143 | $6,694 | 0.5% | $4.97 | — | SH BEN INT | 746909100 |
| — | LEGG MASON BW GLB INC OPP FD | 522,124 | $6,177 | 0.4% | $17.17 | — | COM | 52469B100 |
| — | BLACKROCK CORE BD TR | 471,108 | $6,129 | 0.4% | $13.20 | — | SHS BEN INT | 09249E101 |
| — | WESTERN ASSET EMRG MKT DEBT | 412,682 | $6,071 | 0.4% | $14.71 | — | COM | 95766A101 |
| — | CENTRAL EUR RUSS & TURK FD I | 289,826 | $5,962 | 0.4% | $28.81 | — | COM | 153436100 |
| — | THAI FD INC | 767,157 | $5,830 | 0.4% | $20.53 | — | COM | 882904105 |
| — | NUVEEN MULTI MKT INCOME FD | 787,697 | $5,750 | 0.4% | $7.38 | — | COM | 67075J107 |
| XXCHNXX | CHINA FD INC | 377,422 | $5,680 | 0.4% | $19.80 | — | COM | 169373107 |
| — | NEW IRELAND FUND INC | 464,741 | $5,563 | 0.4% | $11.77 | — | COM | 645673104 |
| — | TAIWAN FD INC | 345,172 | $5,557 | 0.4% | $16.02 | — | COM | 874036106 |
| — | WELLS FARGO GLOBAL DIVIDEND | 991,307 | $5,403 | 0.4% | $5.95 | — | COM | 94987C103 |
| — | BLACKROCK ENHANCED EQT DIV T | 630,687 | $5,140 | 0.3% | $7.85 | — | COM | 09251A104 |
| — | KOREA EQUITY FD INC | 665,295 | $4,930 | 0.3% | $7.84 | — | COM | 50063B104 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 351,908 | $4,888 | 0.3% | $15.77 | — | COM | 33731K102 |
| — | ABERDEEN INDONESIA FD INC | 754,441 | $4,798 | 0.3% | $10.85 | — | COM | 00305P106 |
| — | JPMORGAN CHINA REGION FD INC | 283,032 | $4,410 | 0.3% | $16.18 | — | COM | 48126T104 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 275,587 | $4,407 | 0.3% | $17.15 | — | SHS | 67075G103 |
| — | TEMPLETON GLOBAL INCOME FD | 665,291 | $4,311 | 0.3% | $6.41 | — | COM | 880198106 |
| — | EATON VANCE SH TM DR DIVR IN | 265,687 | $3,682 | 0.2% | $13.42 | — | COM | 27828V104 |
| — | CENTRAL SECS CORP | 162,850 | $3,549 | 0.2% | $20.53 | — | COM | 155123102 |
| — | ASIA PAC FD INC | 357,238 | $3,472 | 0.2% | $10.15 | — | COM | 044901106 |
| — | MEXICO EQUITY & INCOME FD | 336,227 | $3,083 | 0.2% | $14.47 | — | COM | 592834105 |
| — | ROYCE VALUE TR INC | 225,634 | $3,021 | 0.2% | $13.24 | — | COM | 780910105 |
| — | SPROTT FOCUS TR INC | 428,123 | $2,971 | 0.2% | $6.53 | — | COM | 85208J109 |
| — | NEUBERGER BERMAN RE ES SEC F | 519,555 | $2,790 | 0.2% | $4.54 | — | COM | 64190A103 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 320,982 | $2,735 | 0.2% | $8.52 | — | SHS | 25160E102 |
| — | HANCOCK JOHN INVS TR | 161,427 | $2,680 | 0.2% | $16.60 | — | COM | 410142103 |
| — | ABERDEEN CHILE FD INC | 441,638 | $2,632 | 0.2% | $6.41 | — | COM | 00301W105 |
| — | FIRST TR ABERDEEN GLBL OPP F | 226,390 | $2,527 | 0.2% | $10.87 | — | COM SHS | 337319107 |
| — | MORGAN STANLEY EMER MKTS DEB | 254,382 | $2,315 | 0.2% | $9.61 | — | COM | 61744H105 |
| — | INVESCO SR INCOME TR | 492,932 | $2,287 | 0.2% | $4.18 | — | COM | 46131H107 |
| — | ROYCE GLOBAL VALUE TR INC | 282,003 | $2,266 | 0.2% | $7.32 | — | COM | 78081T104 |
