Location: New York, NY
CIK: 0001346554 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value: $1.67B (2.4% shares, 97.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | MICRON TECHNOLOGY INC | 31,771,000 | $145M | 8.7% | $4.56 | $2.83 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | SAREPTA THERAPEUTICS INC CONVERTIBLE 7342 1500 15 Nov 24 | 44,113,000 | $102M | 6.1% | $2.31 | $2.04 | — | Convertible Bond | 803607AA8 |
| — | NRG YIELD INC CONVERTIBLE 2328 3500 01 Feb 19 | 99,164,000 | $100M | 6.0% | $1.01 | $1.01 | — | Convertible Bond | 62942XAA6 |
| — | SQUARE INC | 19,115,000 | $81.4M | 4.9% | $4.26 | $3.44 | — | NOTE 0.375% 3/0 | 852234AB9 |
| — | FINISAR CORP | 63,924,000 | $63.74M | 3.8% | $1.00 | $0.99 | — | NOTE 0.500%12/1 | 31787AAM3 |
| — | ELECTRONICS FOR IMAGING INC | 55,579,000 | $54.92M | 3.3% | $0.99 | $0.99 | — | NOTE 0.750% 9/0 | 286082AC6 |
| QGEN 0.375 03/19/19 | QIAGEN NV | 39,600,000 | $52.59M | 3.1% | $1.33 | $1.33 | — | DEBT 0.375% 3/1 | N72482AA5 |
| — | MICROCHIP TECHNOLOGY INC | 49,505,000 | $52.42M | 3.1% | $1.06 | $1.20 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | YAHOO INC | 36,491,000 | $46.13M | 2.8% | $1.26 | $1.31 | — | NOTE 12/0 | 984332AF3 |
| — | NAVISTAR INTL CORP NEW | 44,993,000 | $45.98M | 2.8% | $1.02 | $1.03 | — | NOTE 4.500%10/1 | 63934EAQ1 |
| — | ANI PHARMACEUTICALS INC | 42,501,000 | $45.56M | 2.7% | $1.07 | $1.12 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | ADVANCED MICRO DEVICES INC | 11,600,000 | $45.09M | 2.7% | $3.89 | $3.89 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | AKAMAI TECHNOLOGIES INC | 44,884,000 | $44.66M | 2.7% | $0.99 | $0.98 | — | DBCV 2/1 | 00971TAG6 |
| — | AMICUS THERAPEUTICS INC CONVERTIBLE 612 3000 15 Dec 23 | 21,000,000 | $44.51M | 2.7% | $2.12 | $2.11 | — | Convertible Bond | 03152WAA7 |
| — | TWITTER INC | 45,360,000 | $43.98M | 2.6% | $0.97 | $0.95 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | SPIRIT RLTY CAP INC NEW | 42,431,000 | $42.89M | 2.6% | $1.01 | $1.01 | — | NOTE 2.875% 5/1 | 84860WAA0 |
| — | AMAG PHARMACEUTICALS INC | 40,025,000 | $42.28M | 2.5% | $1.06 | $1.01 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | EURONET WORLDWIDE INC | 29,005,000 | $40.63M | 2.4% | $1.40 | $1.40 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | INSULET CORP | 20,000,000 | $36.76M | 2.2% | $1.84 | $1.32 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | KNOWLES CORP | 30,566,000 | $35.44M | 2.1% | $1.16 | $1.17 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | UNISYS CORP | 15,075,000 | $33.48M | 2.0% | $2.22 | $2.10 | — | NOTE 5.500% 3/0 | 909214BS6 |
| — | ISIS PHARMACEUTICALS INC DEL | 30,025,000 | $31.77M | 1.9% | $1.06 | $1.06 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | PANDORA MEDIA INC | 26,693,000 | $26.35M | 1.6% | $0.99 | $0.99 | — | NOTE 1.750%12/0 | 698354AB3 |
| — | TESLA INC | 26,240,000 | $26.1M | 1.6% | $0.99 | $1.07 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | JDS UNIPHASE CORP | 25,000,000 | $25.23M | 1.5% | $1.01 | $1.01 | — | DBCV 0.625% 8/1 | 46612JAF8 |
