CIK: 0001511794 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 9, 2017
Total Value ($000): $188,781 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CENTRAL SECS CORP | 374,738 | $9,687 | 5.1% | $22.20 | — | COM | 155123102 |
| — | GABELLI DIVD & INCOME TR | 400,222 | $8,961 | 4.7% | $21.97 | — | COM | 36242H104 |
| — | GENERAL AMERN INVS INC | 247,950 | $8,931 | 4.7% | $34.32 | — | COM | 368802104 |
| — | SPECIAL OPPORTUNITIES FD INC | 386,999 | $6,137 | 3.3% | $15.36 | — | COM | 84741T104 |
| — | SOURCE CAP INC | 149,152 | $5,999 | 3.2% | $37.38 | — | COM | 836144105 |
| — | DELAWARE INVTS DIV & INCOME | 555,617 | $5,978 | 3.2% | $10.28 | — | COM | 245915103 |
| — | NUVEEN DOW 30 DYN OVERWRITE | 351,357 | $5,959 | 3.2% | $16.96 | — | SHS | 67075F105 |
| — | ROYCE MICRO-CAP TR INC | 543,598 | $5,099 | 2.7% | $8.44 | — | COM | 780915104 |
| — | PRUDENTIAL SHT DURATION HG Y | 309,232 | $4,719 | 2.5% | $15.54 | — | COM | 74442F107 |
| — | BOULDER GROWTH & INCOME FD I | 424,642 | $4,331 | 2.3% | $9.14 | — | COM | 101507101 |
| — | NUVEEN TX ADV TOTAL RET STRG | 304,972 | $4,184 | 2.2% | $11.63 | — | COM | 67090H102 |
| — | EATON VANCE FLTG RATE INCOM | 236,998 | $3,937 | 2.1% | $16.49 | — | COM SHS BEN INT | 278284104 |
| — | WESTERN ASSET HIGH INCM FD I | 536,678 | $3,869 | 2.0% | $7.12 | — | COM | 95766J102 |
| — | INVESCO DYNAMIC CR OPP FD | 313,842 | $3,741 | 2.0% | $12.23 | — | COM | 46132R104 |
| — | NEW GERMANY FD INC | 191,709 | $3,560 | 1.9% | $14.39 | — | COM | 644465106 |
| — | MADISON CVRED CALL & EQ STR | 450,717 | $3,538 | 1.9% | $7.84 | — | COM | 557437100 |
| — | LAZARD GLB TTL RET&INCM FD I | 202,894 | $3,401 | 1.8% | $15.78 | — | COM | 52106W103 |
| — | WESTERN ASSET GLB HI INCOME | 320,178 | $3,295 | 1.7% | $9.97 | — | COM | 95766B109 |
| — | EATON VANCE RISK MNGD DIV EQ | 310,151 | $2,925 | 1.5% | $9.18 | — | COM | 27829G106 |
| XPHTX | PIONEER HIGH INCOME TR | 283,621 | $2,842 | 1.5% | $9.90 | — | COM | 72369H106 |
| — | APOLLO TACTICAL INCOME FD IN | 173,808 | $2,817 | 1.5% | $16.22 | — | COM | 037638103 |
| — | EUROPEAN EQUITY FUND | 266,442 | $2,579 | 1.4% | $8.01 | — | COM | 298768102 |
| — | MFS CHARTER INCOME TR | 297,142 | $2,576 | 1.4% | $8.64 | — | SH BEN INT | 552727109 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 182,963 | $2,558 | 1.4% | $13.98 | — | COM | 6706ER101 |
| — | BLACKROCK ENHANCED EQT DIV T | 280,032 | $2,540 | 1.3% | $9.07 | — | COM | 09251A104 |
| — | NUVEEN TAX ADVANTAGED DIV GR | 149,621 | $2,520 | 1.3% | $16.11 | — | COM | 67073G105 |
| — | BLACKSTONE GSO LNG SHRT CR I | 149,967 | $2,411 | 1.3% | $16.18 | — | COM SHS BN INT | 09257D102 |
| — | SPROTT FOCUS TR INC | 310,029 | $2,397 | 1.3% | $7.48 | — | COM | 85208J109 |
| — | FIRST TR ABERDEEN GLBL OPP F | 193,915 | $2,286 | 1.2% | $11.72 | — | COM SHS | 337319107 |
| — | COHEN & STEERS GLOBAL INC BL | 234,987 | $2,282 | 1.2% | $9.71 | — | COM | 19248M103 |
| — | EAGLE GRWTH & INCOME OPPTY F | 129,178 | $2,184 | 1.2% | $17.03 | — | COM SHS BEN IN | 26958j105 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 229,285 | $2,054 | 1.1% | $8.72 | — | SHS | 25160E102 |
