DIMENSION CAPITAL MANAGEMENT LLC Diversified Active

Location: Coral Gables, FL

CIK: 0001041773 · Show all filings

Period: Q4 2016 (Next →)

Filing Date: May 15, 2017

Total Value: $290M (100.0% shares, 0.0% debt)

Holdings (39)

ADI ANALOG DEVICES INC 31.0%

Value $89.76M Shares 1,236,000 Est. Cost — Unrealized —

ADI ANALOG DEVICES INC 31.0%

Value $89.76M Shares 1,236,000 Est. Cost — Unrealized —

IGSB ISHARES TR 5.6%

Value $16.13M Shares 153,676 Est. Cost — Unrealized —

SHY ISHARES TR 5.4%

Value $15.74M Shares 186,445 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 3.6%

Value $10.56M Shares 333,978 Est. Cost — Unrealized —

ACWI ISHARES TR 3.6%

Value $10.41M Shares 175,887 Est. Cost — Unrealized —

SPY SPDR S&P 500 ETF TR 2.6%

Value $7.397M Shares 33,093 Est. Cost — Unrealized —

— TPG SPECIALTY LENDING INC 2.5%

Value $7.242M Shares 387,692 Est. Cost — Unrealized —

— TPG SPECIALTY LENDING INC 2.5%

Value $7.242M Shares 387,692 Est. Cost — Unrealized —

AMZN AMAZON COM INC 2.3%

Value $6.749M Shares 9,000 Est. Cost — Unrealized —

AVXL ANAVEX LIFE SCIENCES CORP 1.7%

Value $4.895M Shares 1,236,000 Est. Cost — Unrealized —

DJP BARCLAYS BK PLC 1.6%

Value $4.503M Shares 185,860 Est. Cost — Unrealized —

EMB ISHARES TR 1.4%

Value $4.11M Shares 37,285 Est. Cost — Unrealized —

IVV ISHARES TR 0.7%

Value $2.172M Shares 9,654 Est. Cost — Unrealized —

IYR ISHARES TR 0.6%

Value $1.709M Shares 22,210 Est. Cost — Unrealized —

EEM ISHARES TR 0.5%

Value $1.56M Shares 44,556 Est. Cost — Unrealized —

JNJ JOHNSON & JOHNSON 0.5%

Value $1.331M Shares 11,551 Est. Cost — Unrealized —

EFA ISHARES TR 0.3%

Value $801K Shares 13,870 Est. Cost — Unrealized —

C CITIGROUP INC 0.3%

Value $735K Shares 12,360 Est. Cost — Unrealized —

UPS UNITED PARCEL SERVICE INC 0.2%

Value $711K Shares 6,200 Est. Cost — Unrealized —

MCD MCDONALDS CORP 0.2%

Value $606K Shares 4,980 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 0.2%