| — | ROVI CORP | 25,875,000 | $24.72M | 1.5% | $0.96 | $0.96 | — | NOTE 0.500% 3/0 | 779376AD4 |
| — | CYPRESS SEMICONDUCTOR CORP | 16,500,000 | $21.02M | 1.3% | $1.27 | $1.37 | — | NOTE 4.500% 1/1 | 232806AM1 |
| — | INVACARE CORP | 17,575,000 | $19.3M | 1.2% | $1.10 | $1.24 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 18,000,000 | $19.1M | 1.1% | $1.06 | $1.03 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | PROS HOLDINGS INC | 14,900,000 | $17.29M | 1.0% | $1.16 | $1.15 | — | NOTE 2.000%12/0 | 74346YAB9 |
| — | INVACARE CORP | 15,000,000 | $16.98M | 1.0% | $1.13 | $1.34 | — | NOTE 4.500% 6/0 | 461203AH4 |
| — | INTERCEPT PHARMACEUTICALS IN | 15,030,000 | $15.32M | 0.9% | $1.02 | $0.87 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | INFINERA CORPORATION | 15,000,000 | $15.26M | 0.9% | $1.02 | $1.02 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | PRETIUM RES INC | 15,334,000 | $13.57M | 0.8% | $0.88 | $0.95 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | CARBONITE INC | 7,503,000 | $11.35M | 0.7% | $1.51 | $1.51 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | ARRAY BIOPHARMA INC | 9,000,000 | $11.31M | 0.7% | $1.26 | $1.13 | — | NOTE 2.625%12/0 | 04269XAB1 |
| — | NUVASIVE INC | 8,675,000 | $10.97M | 0.7% | $1.27 | $1.27 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | NAVISTAR INTL CORP NEW | 10,000,000 | $10.38M | 0.6% | $1.04 | $1.05 | — | NOTE 4.750% 4/1 | 63934EAS7 |
| — | HELIX ENERGY SOLUTIONS GRP I | 7,270,000 | $9.437M | 0.6% | $1.30 | $1.30 | — | NOTE 4.125% 9/1 | 42330PAJ6 |
| — | PROS HOLDINGS INC | 9,450,000 | $9.294M | 0.6% | $0.98 | $0.98 | — | NOTE 2.000% 6/0 | 74346YAD5 |
| — | EMPIRE STATE REALTY TRUST INC CONVERTIBLE 1945 2625 15 Aug 19 | 8,389,000 | $8.473M | 0.5% | $1.01 | $1.01 | — | Convertible Bond | 292102AA8 |
| — | CLOVIS ONCOLOGY INC | 7,500,000 | $7.054M | 0.4% | $0.94 | $0.94 | — | NOTE 2.500% 9/1 | 189464AB6 |
| — | II VI INC | 5,295,000 | $6.213M | 0.4% | $1.17 | $1.17 | — | NOTE 0.250% 9/0 | 902104AB4 |
| — | TESLA INC | 6,000,000 | $6.152M | 0.4% | $1.03 | $1.03 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | GOPRO INC | 6,000,000 | $6.049M | 0.4% | $1.01 | $0.95 | — | NOTE 3.500% 4/1 | 38268TAB9 |
| — | INTREXON CORP | 5,000,000 | $5.987M | 0.4% | $1.20 | $1.20 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| — | ZILLOW GROUP INC | 6,000,000 | $5.576M | 0.3% | $0.93 | $0.93 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | FLUIDIGM CORP DEL | 5,090,000 | $5.349M | 0.3% | $1.05 | $0.99 | — | NOTE 2.750% 2/0 | 34385PAD0 |
| — | WAYFAIR INC | 3,500,000 | $5.301M | 0.3% | $1.51 | $1.51 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | AMAG PHARMACEUTICALS INC | 5,179,000 | $5.221M | 0.3% | $1.01 | $1.02 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 500,000 | $5.15M | 0.3% | $10.30 | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | CTRIP COM INTL LTD | 4,999,000 | $5.04M | 0.3% | $1.01 | $1.17 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | IGI LABORATORIES INC | 5,000,000 | $4.88M | 0.3% | $0.98 | $1.01 | — | NOTE 3.750%12/1 | 449575AB5 |
