Silver Rock Financial LP Diversified Active

Location: Los Angeles, CA

CIK: 0001674784 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2018

Total Value: $747M

Holdings (28)

SPY SPDR S&P 500 ETF TR 73.9%

Value $552M Shares 2,197,800 Share Price $251.20 Est. Cost/Share — Unrealized @ Report Date —

— DISH NETWORK CORP 2.6%

Value $19.43M Shares 358,500 Share Price $54.21 Est. Cost/Share $57.28 Unrealized @ Report Date —

— MSG NETWORK INC 2.4%

Value $17.59M Shares 829,644 Share Price $21.20 Est. Cost/Share $21.91 Unrealized @ Report Date —

— WHITING PETE CORP NEW 2.0%

Value $14.9M Shares 2,734,573 Share Price $5.45 Est. Cost/Share $11.22 Unrealized @ Report Date —

— GP INVTS ACQUISITION COR 1.7%

Value $12.39M Shares 1,250,000 Share Price $9.91 Est. Cost/Share $9.90 Unrealized @ Report Date —

— SELECTA BIOSCIENCES INC 1.7%

Value $12.36M Shares 677,025 Share Price $18.25 Est. Cost/Share $16.24 Unrealized @ Report Date —

CF CF INDS HLDGS INC 1.6%

Value $11.82M Shares 336,305 Share Price $35.15 * Est. Cost/Share $24.77 Unrealized @ Report Date +0.6%

— CALATLANTIC GROUP INC 1.4%

Value $10.59M Shares 289,192 Share Price $36.61 Est. Cost/Share $35.40 Unrealized @ Report Date —

— GTY TECHNOLOGY HOLDINGS INC 1.4%

Value $10.32M Shares 1,000,000 Share Price $10.32 Est. Cost/Share $10.26 Unrealized @ Report Date —

HUNTF HUNTER MARITIME ACQUISITION 1.3%

Value $9.76M Shares 999,996 Share Price $9.76 Est. Cost/Share $9.83 Unrealized @ Report Date -0.0%

— ARDAGH GROUP S A 1.1%

Value $8.384M Shares 391,604 Share Price $21.41 Est. Cost/Share $21.90 Unrealized @ Report Date —

— ARCH COAL INC 1.0%

Value $7.529M Shares 104,950 Share Price $71.74 Est. Cost/Share $68.82 Unrealized @ Report Date —

— CENTURYLINK INC 1.0%

Value $7.453M Shares 394,338 Share Price $18.90 Est. Cost/Share $23.64 Unrealized @ Report Date —

— MSG NETWORK INC 0.9%

Value $6.689M Shares 315,500 Share Price $21.20 Est. Cost/Share $21.91 Unrealized @ Report Date —

HGV HILTON GRAND VACATIONS INC 0.8%

Value $6.164M Shares 159,562 Share Price $38.63 * Est. Cost/Share $28.91 Unrealized @ Report Date +25.3%

ASC ARDMORE SHIPPING CORP 0.8%

Value $5.935M Shares 719,364 Share Price $8.25 * Est. Cost/Share $5.92 Unrealized @ Report Date +10.7%

— LEVEL 3 COMMUNICATIONS INC 0.7%

Value $5.598M Shares 105,091 Share Price $53.27 Est. Cost/Share $56.27 Unrealized @ Report Date —

— NRG YIELD INC 0.7%

Value $4.997M Shares 263,442 Share Price $18.97 Est. Cost/Share $17.40 Unrealized @ Report Date —

— AMC ENTMT HLDGS INC 0.7%

Value $4.928M Shares 336,400 Share Price $14.65 Est. Cost/Share $14.65 Unrealized @ Report Date —

THC TENET HEALTHCARE CORP 0.7%

Value $4.926M Shares 300,000 Share Price $16.42 * Est. Cost/Share $18.26 Unrealized @ Report Date -7.1%

— NRG YIELD INC 0.6%

Value $4.318M Shares 224,289 Share Price $19.25 Est. Cost/Share $17.71 Unrealized @ Report Date —

— GLOBALSTAR INC 0.4%

Value $2.795M Shares 1,714,715 Share Price $1.63 Est. Cost/Share $1.61 Unrealized @ Report Date —

— ENDURANCE INTL GROUP HLDGS I 0.3%

Value $2.1M Shares 257,648 Share Price $8.15 Est. Cost/Share $8.23 Unrealized @ Report Date —

— HOSTESS BRANDS INC 0.2%

Value $1.683M Shares 841,628 Share Price $2.00 Est. Cost/Share $2.20 Unrealized @ Report Date —

