CIK: 0001436866 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value ($000): $1,603,100 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWJ | ISHARES INC | 2,437,326 | $125,522 | 7.8% | $49.06 | — | MSCI JPN ETF NEW | 46434G822 |
| AGG | ISHARES TR | 991,900 | $107,611 | 6.7% | $111.89 | — | CORE US AGGBD ET | 464287226 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 8,733,559 | $72,139 | 4.5% | $8.09 | — | COM SH BEN INT N | 021060207 |
| EWA | ISHARES | 2,884,257 | $65,213 | 4.1% | $23.72 | — | MSCI AUST ETF | 464286103 |
| IEF | ISHARES TR | 612,340 | $64,657 | 4.0% | $109.92 | — | 7-10YR TR BD ETF | 464287440 |
| — | BLACKROCK RES & COMM STRAT T | 6,065,479 | $52,163 | 3.3% | $10.25 | — | SHS | 09257A108 |
| EWG | ISHARES | 1,769,776 | $50,881 | 3.2% | $28.33 | — | MSCI GERMANY ETF | 464286806 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 4,069,637 | $50,463 | 3.1% | $13.69 | — | COM | 092501105 |
| EZU | ISHARES | 1,307,030 | $49,144 | 3.1% | $37.86 | — | MSCI EURZONE ETF | 464286608 |
| MBB | ISHARES TR | 439,025 | $46,778 | 2.9% | $106.54 | — | MBS ETF | 464288588 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 4,282,461 | $46,422 | 2.9% | $9.04 | — | COM | 47109U104 |
| — | SWISS HELVETIA FD INC | 3,853,281 | $44,698 | 2.8% | $12.18 | — | COM | 870875101 |
| — | WESTERN ASSET CLYM INFL OPP | 2,972,489 | $33,203 | 2.1% | $11.69 | — | COM | 95766R104 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 1,835,321 | $31,678 | 2.0% | $16.50 | — | COM SHS | 33740D107 |
| — | BLACKROCK INTL GRWTH & INC T | 3,982,346 | $23,058 | 1.4% | $6.66 | — | COM BENE INTER | 092524107 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 2,620,297 | $20,858 | 1.3% | $7.11 | — | COM | 00306J109 |
| — | VOYA EMERGING MKTS HIGH DIVI | 2,397,821 | $20,717 | 1.3% | $8.90 | — | COM | 92912P108 |
| — | WESTERN ASSET CLYM INFL SEC | 1,732,471 | $19,941 | 1.2% | $11.57 | — | COM SH BEN INT | 95766Q106 |
| — | MORGAN STANLEY ASIA PAC FD I | 1,248,343 | $19,162 | 1.2% | $15.66 | — | COM | 61744U106 |
| — | KOREA FD | 505,828 | $18,645 | 1.2% | $34.48 | — | COM NEW | 500634209 |
| — | TEMPLETON EMERGING MKTS FD I | 1,306,760 | $18,321 | 1.1% | $14.79 | — | COM | 880191101 |
| — | CBRE CLARION GLOBAL REAL EST | 2,399,285 | $17,923 | 1.1% | $8.11 | — | COM | 12504G100 |
| — | NEW GERMANY FD INC | 1,140,790 | $16,849 | 1.1% | $17.38 | — | COM | 644465106 |
| EWL | ISHARES | 510,551 | $16,327 | 1.0% | $30.50 | — | MSCI SZ CAP ETF | 464286749 |
| — | ABERDEEN ASIA PACIFIC INCOM | 3,209,610 | $16,016 | 1.0% | $5.41 | — | COM | 003009107 |
| — | LIBERTY ALL STAR EQUITY FD | 2,785,622 | $15,209 | 0.9% | $5.36 | — | SH BEN INT | 530158104 |
| EWQ | ISHARES | 573,212 | $15,196 | 0.9% | $24.91 | — | MSCI FRANCE ETF | 464286707 |
