Owl Creek Asset Management, L.P. Quant / Systematic

CIK: 0001313756 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value ($000): $1,795,791 (90.5% shares, 9.5% debt)

Holdings (31)

— ALTABA INC 45.3%

Value ($000) $812,920 Shares 12,272,350 Est. Cost $54.48 Unrealized —

— HERBALIFE LTD 7.3%

Value ($000) $130,223 Shares 129,450,000 Est. Cost $0.90 Unrealized —

C CITIGROUP INC 6.9%

Value ($000) $123,894 Shares 1,703,244 Est. Cost $44.44 Unrealized +16.8%

— CIT GROUP INC 6.7%

Value ($000) $119,754 Shares 2,441,473 Est. Cost $36.84 Unrealized —

— SERVICEMASTER GLOBAL HLDGS I 5.2%

Value ($000) $94,181 Shares 2,015,437 Est. Cost $35.03 Unrealized —

LW LAMB WESTON HLDGS INC 4.4%

Value ($000) $78,526 Shares 1,674,678 Est. Cost $29.75 Unrealized +33.2%

DAL DELTA AIR LINES INC DEL 4.2%

Value ($000) $76,078 Shares 1,577,729 Est. Cost $44.78 Unrealized +1.1%

ADNT ADIENT PLC 3.9%

Value ($000) $70,361 Shares 837,731 Est. Cost $52.31 Unrealized +33.2%

— PDVWIRELESS INC 3.5%

Value ($000) $63,535 Shares 2,132,038 Est. Cost $26.73 Unrealized —

— COTT CORP QUE 2.6%

Value ($000) $45,906 Shares 3,058,363 Est. Cost $12.64 Unrealized —

TMUS T MOBILE US INC 2.0%

Value ($000) $36,793 Shares 596,700 Est. Cost $60.59 Unrealized 0.0%

VZ VERIZON COMMUNICATIONS INC 1.8%

Value ($000) $32,238 Shares 651,400 Est. Cost $30.23 Unrealized 0.0%

HLF HERBALIFE LTD 1.3%

Value ($000) $23,780 Shares 350,576 Est. Cost $26.41 Unrealized +29.6%

— DHT HOLDINGS INC 1.1%

Value ($000) $19,550 Shares 19,270,000 Est. Cost $1.01 Unrealized —

— COLONY CAP INC 0.7%

Value ($000) $13,098 Shares 12,500,000 Est. Cost $0.98 Unrealized —

— INDUSTREA ACQUISITION CORP 0.6%

Value ($000) $10,110 Shares 1,000,000 Est. Cost $10.11 Unrealized —

NRG NRG ENERGY INC 0.5%

Value ($000) $9,678 Shares 378,200 Est. Cost $19.55 Unrealized 0.0%

— PENSARE ACQUISITION CORP 0.5%

Value ($000) $9,196 Shares 950,000 Est. Cost $9.68 Unrealized —

— SPRINT CORP 0.3%

Value ($000) $4,604 Shares 591,800 Est. Cost $7.78 Unrealized —

— COLONY CAP INC 0.3%

Value ($000) $4,567 Shares 4,500,000 Est. Cost $1.00 Unrealized —

— KAYNE ANDERSON ACQUISITION 0.2%

Value ($000) $4,277 Shares 438,699 Est. Cost $9.75 Unrealized —

— YAHOO INC 0.2%

Value ($000) $4,039 Shares 3,100,000 Est. Cost $0.98 Unrealized —

— NAVIOS MARITIME ACQUIS CORP 0.2%

Value ($000) $3,365 Shares 2,758,239 Est. Cost $1.22 Unrealized —

— SOCIAL CAP HEDOSOPHIA HLDGS 0.1%

Value ($000) $2,638 Shares 250,000 Est. Cost $10.55 Unrealized —

— COBALT INTL ENERGY INC 0.1%

Value ($000) $1,352 Shares 945,600 Est. Cost $1.89 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value ($000) $400 Shares 1,000,000 Est. Cost $0.40 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value ($000) $185 Shares 500,000 Est. Cost $0.38 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value ($000) $184 Shares 575,000 Est. Cost $0.32 Unrealized —