| — | DFB HEALTHCARE ACQUISTION CO | 400,000 | $4.236M | 0.3% | $10.59 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | HERBALIFE LTD | 3,000,000 | $3.916M | 0.2% | $1.31 | $1.31 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| — | WEATHERFORD INTL LTD | 4,000,000 | $3.848M | 0.2% | $0.96 | $1.02 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | SHIP FIN INTL LTD | 3,400,000 | $3.446M | 0.2% | $1.01 | $1.05 | — | NOTE 4.875% 5/0 | 824689AG8 |
| — | SPLUNK INC | 28,000 | $3.385M | 0.2% | $120.89 | $120.89 | — | COM | 848637104 |
| — | SEACOR HOLDINGS INC | 3,202,000 | $3.271M | 0.2% | $1.02 | $1.02 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | TEAM INC | 2,500,000 | $3.181M | 0.2% | $1.27 | $1.27 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | SPARTAN ENERGY ACQUISITON CO | 300,000 | $3.045M | 0.2% | $10.15 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | LEGACY ACQUISITION CORP | 300,100 | $3.04M | 0.2% | $10.13 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | WRIGHT MED GROUP INC | 2,514,000 | $2.771M | 0.2% | $1.10 | $1.10 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | ROYAL GOLD INC | 2,500,000 | $2.553M | 0.2% | $1.02 | $1.02 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | INTERNATIONAL FLAVORS&FRAGRA | 40,000 | $2.179M | 0.1% | $54.48 | $54.48 | — | UNIT 09/15/2021 | 459506309 |
| — | GS ACQUISITION HLDGS CORP | 200,000 | $2.074M | 0.1% | $10.37 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | LEO HOLDINGS CORP | 200,000 | $2.056M | 0.1% | $10.28 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | GORES HOLDINGS III INC | 200,000 | $2.042M | 0.1% | $10.21 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | LEISURE ACQUISITION CORP | 200,000 | $2.036M | 0.1% | $10.18 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | CHURCHILL CAP CORP | 200,000 | $2.026M | 0.1% | $10.13 | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | PLATINUM EAGLE ACQUISITIN CO | 150,000 | $1.559M | 0.1% | $10.39 | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | TRINITY MERGER CORP | 150,000 | $1.542M | 0.1% | $10.28 | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | NEBULA ACQUISITION CORP | 150,000 | $1.53M | 0.1% | $10.20 | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| PANW | PALO ALTO NETWORKS INC | 6,400 | $1.442M | 0.1% | $225.31 * | $36.40 | 0.0% | COM | 697435105 |
| — | PURE ACQUISITION CORP | 125,000 | $1.297M | 0.1% | $10.38 | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | SENTINEL ENERGY SVCS INC | 100,000 | $1.032M | 0.1% | $10.32 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | PERNIX THERAPEUTICS HLDGS IN | 2,000,000 | $922K | 0.1% | $0.46 | $0.27 | — | DBCV 4.250% 4/0 | 71426VAK4 |
| — | FAR PT ACQUISITION CORP | 50,000 | $514K | 0.0% | $10.28 | $10.18 | — | UNIT 06/01/2025 | 30734W208 |
| NXPI | NXP SEMICONDUCTORS N V | 3,500 | $299K | 0.0% | $85.43 | $85.25 | 0.0% | COM | N6596X109 |
| — | SOUTHWESTERN ENERGY CO | 25,000 | $128K | 0.0% | $5.12 | $6.08 | — | COM | 845467109 |