| — | MFS MULTIMARKET INCOME TR | 2,479,188 | $15,173 | 0.9% | $6.11 | — | SH BEN INT | 552737108 |
| — | ADAMS DIVERSIFIED EQUITY FD | 1,092,974 | $15,028 | 0.9% | $12.76 | — | COM | 006212104 |
| — | ABERDEEN SINGAPORE FD INC | 1,362,258 | $14,576 | 0.9% | $11.02 | — | COM | 003244100 |
| — | ALPINE GLOBAL PREMIER PPTYS | 2,526,396 | $14,451 | 0.9% | $5.84 | — | COM SBI | 02083A103 |
| — | MACQUARIE GLBL INFRA TOTL RE | 619,458 | $14,155 | 0.9% | $19.62 | — | COM | 55608D101 |
| — | EATON VANCE LTD DUR INCOME F | 1,014,628 | $14,032 | 0.9% | $13.30 | — | COM | 27828H105 |
| — | MORGAN STANLEY TRUSTS | 729,591 | $13,045 | 0.8% | $17.21 | — | INCOME SECS INC | 61745P874 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,261,070 | $12,976 | 0.8% | $11.22 | — | SH BEN INT | 18914E106 |
| SPY | SPDR S&P 500 ETF TR | 53,900 | $12,706 | 0.8% | $235.73 | — | TR UNIT | 78462F103 |
| — | TEMPLETON DRAGON FD INC | 666,319 | $12,520 | 0.8% | $25.08 | — | COM | 88018T101 |
| — | WESTERN ASSET GLOBAL CP DEFI | 702,744 | $12,242 | 0.8% | $17.99 | — | COM | 95790C107 |
| — | EUROPEAN EQUITY FUND | 1,464,209 | $12,182 | 0.8% | $7.36 | — | COM | 298768102 |
| — | LAZARD GLB TTL RET&INCM FD I | 766,276 | $11,501 | 0.7% | $16.22 | — | COM | 52106W103 |
| — | TRI CONTL CORP | 495,398 | $11,454 | 0.7% | $18.41 | — | COM | 895436103 |
| — | MFS CHARTER INCOME TR | 1,328,922 | $11,442 | 0.7% | $8.41 | — | SH BEN INT | 552727109 |
| — | BLACKROCK INCOME TR INC | 1,756,516 | $10,873 | 0.7% | $6.53 | — | COM | 09247F100 |
| — | MFS INTER INCOME TR | 2,470,621 | $10,648 | 0.7% | $4.49 | — | SH BEN INT | 55273C107 |
| — | EATON VANCE MUN BD FD | 826,069 | $10,367 | 0.6% | $12.63 | — | COM | 27827X101 |
| — | MORGAN STANLEY EMER MKTS FD | 678,242 | $10,004 | 0.6% | $14.33 | — | COM | 61744G107 |
| — | DUFF & PHELPS UTIL CORP BD T | 1,053,200 | $9,700 | 0.6% | $9.54 | — | COM | 26432K108 |
| — | GENERAL AMERN INVS INC | 288,350 | $9,663 | 0.6% | $32.24 | — | COM | 368802104 |
| — | ABERDEEN LATIN AMER EQTY FD | 408,010 | $9,596 | 0.6% | $29.27 | — | COM | 00306K106 |
| — | MORGAN STANLEY CHINA A SH FD | 495,594 | $9,525 | 0.6% | $30.27 | — | COM | 617468103 |
| — | BLACKROCK ENHANCED EQT DIV T | 1,105,561 | $9,453 | 0.6% | $8.15 | — | COM | 09251A104 |
| — | BLACKROCK ENH CAP & INC FD I | 628,778 | $9,004 | 0.6% | $14.19 | — | COM | 09256A109 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 627,455 | $8,295 | 0.5% | $14.08 | — | COM | 09255K108 |
| — | ABERDEEN AUSTRALIA EQTY FD I | 1,320,420 | $8,002 | 0.5% | $5.50 | — | COM | 003011103 |
| — | FIRST TRUST MORTGAGE INCM FD | 565,467 | $7,967 | 0.5% | $15.50 | — | COM SHS | 33734E103 |
| — | ABERDEEN ISRAEL FUND INC | 439,916 | $7,712 | 0.5% | $14.93 | — | COM | 00301L109 |