— KAYNE ANDERSON ACQUISITION 0.0%

Value ($000) $130 Shares 146,233 Est. Cost $0.89 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value ($000) $125 Shares 250,000 Est. Cost $0.50 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value ($000) $104 Shares 431,250 Est. Cost $0.24 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	ALTABA INC	12,272,350	$812,920	45.3%	$54.48	—	COM	021346101
—	HERBALIFE LTD	129,450,000	$130,223	7.3%	$0.90	—	NOTE 2.000% 8/1	42703MAB9
C	CITIGROUP INC	1,703,244	$123,894	6.9%	$44.44	+16.8%	COM NEW	172967424
—	CIT GROUP INC	2,441,473	$119,754	6.7%	$36.84	—	COM NEW	125581801
—	SERVICEMASTER GLOBAL HLDGS I	2,015,437	$94,181	5.2%	$35.03	—	COM	81761R109
LW	LAMB WESTON HLDGS INC	1,674,678	$78,526	4.4%	$29.75	+33.2%	COM	513272104
DAL	DELTA AIR LINES INC DEL	1,577,729	$76,078	4.2%	$44.78	+1.1%	COM NEW	247361702
ADNT	ADIENT PLC	837,731	$70,361	3.9%	$52.31	+33.2%	ORD SHS	G0084W101
—	PDVWIRELESS INC	2,132,038	$63,535	3.5%	$26.73	—	COM	69290R104
—	COTT CORP QUE	3,058,363	$45,906	2.6%	$12.64	—	COM	22163N106
TMUS	T MOBILE US INC	596,700	$36,793	2.0%	$60.59	0.0%	COM	872590104
VZ	VERIZON COMMUNICATIONS INC	651,400	$32,238	1.8%	$30.23	0.0%	COM	92343V104
HLF	HERBALIFE LTD	350,576	$23,780	1.3%	$26.41	+29.6%	COM USD SHS	G4412G101
—	DHT HOLDINGS INC	19,270,000	$19,550	1.1%	$1.01	—	DEBT 4.500%10/0	23335SAB2
—	COLONY CAP INC	12,500,000	$13,098	0.7%	$0.98	—	NOTE 5.000% 4/1	19624RAA4
—	INDUSTREA ACQUISITION CORP	1,000,000	$10,110	0.6%	$10.11	—	UNIT 07/21/2024	45579J203
NRG	NRG ENERGY INC	378,200	$9,678	0.5%	$19.55	0.0%	COM NEW	629377508
—	PENSARE ACQUISITION CORP	950,000	$9,196	0.5%	$9.68	—	COM	70957E105
—	SPRINT CORP	591,800	$4,604	0.3%	$7.78	—	COM SER 1	85207U105
—	COLONY CAP INC	4,500,000	$4,567	0.3%	$1.00	—	NOTE 3.875% 1/1	19624RAB2
—	KAYNE ANDERSON ACQUISITION	438,699	$4,277	0.2%	$9.75	—	COM CL A	48661U102
—	YAHOO INC	3,100,000	$4,039	0.2%	$0.98	—	NOTE 12/0	984332AF3
—	NAVIOS MARITIME ACQUIS CORP	2,758,239	$3,365	0.2%	$1.22	—	SHS	Y62159101
—	SOCIAL CAP HEDOSOPHIA HLDGS	250,000	$2,638	0.1%	$10.55	—	UNIT 99/99/9999	G8250R111
—	COBALT INTL ENERGY INC	945,600	$1,352	0.1%	$1.89	—	COM NEW	19075F304
—	PENSARE ACQUISITION CORP	1,000,000	$400	0.0%	$0.40	—	RIGHT 99/99/9999	70957E121
—	MODERN MEDIA ACQUISITION	500,000	$185	0.0%	$0.38	—	RIGHT 99/99/9999	60765P129
—	CONSTELLATION ALPHA CAP CORP	575,000	$184	0.0%	$0.32	—	RIGHT 99/99/9999	G2379F132
—	KAYNE ANDERSON ACQUISITION	146,233	$130	0.0%	$0.89	—	*W EXP 06/30/202	48661U110
—	PENSARE ACQUISITION CORP	250,000	$125	0.0%	$0.50	—	*W EXP 07/27/202	70957E113
—	CONSTELLATION ALPHA CAP CORP	431,250	$104	0.0%	$0.24	—	*W EXP 03/23/202	G2379F116