| — | NUVEEN DOW 30 DYN OVERWRITE | 141,018 | $2,115 | 0.1% | $14.49 | — | SHS | 67075F105 |
| — | ABERDEEN GTR CHINA FD INC | 225,150 | $1,957 | 0.1% | $9.68 | — | COM | 003031101 |
| MBB | ISHARES TR | 18,200 | $1,935 | 0.1% | $106.32 | — | MBS ETF | 464288588 |
| — | LMP CAP & INCOME FD INC | 142,921 | $1,899 | 0.1% | $12.22 | — | COM | 50208A102 |
| — | BLACKROCK ENH CAP & INC FD I | 129,527 | $1,776 | 0.1% | $13.71 | — | COM | 09256A109 |
| — | ZWEIG FD | 145,591 | $1,760 | 0.1% | $13.81 | — | COM NEW | 989834205 |
| — | ASIA TIGERS FD INC | 190,692 | $1,747 | 0.1% | $10.22 | — | COM | 04516T105 |
| — | ABERDEEN EMERGING MKTS SMALL | 152,766 | $1,719 | 0.1% | $11.04 | — | COM | 00301T102 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 195,676 | $1,716 | 0.1% | $9.95 | — | COM NEW | 02082E205 |
| — | DELAWARE ENHANCED GBL DIV & | 159,150 | $1,609 | 0.1% | $10.77 | — | COM | 246060107 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 85,533 | $1,587 | 0.1% | $18.55 | — | COM SHS | 670699107 |
| — | LATIN AMERN DISCOVERY FD INC | 169,453 | $1,574 | 0.1% | $13.22 | — | COM | 51828C106 |
| — | VOYA ASIA PAC DIVID EQUITY I | 170,017 | $1,481 | 0.1% | $9.05 | — | COM | 92912J102 |
| — | GUGGENHEIM TAXABLE MUN MNGD | 63,104 | $1,351 | 0.1% | $21.41 | — | COM | 401664107 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 94,600 | $1,305 | 0.1% | $13.79 | — | COM | 09253X102 |
| — | GABELLI GLOBL UTIL & INCOME | 70,550 | $1,185 | 0.1% | $18.53 | — | COM SH BEN INT | 36242L105 |
| — | ADAM NAT RES FD INC | 52,215 | $1,053 | 0.1% | $23.15 | — | COM | 00548F105 |
| — | ALLIANZGI EQUITY & CONV INCO | 56,478 | $1,040 | 0.1% | $19.91 | — | COM | 018829101 |
| — | GABELLI EQUITY TR INC | 168,852 | $932 | 0.1% | $5.52 | — | COM | 362397101 |
| — | LIBERTY ALL-STAR GROWTH FD I | 209,369 | $875 | 0.1% | $4.71 | — | COM | 529900102 |
| — | WESTERN ASSET PREMIER BD FD | 67,400 | $873 | 0.1% | $12.95 | — | SHS BEN INT | 957664105 |
| — | GDL FUND | 86,278 | $849 | 0.1% | $10.86 | — | COM SH BEN IT | 361570104 |
| — | ROYCE MICRO-CAP TR INC | 101,999 | $832 | 0.1% | $7.55 | — | COM | 780915104 |
| — | ADVENT CLAY CONV SEC INC FD | 131,190 | $771 | 0.1% | $6.14 | — | COM | 007639107 |
| — | DUFF & PHELPS GLB UTL INC FD | 46,184 | $716 | 0.0% | $18.25 | — | COM | 26433C105 |
| — | CLOUGH GLOBAL DIVND AND INC | 52,384 | $631 | 0.0% | $14.87 | — | COM | 18913Y103 |
| — | VIRTUS GLOBAL DIVID INCOME F | 38,209 | $460 | 0.0% | $12.04 | — | COM | 92835W107 |
| EWU | ISHARES TR | 13,145 | $403 | 0.0% | $30.66 | — | MSCI UK ETF NEW | 46435G334 |
| — | GABELLI GLB SML & MD CP VAL | 31,477 | $334 | 0.0% | $10.27 | — | COM | 36249W104 |
| — | DEUTSCHE STRATEGIC INCOME TR | 23,820 | $283 | 0.0% | $11.88 | — | SHS | 25160F109 |
| — | NUVEEN SELECT TAX FREE INCM | 2,722 | $36 | 0.0% | $13.23 | — | SH BEN INT | 67063C106 |