| — | FIRST TR HIGH INCOME L/S FD | 119,740 | $2,038 | 1.1% | $17.02 | — | COM | 33738E109 |
| — | EATON VANCE TX ADV GLBL DIV | 109,661 | $1,886 | 1.0% | $17.20 | — | COM | 27828S101 |
| — | DUFF & PHELPS UTIL CORP BD T | 202,619 | $1,872 | 1.0% | $9.20 | — | COM | 26432K108 |
| — | NUVEEN CORE EQUITY ALPHA FUN | 116,641 | $1,813 | 1.0% | $13.46 | — | COM | 67090X107 |
| — | CREDIT SUISSE ASSET MGMT INC | 529,962 | $1,797 | 1.0% | $3.37 | — | COM | 224916106 |
| — | WELLS FARGO MULTI SECTOR INC | 133,250 | $1,788 | 0.9% | $13.40 | — | COM | 94987D101 |
| — | WESTERN ASSET HGH YLD DFNDFD | 111,369 | $1,732 | 0.9% | $15.43 | — | COM | 95768B107 |
| — | EATON VANCE SR INCOME TR | 246,160 | $1,630 | 0.9% | $6.55 | — | SH BEN INT | 27826S103 |
| — | WELLS FARGO INCOME OPPORTUNI | 182,026 | $1,593 | 0.8% | $8.41 | — | WF INC OPPTY FD | 94987B105 |
| — | APOLLO SR FLOATING RATE FD I | 94,346 | $1,580 | 0.8% | $16.83 | — | COM | 037636107 |
| — | ADVENT CLAYMORE ENH GRW & IN | 180,259 | $1,552 | 0.8% | $8.61 | — | COM | 00765e104 |
| — | PIMCO DYNMIC CREDIT AND MRT | 61,328 | $1,414 | 0.7% | $23.06 | — | COM SHS | 72202D106 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 92,788 | $1,385 | 0.7% | $14.92 | — | COM | 74433A109 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 121,936 | $1,361 | 0.7% | $10.60 | — | SH BEN INT | 18914E106 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 100,162 | $1,307 | 0.7% | $12.57 | — | COM | 01879R106 |
| — | EATON VANCE LTD DUR INCOME F | 91,981 | $1,290 | 0.7% | $13.99 | — | COM | 27828H105 |
| — | ADVENT CLAY CONV SEC INC FD | 201,174 | $1,255 | 0.7% | $6.22 | — | COM | 007639107 |
| — | NEW IRELAND FUND INC | 89,138 | $1,223 | 0.6% | $13.74 | — | COM | 645673104 |
| — | ROYCE GLOBAL VALUE TR INC | 115,611 | $1,197 | 0.6% | $10.20 | — | COM | 78081T104 |
| — | LAZARD WORLD DIVID & INCOME | 105,484 | $1,194 | 0.6% | $11.20 | — | COM | 521076109 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 69,075 | $1,145 | 0.6% | $15.95 | — | COM | 723653101 |
| — | TRI CONTL CORP | 44,369 | $1,134 | 0.6% | $25.56 | — | COM | 895436103 |
| — | BLACKROCK DEBT STRAT FD INC | 94,129 | $1,098 | 0.6% | $11.64 | — | COM NEW | 09255R202 |
| — | GABELLI GLB SML & MD CP VAL | 80,650 | $1,066 | 0.6% | $12.42 | — | COM | 36249W104 |
| — | ADVENT CLAYMORE CV SECS & IN | 64,182 | $1,039 | 0.6% | $16.19 | — | COM | 00764C109 |
| — | MORGAN STANLEY CHINA A SH FD | 42,544 | $1,015 | 0.5% | $23.33 | — | COM | 617468103 |
| — | NUVEEN CR STRATEGIES INCM FD | 114,212 | $970 | 0.5% | $8.66 | — | COM SHS | 67073D102 |
| — | SPECIAL OPPORTUNITIES FD INC | 36,515 | $934 | 0.5% | $25.44 | — | PFD CONV SE B | 84741T302 |
| — | DELAWARE ENHANCED GBL DIV & | 77,172 | $915 | 0.5% | $11.55 | — | COM | 246060107 |
| — | TEMPLETON GLOBAL INCOME FD | 133,717 | $901 | 0.5% | $6.74 | — | COM | 880198106 |
| — | THL CR SR LN FD | 50,250 | $880 | 0.5% | $16.92 | — | COM | 87244R103 |
| — | NUVEEN S&P 500 DYN OVERWRITE | 55,880 | $874 | 0.5% | $14.99 | — | COM | 6706EW100 |
