Silver Rock Financial LP Diversified Active

Location: Los Angeles, CA

CIK: 0001674784 · Show all filings

Period: Q4 2016 (Next →)

Filing Date: Feb 14, 2017

Total Value: $225M (100.0% shares, 0.0% debt)

Holdings (21)

SPY SPDR S&P 500 ETF TR 34.8%

Value $78.24M Shares 350,000 Share Price $223.53 Est. Cost/Share — Unrealized @ Report Date —

— WHITING PETE CORP NEW 11.2%

Value $25.27M Shares 2,104,382 Share Price $12.01 Est. Cost/Share $12.01 Unrealized @ Report Date —

— DISH NETWORK CORP 6.2%

Value $13.93M Shares 240,500 Share Price $57.93 Est. Cost/Share $57.93 Unrealized @ Report Date —

— REALOGY HLDGS CORP 5.7%

Value $12.87M Shares 500,000 Share Price $25.73 Est. Cost/Share $25.73 Unrealized @ Report Date —

— GP INVTS ACQUISITION COR 5.5%

Value $12.38M Shares 1,250,000 Share Price $9.90 Est. Cost/Share $9.90 Unrealized @ Report Date —

— MSG NETWORK INC 5.5%

Value $12.37M Shares 576,500 Share Price $21.45 Est. Cost/Share $21.45 Unrealized @ Report Date —

— GTY TECHNOLOGY HOLDINGS INC 4.6%

Value $10.26M Shares 1,000,000 Share Price $10.26 Est. Cost/Share $10.26 Unrealized @ Report Date —

— HUNTER MARITIME ACQUISITION 4.5%

Value $10.02M Shares 1,000,000 Share Price $10.02 Est. Cost/Share $10.02 Unrealized @ Report Date —

— SELECTA BIOSCIENCES INC 3.5%

Value $7.907M Shares 461,076 Share Price $17.15 Est. Cost/Share $17.15 Unrealized @ Report Date —

— HOSTESS BRANDS INC 2.9%

Value $6.505M Shares 500,000 Share Price $13.01 Est. Cost/Share $13.01 Unrealized @ Report Date —

— HARMAN INTL INDS INC 2.6%

Value $5.93M Shares 53,350 Share Price $111.15 Est. Cost/Share $111.15 Unrealized @ Report Date —

— LEVEL 3 COMMUNICATIONS INC 2.3%

Value $5.227M Shares 92,745 Share Price $56.36 Est. Cost/Share $56.36 Unrealized @ Report Date —

— HENNESSY CAP ACQUISITION COR 2.2%

Value $5.035M Shares 500,000 Share Price $10.07 Est. Cost/Share $10.07 Unrealized @ Report Date —

THC TENET HEALTHCARE CORP 2.2%

Value $4.967M Shares 334,700 Share Price $14.84 * Est. Cost/Share $17.94 Unrealized @ Report Date 0.0%

ALLY ALLY FINL INC 1.7%

Value $3.802M Shares 200,000 Share Price $19.01 * Est. Cost/Share $14.81 Unrealized @ Report Date 0.0%

ASC ARDMORE SHIPPING CORP 1.3%

Value $2.96M Shares 400,000 Share Price $7.40 * Est. Cost/Share $5.65 Unrealized @ Report Date 0.0%

— GLOBALSTAR INC 1.1%

Value $2.415M Shares 1,500,000 Share Price $1.61 Est. Cost/Share $1.61 Unrealized @ Report Date —

CF CF INDS HLDGS INC 1.0%

Value $2.204M Shares 70,000 Share Price $31.49 * Est. Cost/Share $21.09 Unrealized @ Report Date 0.0%

— HOSTESS BRANDS INC 0.8%

Value $1.73M Shares 1,000,000 Share Price $1.73 Est. Cost/Share $1.73 Unrealized @ Report Date —

— HENNESSY CAP ACQUISITION COR 0.2%

Value $386K Shares 500,000 Share Price $0.77 Est. Cost/Share $0.77 Unrealized @ Report Date —

— GP INVTS ACQUISITION COR 0.1%

Value $281K Shares 625,000 Share Price $0.45 Est. Cost/Share $0.45 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	350,000	$78.24M	34.8%	$223.53	—	—	Put	78462F103
—	WHITING PETE CORP NEW	2,104,382	$25.27M	11.2%	$12.01	$12.01	—	COM	966387102
—	DISH NETWORK CORP	240,500	$13.93M	6.2%	$57.93	$57.93	—	CL A	25470M109
—	REALOGY HLDGS CORP	500,000	$12.87M	5.7%	$25.73	$25.73	—	COM	75605Y106
—	GP INVTS ACQUISITION COR	1,250,000	$12.38M	5.5%	$9.90	$9.90	—	SHS	G40357124
—	MSG NETWORK INC	576,500	$12.37M	5.5%	$21.45	$21.45	—	CL A	553573106
—	GTY TECHNOLOGY HOLDINGS INC	1,000,000	$10.26M	4.6%	$10.26	$10.26	—	UNIT 99/99/9999	G4182A110
—	HUNTER MARITIME ACQUISITION	1,000,000	$10.02M	4.5%	$10.02	$10.02	—	UNIT 99/99/9999	Y37828103
—	SELECTA BIOSCIENCES INC	461,076	$7.907M	3.5%	$17.15	$17.15	—	COM	816212104
—	HOSTESS BRANDS INC	500,000	$6.505M	2.9%	$13.01	$13.01	—	CL A	44109J106
—	HARMAN INTL INDS INC	53,350	$5.93M	2.6%	$111.15	$111.15	—	COM	413086109
—	LEVEL 3 COMMUNICATIONS INC	92,745	$5.227M	2.3%	$56.36	$56.36	—	COM NEW	52729N308
—	HENNESSY CAP ACQUISITION COR	500,000	$5.035M	2.2%	$10.07	$10.07	—	COM	42588J100
THC	TENET HEALTHCARE CORP	334,700	$4.967M	2.2%	$14.84 *	$17.94	0.0%	COM NEW	88033G407
ALLY	ALLY FINL INC	200,000	$3.802M	1.7%	$19.01 *	$14.81	0.0%	COM	02005N100
ASC	ARDMORE SHIPPING CORP	400,000	$2.96M	1.3%	$7.40 *	$5.65	0.0%	COM	Y0207T100
—	GLOBALSTAR INC	1,500,000	$2.415M	1.1%	$1.61	$1.61	—	COM	378973408
CF	CF INDS HLDGS INC	70,000	$2.204M	1.0%	$31.49 *	$21.09	0.0%	COM	125269100
—	HOSTESS BRANDS INC	1,000,000	$1.73M	0.8%	$1.73	$1.73	—	*W EXP 11/04/202	44109J114
—	HENNESSY CAP ACQUISITION COR	500,000	$386K	0.2%	$0.77	$0.77	—	*W EXP 07/28/202	42588J118
—	GP INVTS ACQUISITION COR	625,000	$281K	0.1%	$0.45	$0.45	—	*W EXP 05/19/202	G40357108