| — | NUVEEN AMT FREE QLTY MUN INC | 566,758 | $7,572 | 0.5% | $14.60 | — | COM | 670657105 |
| — | HANCOCK JOHN INCOME SECS TR | 530,083 | $7,495 | 0.5% | $13.98 | — | COM | 410123103 |
| XXCHNXX | CHINA FD INC | 450,220 | $7,481 | 0.5% | $19.28 | — | COM | 169373107 |
| — | CENTRAL EUR RUSS & TURK FD I | 330,226 | $6,912 | 0.4% | $27.84 | — | COM | 153436100 |
| — | LEGG MASON BW GLB INC OPP FD | 527,324 | $6,739 | 0.4% | $17.17 | — | COM | 52469B100 |
| — | THAI FD INC | 755,337 | $6,473 | 0.4% | $20.53 | — | COM | 882904105 |
| — | WESTERN ASSET EMRG MKT DEBT | 416,380 | $6,454 | 0.4% | $14.71 | — | COM | 95766A101 |
| — | BLACKROCK CORE BD TR | 473,008 | $6,315 | 0.4% | $13.20 | — | SHS BEN INT | 09249E101 |
| — | TAIWAN FD INC | 339,340 | $6,190 | 0.4% | $16.02 | — | COM | 874036106 |
| — | NUVEEN QUALITY MUNCP INCOME | 446,224 | $6,109 | 0.4% | $15.07 | — | COM | 67066V101 |
| — | CENTRAL SECS CORP | 245,801 | $5,891 | 0.4% | $21.69 | — | COM | 155123102 |
| — | KOREA EQUITY FD INC | 666,027 | $5,848 | 0.4% | $7.84 | — | COM | 50063B104 |
| — | NUVEEN MULTI MKT INCOME FD | 790,697 | $5,843 | 0.4% | $7.38 | — | COM | 67075J107 |
| — | NEW IRELAND FUND INC | 458,149 | $5,800 | 0.4% | $11.77 | — | COM | 645673104 |
| — | WELLS FARGO GLOBAL DIVIDEND | 960,607 | $5,591 | 0.3% | $5.95 | — | COM | 94987C103 |
| — | JPMORGAN CHINA REGION FD INC | 302,132 | $5,538 | 0.3% | $16.31 | — | COM | 48126T104 |
| — | ABERDEEN INDONESIA FD INC | 747,041 | $5,379 | 0.3% | $10.85 | — | COM | 00305P106 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 344,060 | $5,250 | 0.3% | $15.77 | — | COM | 33731K102 |
| — | FRANKLIN LTD DURATION INC TR | 423,661 | $5,071 | 0.3% | $11.37 | — | COM | 35472T101 |
| — | ROYCE VALUE TR INC | 329,717 | $4,616 | 0.3% | $13.48 | — | COM | 780910105 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 278,687 | $4,590 | 0.3% | $17.14 | — | SHS | 67075G103 |
| — | ASIA PAC FD INC | 367,181 | $4,491 | 0.3% | $10.21 | — | COM | 044901106 |
| — | TEMPLETON GLOBAL INCOME FD | 671,891 | $4,468 | 0.3% | $6.41 | — | COM | 880198106 |
| — | SPROTT FOCUS TR INC | 521,279 | $3,873 | 0.2% | $6.69 | — | COM | 85208J109 |
| — | ABERDEEN EMERGING MKTS SMALL | 281,750 | $3,674 | 0.2% | $11.95 | — | COM | 00301T102 |
| — | MEXICO EQUITY & INCOME FD | 329,826 | $3,581 | 0.2% | $14.47 | — | COM | 592834105 |
| — | ABERDEEN CHILE FD INC | 430,538 | $3,005 | 0.2% | $6.41 | — | COM | 00301W105 |
| — | LMP CAP & INCOME FD INC | 209,877 | $2,987 | 0.2% | $12.86 | — | COM | 50208A102 |
| — | HANCOCK JOHN INVS TR | 167,307 | $2,851 | 0.2% | $16.62 | — | COM | 410142103 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 322,282 | $2,804 | 0.2% | $8.52 | — | SHS | 25160E102 |