| — | ALLIANZGI DIVERS INC & CNV F | 40,692 | $874 | 0.5% | $21.48 | — | COM | 01883J108 |
| — | WESTERN ASSET EMRG MKT DEBT | 54,940 | $865 | 0.5% | $15.71 | — | COM | 95766A101 |
| — | INVESCO SR INCOME TR | 186,644 | $838 | 0.4% | $4.60 | — | COM | 46131H107 |
| — | VOYA PRIME RATE TR | 156,581 | $819 | 0.4% | $5.34 | — | SH BEN INT | 92913A100 |
| — | DEUTSCHE STRATEGIC INCOME TR | 64,685 | $806 | 0.4% | $12.29 | — | SHS | 25160F109 |
| — | HERZFELD CARIBBEAN BASIN FD | 105,296 | $763 | 0.4% | $7.17 | — | COM | 42804T106 |
| XPHDX | PIONEER FLOATING RATE TR | 61,895 | $740 | 0.4% | $11.90 | — | COM | 72369J102 |
| — | DOUBLELINE INCOME SOLUTIONS | 32,118 | $683 | 0.4% | $21.27 | — | COM | 258622109 |
| — | FIRST TR ENHANCED EQTY INC F | 43,210 | $650 | 0.3% | $13.82 | — | COM | 337318109 |
| — | BANCROFT FUND LTD | 27,481 | $602 | 0.3% | $21.08 | — | COM | 059695106 |
| — | LEGG MASON BW GLB INC OPP FD | 43,484 | $584 | 0.3% | $13.43 | — | COM | 52469B100 |
| — | HANCOCK JOHN PFD INCOME FD I | 30,472 | $573 | 0.3% | $18.80 | — | COM | 41021P103 |
| — | RMR REAL ESTATE INCOME FUND | 28,273 | $546 | 0.3% | $19.31 | — | COM | 76970B101 |
| — | FRANKLIN UNVL TR | 74,516 | $542 | 0.3% | $7.11 | — | SH BEN INT | 355145103 |
| — | ADAMS DIVERSIFIED EQUITY FD | 33,351 | $507 | 0.3% | $12.77 | — | COM | 006212104 |
| — | BLACKSTONE GSO STRATEGIC CR | 30,264 | $484 | 0.3% | $15.23 | — | COM SHS BEN IN | 09257R101 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 18,839 | $474 | 0.3% | $24.58 | — | COM | 67075A106 |
| — | BLACKROCK ENHANCED INTL DIV | 62,559 | $410 | 0.2% | $5.84 | — | COM BENE INTER | 092524107 |
| — | BROOKFIELD GLOBL LISTED INFR | 28,612 | $387 | 0.2% | $13.53 | — | COM SHS | 11273Q109 |
| — | PUTMAN HIGH INCOME SEC FUND | 40,894 | $365 | 0.2% | $8.81 | — | SHS BEN INT | 746779107 |
| — | GUGGENHEIM ENHNCD EQTY INCM | 39,263 | $336 | 0.2% | $8.17 | — | COM | 40167B100 |
| — | SWISS HELVETIA FD INC | 26,211 | $335 | 0.2% | $12.78 | — | COM | 870875101 |
| — | GABELLI GLOBL UTIL & INCOME | 13,968 | $287 | 0.2% | $20.55 | — | COM SH BEN INT | 36242L105 |
| — | BROOKFIELD REAL ASSETS INCOM | 12,000 | $285 | 0.2% | $22.31 | — | SHS BEN INT | 112830104 |
| — | BLACKROCK ENH CAP & INC FD I | 16,390 | $256 | 0.1% | $13.96 | — | COM | 09256A109 |
| — | WESTERN ASSET HIGH INCM OPP | 47,915 | $246 | 0.1% | $5.04 | — | COM | 95766K109 |
| — | ARES DYNAMIC CR ALLOCATION F | 14,200 | $233 | 0.1% | $16.41 | — | COM | 04014F102 |
| — | ABERDEEN GTR CHINA FD INC | 19,212 | $225 | 0.1% | $11.55 | — | COM | 003031101 |
| — | TEMPLETON DRAGON FD INC | 10,841 | $225 | 0.1% | $20.17 | — | COM | 88018T101 |
| — | INVESCO HIGH INCOME TR II | 10,715 | $162 | 0.1% | $15.12 | — | COM | 46131F101 |
| — | BLACKROCK CORPOR HI YLD FD I | 12,928 | $146 | 0.1% | $10.88 | — | COM | 09255P107 |
| — | CALAMOS STRATEGIC TOTL RETN | 11,199 | $136 | 0.1% | $11.74 | — | COM SH BEN INT | 128125101 |
| — | MFS MULTIMARKET INCOME TR | 19,160 | $120 | 0.1% | $6.26 | — | SH BEN INT | 552737108 |
| — | DREYFUS HIGH YIELD STRATEGIE | 29,000 | $102 | 0.1% | $3.52 | — | SH BEN INT | 26200S101 |