— DASEKE INC 0.1%

Value $805K Shares 500,000 Share Price $1.61 Est. Cost/Share $1.61 Unrealized @ Report Date —

— NAVIOS MARITIME ACQUIS CORP 0.1%

Value $749K Shares 614,263 Share Price $1.22 Est. Cost/Share $1.70 Unrealized @ Report Date —

— HUNTER MARITIME ACQUISITION 0.0%

Value $295K Shares 499,998 Share Price $0.59 Est. Cost/Share $0.30 Unrealized @ Report Date —

— GP INVTS ACQUISITION COR 0.0%

Value $250K Shares 625,000 Share Price $0.40 Est. Cost/Share $0.45 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	2,197,800	$552M	73.9%	$251.20	—	—	PUT	78462F103
—	DISH NETWORK CORP	358,500	$19.43M	2.6%	$54.21	$57.28	—	CL A	25470M109
—	MSG NETWORK INC	829,644	$17.59M	2.4%	$21.20	$21.91	—	CL A	553573106
—	WHITING PETE CORP NEW	2,734,573	$14.9M	2.0%	$5.45	$11.22	—	COM	966387102
—	GP INVTS ACQUISITION COR	1,250,000	$12.39M	1.7%	$9.91	$9.90	—	SHS	G40357124
—	SELECTA BIOSCIENCES INC	677,025	$12.36M	1.7%	$18.25	$16.24	—	COM	816212104
CF	CF INDS HLDGS INC	336,305	$11.82M	1.6%	$35.15 *	$24.77	+0.6%	COM	125269100
—	CALATLANTIC GROUP INC	289,192	$10.59M	1.4%	$36.61	$35.40	—	COM	128195104
—	GTY TECHNOLOGY HOLDINGS INC	1,000,000	$10.32M	1.4%	$10.32	$10.26	—	UNIT 99/99/9999	G4182A110
HUNTF	HUNTER MARITIME ACQUISITION	999,996	$9.76M	1.3%	$9.76	$9.83	-0.0%	CL A	Y37828111
—	ARDAGH GROUP S A	391,604	$8.384M	1.1%	$21.41	$21.90	—	CL A	L0223L101
—	ARCH COAL INC	104,950	$7.529M	1.0%	$71.74	$68.82	—	CL A	039380407
—	CENTURYLINK INC	394,338	$7.453M	1.0%	$18.90	$23.64	—	COM	156700106
—	MSG NETWORK INC	315,500	$6.689M	0.9%	$21.20	$21.91	—	CALL	553573106
HGV	HILTON GRAND VACATIONS INC	159,562	$6.164M	0.8%	$38.63 *	$28.91	+25.3%	COM	43283X105
ASC	ARDMORE SHIPPING CORP	719,364	$5.935M	0.8%	$8.25 *	$5.92	+10.7%	COM	Y0207T100
—	LEVEL 3 COMMUNICATIONS INC	105,091	$5.598M	0.7%	$53.27	$56.27	—	COM NEW	52729N308
—	NRG YIELD INC	263,442	$4.997M	0.7%	$18.97	$17.40	—	CL A NEW	62942X306
—	AMC ENTMT HLDGS INC	336,400	$4.928M	0.7%	$14.65	$14.65	—	CL A COM	00165C104
THC	TENET HEALTHCARE CORP	300,000	$4.926M	0.7%	$16.42 *	$18.26	-7.1%	COM NEW	88033G407
—	NRG YIELD INC	224,289	$4.318M	0.6%	$19.25	$17.71	—	CL C	62942X405
—	GLOBALSTAR INC	1,714,715	$2.795M	0.4%	$1.63	$1.61	—	COM	378973408
—	ENDURANCE INTL GROUP HLDGS I	257,648	$2.1M	0.3%	$8.15	$8.23	—	COM	29272B105
—	HOSTESS BRANDS INC	841,628	$1.683M	0.2%	$2.00	$2.20	—	*W EXP 11/04/202	44109J114
—	DASEKE INC	500,000	$805K	0.1%	$1.61	$1.61	—	*W EXP 02/27/202	23753F115
—	NAVIOS MARITIME ACQUIS CORP	614,263	$749K	0.1%	$1.22	$1.70	—	SHS	Y62159101
—	HUNTER MARITIME ACQUISITION	499,998	$295K	0.0%	$0.59	$0.30	—	*W EXP 99/99/999	Y37828129
—	GP INVTS ACQUISITION COR	625,000	$250K	0.0%	$0.40	$0.45	—	*W EXP 05/19/202	G40357108