Value $540K Shares 6,635 Est. Cost — Unrealized —

— EXA CORP 0.2%

Value $474K Shares 30,870 Est. Cost — Unrealized —

AAPL APPLE INC 0.2%

Value $471K Shares 4,063 Est. Cost — Unrealized —

HYG ISHARES TR 0.2%

Value $456K Shares 5,266 Est. Cost — Unrealized —

QSR RESTAURANT BRANDS INTL INC 0.1%

Value $428K Shares 8,981 Est. Cost — Unrealized —

GLD SPDR GOLD TRUST 0.1%

Value $409K Shares 3,731 Est. Cost — Unrealized —

— RAYTHEON CO 0.1%

Value $400K Shares 2,819 Est. Cost — Unrealized —

EWG ISHARES 0.1%

Value $291K Shares 11,000 Est. Cost — Unrealized —

BUD ANHEUSER BUSCH INBEV SA/NV 0.1%

Value $258K Shares 2,443 Est. Cost — Unrealized —

PEP PEPSICO INC 0.1%

Value $245K Shares 2,337 Est. Cost — Unrealized —

— PROSHARES TR 0.1%

Value $244K Shares 6,675 Est. Cost — Unrealized —

IWM ISHARES TR 0.1%

Value $237K Shares 1,757 Est. Cost — Unrealized —

GOOG ALPHABET INC 0.1%

Value $228K Shares 296 Est. Cost — Unrealized —

CVX CHEVRON CORP NEW 0.1%

Value $222K Shares 1,889 Est. Cost — Unrealized —

PFE PFIZER INC 0.1%

Value $216K Shares 6,644 Est. Cost — Unrealized —

— DISCOVER FINL SVCS 0.1%

Value $212K Shares 2,936 Est. Cost — Unrealized —

— VALEANT PHARMACEUTICALS INTL 0.1%

Value $197K Shares 13,565 Est. Cost — Unrealized —

— AVIANCA HLDGS SA 0.0%

Value $125K Shares 13,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
ADI	ANALOG DEVICES INC	1,236,000	$89.76M	31.0%	—	—	Call	032654105
ADI	ANALOG DEVICES INC	1,236,000	$89.76M	31.0%	—	—	Put	032654105
IGSB	ISHARES TR	153,676	$16.13M	5.6%	—	—	1-3 YR CR BD ETF	464288646
SHY	ISHARES TR	186,445	$15.74M	5.4%	—	—	1-3 YR TR BD ETF	464287457
—	JPMORGAN CHASE & CO	333,978	$10.56M	3.6%	—	—	ALERIAN ML ETN	46625H365
ACWI	ISHARES TR	175,887	$10.41M	3.6%	—	—	MSCI ACWI ETF	464288257
SPY	SPDR S&P 500 ETF TR	33,093	$7.397M	2.6%	—	—	TR UNIT	78462F103
—	TPG SPECIALTY LENDING INC	387,692	$7.242M	2.5%	—	—	NOTE 4.500%12/1	87265KAB8
—	TPG SPECIALTY LENDING INC	387,692	$7.242M	2.5%	—	—	COM	87265K102
AMZN	AMAZON COM INC	9,000	$6.749M	2.3%	—	—	COM	023135106
AVXL	ANAVEX LIFE SCIENCES CORP	1,236,000	$4.895M	1.7%	—	—	Put	032797300
DJP	BARCLAYS BK PLC	185,860	$4.503M	1.6%	—	—	DJUBS CMDT ETN36	06738C778
EMB	ISHARES TR	37,285	$4.11M	1.4%	—	—	JP MOR EM MK ETF	464288281
IVV	ISHARES TR	9,654	$2.172M	0.7%	—	—	CORE S&P500 ETF	464287200
IYR	ISHARES TR	22,210	$1.709M	0.6%	—	—	U.S. REAL ES ETF	464287739
EEM	ISHARES TR	44,556	$1.56M	0.5%	—	—	MSCI EMG MKT ETF	464287234
JNJ	JOHNSON & JOHNSON	11,551	$1.331M	0.5%	—	—	COM	478160104
EFA	ISHARES TR	13,870	$801K	0.3%	—	—	MSCI EAFE ETF	464287465
C	CITIGROUP INC	12,360	$735K	0.3%	—	—	COM NEW	172967424
UPS	UNITED PARCEL SERVICE INC	6,200	$711K	0.2%	—	—	CL B	911312106
MCD	MCDONALDS CORP	4,980	$606K	0.2%	—	—	COM	580135101
XLY	SELECT SECTOR SPDR TR	6,635	$540K	0.2%	—	—	SBI CONS DISCR	81369Y407
—	EXA CORP	30,870	$474K	0.2%	—	—	COM	300614500
AAPL	APPLE INC	4,063	$471K	0.2%	—	—	COM	037833100
HYG	ISHARES TR	5,266	$456K	0.2%	—	—	IBOXX HI YD ETF	464288513
QSR	RESTAURANT BRANDS INTL INC	8,981	$428K	0.1%	—	—	COM	76131D103
GLD	SPDR GOLD TRUST	3,731	$409K	0.1%	—	—	GOLD SHS	78463V107
—	RAYTHEON CO	2,819	$400K	0.1%	—	—	COM NEW	755111507
EWG	ISHARES	11,000	$291K	0.1%	—	—	MSCI GERMANY ETF	464286806
BUD	ANHEUSER BUSCH INBEV SA/NV	2,443	$258K	0.1%	—	—	SPONSORED ADR	03524A108
PEP	PEPSICO INC	2,337	$245K	0.1%	—	—	COM	713448108
—	PROSHARES TR	6,675	$244K	0.1%	—	—	SHORT S&P 500 NE	74347B425
IWM	ISHARES TR	1,757	$237K	0.1%	—	—	RUSSELL 2000 ETF	464287655
GOOG	ALPHABET INC	296	$228K	0.1%	—	—	CAP STK CL C	02079K107
CVX	CHEVRON CORP NEW	1,889	$222K	0.1%	—	—	COM	166764100
PFE	PFIZER INC	6,644	$216K	0.1%	—	—	COM	717081103
—	DISCOVER FINL SVCS	2,936	$212K	0.1%	—	—	COM	254709108
—	VALEANT PHARMACEUTICALS INTL	13,565	$197K	0.1%	—	—	COM	91911K102
—	AVIANCA HLDGS SA	13,000	$125K	0.0%	—	—	SPON ADR REP PFD	05367G100