| — | NEUBERGER BERMAN RE ES SEC F | 517,471 | $2,753 | 0.2% | $4.54 | — | COM | 64190A103 |
| — | NUVEEN DOW 30 DYN OVERWRITE | 158,408 | $2,479 | 0.2% | $14.61 | — | SHS | 67075F105 |
| — | ABERDEEN GTR CHINA FD INC | 233,828 | $2,448 | 0.2% | $9.71 | — | COM | 003031101 |
| — | MORGAN STANLEY EMER MKTS DEB | 258,382 | $2,413 | 0.2% | $9.60 | — | COM | 61744H105 |
| — | ROYCE GLOBAL VALUE TR INC | 257,676 | $2,265 | 0.1% | $7.32 | — | COM | 78081T104 |
| — | ASIA TIGERS FD INC | 182,496 | $2,079 | 0.1% | $10.22 | — | COM | 04516T105 |
| — | LATIN AMERN DISCOVERY FD INC | 185,253 | $1,953 | 0.1% | $12.99 | — | COM | 51828C106 |
| — | VOYA ASIA PAC DIVID EQUITY I | 184,378 | $1,870 | 0.1% | $9.14 | — | COM | 92912J102 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 179,476 | $1,752 | 0.1% | $9.95 | — | COM NEW | 02082E205 |
| — | ADAM NAT RES FD INC | 87,761 | $1,704 | 0.1% | $21.64 | — | COM | 00548F105 |
| — | GABELLI GLOBL UTIL & INCOME | 90,675 | $1,684 | 0.1% | $18.54 | — | COM SH BEN INT | 36242L105 |
| — | DELAWARE ENHANCED GBL DIV & | 144,501 | $1,588 | 0.1% | $10.77 | — | COM | 246060107 |
| — | COHEN & STEERS INFRASTRUCTUR | 68,795 | $1,483 | 0.1% | $20.22 | — | COM | 19248A109 |
| — | ROYCE MICRO-CAP TR INC | 155,601 | $1,305 | 0.1% | $7.84 | — | COM | 780915104 |
| — | LIBERTY ALL-STAR GROWTH FD I | 272,099 | $1,235 | 0.1% | $4.67 | — | COM | 529900102 |
| — | VIRTUS TOTAL RETURN FD | 107,630 | $1,197 | 0.1% | $11.12 | — | COM | 92829A103 |
| — | ALLIANZGI EQUITY & CONV INCO | 54,378 | $1,049 | 0.1% | $19.91 | — | COM | 018829101 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 73,300 | $1,015 | 0.1% | $13.79 | — | COM | 09253X102 |
| — | DUFF & PHELPS GLB UTL INC FD | 58,267 | $947 | 0.1% | $17.84 | — | COM | 26433C105 |
| — | GDL FUND | 63,409 | $624 | 0.0% | $10.86 | — | COM SH BEN IT | 361570104 |
| — | WESTERN ASSET PREMIER BD FD | 41,100 | $549 | 0.0% | $12.95 | — | SHS BEN INT | 957664105 |
| — | ADVENT CLAY CONV SEC INC FD | 84,121 | $514 | 0.0% | $6.14 | — | COM | 007639107 |
| — | VOYA GLBL EQTY DIV & PREM OP | 58,564 | $430 | 0.0% | $7.34 | — | COM | 92912T100 |
| EWU | ISHARES TR | 12,745 | $415 | 0.0% | $30.66 | — | MSCI UK ETF NEW | 46435G334 |
| — | NUVEEN SELECT TAX FREE INCM | 27,200 | $365 | 0.0% | $13.40 | — | SH BEN INT | 67063C106 |
| — | VIRTUS GLOBAL DIVID INCOME F | 29,242 | $343 | 0.0% | $12.04 | — | COM | 92835W107 |
| — | GABELLI GLB SML & MD CP VAL | 29,677 | $338 | 0.0% | $10.27 | — | COM | 36249W104 |
| — | DEUTSCHE STRATEGIC INCOME TR | 23,820 | $291 | 0.0% | $11.88 | — | SHS | 25160F109 |
| — | MFS GOVT MKTS INCOME TR | 4,349 | $22 | 0.0% | $5.06 | — | SH BEN INT | 552939100 |
| — | NUVEEN SELECT TAX FREE INCM | 900 | $13 | 0.0% | $14.44 | — | SH BEN INT | 67063X100 |