Silver Rock Financial LP Diversified Active

CIK: 0001674784 · Show all filings

Period: Q4 2016 (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $224,677 (100.0% shares, 0.0% debt)

Holdings (21)

SPY SPDR S&P 500 ETF TR 34.8%

Value ($000) $78,236 Shares 350,000 Est. Cost — Unrealized —

— WHITING PETE CORP NEW 11.2%

Value ($000) $25,274 Shares 2,104,382 Est. Cost $12.01 Unrealized —

— DISH NETWORK CORP 6.2%

Value ($000) $13,932 Shares 240,500 Est. Cost $57.93 Unrealized —

— REALOGY HLDGS CORP 5.7%

Value ($000) $12,865 Shares 500,000 Est. Cost $25.73 Unrealized —

— GP INVTS ACQUISITION COR 5.5%

Value ($000) $12,375 Shares 1,250,000 Est. Cost $9.90 Unrealized —

— MSG NETWORK INC 5.5%

Value ($000) $12,366 Shares 576,500 Est. Cost $21.45 Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 4.6%

Value ($000) $10,260 Shares 1,000,000 Est. Cost $10.26 Unrealized —

— HUNTER MARITIME ACQUISITION 4.5%

Value ($000) $10,020 Shares 1,000,000 Est. Cost $10.02 Unrealized —

— SELECTA BIOSCIENCES INC 3.5%

Value ($000) $7,907 Shares 461,076 Est. Cost $17.15 Unrealized —

— HOSTESS BRANDS INC 2.9%

Value ($000) $6,505 Shares 500,000 Est. Cost $13.01 Unrealized —

— HARMAN INTL INDS INC 2.6%

Value ($000) $5,930 Shares 53,350 Est. Cost $111.15 Unrealized —

— LEVEL 3 COMMUNICATIONS INC 2.3%

Value ($000) $5,227 Shares 92,745 Est. Cost $56.36 Unrealized —

— HENNESSY CAP ACQUISITION COR 2.2%

Value ($000) $5,035 Shares 500,000 Est. Cost $10.07 Unrealized —

THC TENET HEALTHCARE CORP 2.2%

Value ($000) $4,967 Shares 334,700 Est. Cost $17.94 Unrealized 0.0%

ALLY ALLY FINL INC 1.7%

Value ($000) $3,802 Shares 200,000 Est. Cost $14.81 Unrealized 0.0%

ASC ARDMORE SHIPPING CORP 1.3%

Value ($000) $2,960 Shares 400,000 Est. Cost $5.65 Unrealized 0.0%

— GLOBALSTAR INC 1.1%

Value ($000) $2,415 Shares 1,500,000 Est. Cost $1.61 Unrealized —

CF CF INDS HLDGS INC 1.0%

Value ($000) $2,204 Shares 70,000 Est. Cost $21.09 Unrealized 0.0%

— HOSTESS BRANDS INC 0.8%

Value ($000) $1,730 Shares 1,000,000 Est. Cost $1.73 Unrealized —

— HENNESSY CAP ACQUISITION COR 0.2%

Value ($000) $386 Shares 500,000 Est. Cost $0.77 Unrealized —

— GP INVTS ACQUISITION COR 0.1%

Value ($000) $281 Shares 625,000 Est. Cost $0.45 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	350,000	$78,236	34.8%	—	—	Put	78462F103
—	WHITING PETE CORP NEW	2,104,382	$25,274	11.2%	$12.01	—	COM	966387102
—	DISH NETWORK CORP	240,500	$13,932	6.2%	$57.93	—	CL A	25470M109
—	REALOGY HLDGS CORP	500,000	$12,865	5.7%	$25.73	—	COM	75605Y106
—	GP INVTS ACQUISITION COR	1,250,000	$12,375	5.5%	$9.90	—	SHS	G40357124
—	MSG NETWORK INC	576,500	$12,366	5.5%	$21.45	—	CL A	553573106
—	GTY TECHNOLOGY HOLDINGS INC	1,000,000	$10,260	4.6%	$10.26	—	UNIT 99/99/9999	G4182A110
—	HUNTER MARITIME ACQUISITION	1,000,000	$10,020	4.5%	$10.02	—	UNIT 99/99/9999	Y37828103
—	SELECTA BIOSCIENCES INC	461,076	$7,907	3.5%	$17.15	—	COM	816212104
—	HOSTESS BRANDS INC	500,000	$6,505	2.9%	$13.01	—	CL A	44109J106
—	HARMAN INTL INDS INC	53,350	$5,930	2.6%	$111.15	—	COM	413086109
—	LEVEL 3 COMMUNICATIONS INC	92,745	$5,227	2.3%	$56.36	—	COM NEW	52729N308
—	HENNESSY CAP ACQUISITION COR	500,000	$5,035	2.2%	$10.07	—	COM	42588J100
THC	TENET HEALTHCARE CORP	334,700	$4,967	2.2%	$17.94	0.0%	COM NEW	88033G407
ALLY	ALLY FINL INC	200,000	$3,802	1.7%	$14.81	0.0%	COM	02005N100
ASC	ARDMORE SHIPPING CORP	400,000	$2,960	1.3%	$5.65	0.0%	COM	Y0207T100
—	GLOBALSTAR INC	1,500,000	$2,415	1.1%	$1.61	—	COM	378973408
CF	CF INDS HLDGS INC	70,000	$2,204	1.0%	$21.09	0.0%	COM	125269100
—	HOSTESS BRANDS INC	1,000,000	$1,730	0.8%	$1.73	—	*W EXP 11/04/202	44109J114
—	HENNESSY CAP ACQUISITION COR	500,000	$386	0.2%	$0.77	—	*W EXP 07/28/202	42588J118
—	GP INVTS ACQUISITION COR	625,000	$281	0.1%	$0.45	—	*W EXP 05/19/202	G40357108