Location: New York, NY
CIK: 0001346554 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value: $1.516B (2.8% shares, 97.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | MICRON TECHNOLOGY INC | 31,771,000 | $102M | 6.7% | $3.21 | $2.83 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | NRG YIELD INC | 99,164,000 | $101M | 6.6% | $1.01 | $1.01 | — | NOTE 3.500% 2/0 | 62942XAA6 |
| — | SAREPTA THERAPEUTICS | 44,113,000 | $73.93M | 4.9% | $1.68 | $1.68 | — | NOTE 1.500% 11/1 | 803607AB6 |
| — | ELECTRONICS FOR IMAGING INC | 71,690,000 | $70.26M | 4.6% | $0.98 | $0.99 | — | NOTE 0.750% 9/0 | 286082AC6 |
| — | EURONET WORLDWIDE INC | 45,441,000 | $64.91M | 4.3% | $1.43 | $1.41 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | AKAMAI TECHNOLOGIES INC | 57,889,000 | $57.66M | 3.8% | $1.00 | $0.98 | — | DBCV 2/1 | 00971TAG6 |
| — | PANDORA MEDIA INC | 60,000,000 | $57.31M | 3.8% | $0.96 | $0.97 | — | NOTE 1.750%12/0 | 698354AB3 |
| — | TWITTER INC | 57,500,000 | $56.03M | 3.7% | $0.97 | $0.96 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | SPIRIT RLTY CAP INC NEW | 49,931,000 | $50.08M | 3.3% | $1.00 | $1.01 | — | NOTE 2.875% 5/1 | 84860WAA0 |
| QGEN 0.375 03/19/19 | QIAGEN NV | 40,800,000 | $49.52M | 3.3% | $1.21 | $1.32 | — | DEBT 0.375% 3/1 | N72482AA5 |
| — | MICROCHIP TECHNOLOGY INC | 44,505,000 | $44.23M | 2.9% | $0.99 | $1.20 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | NAVISTAR INTL CORP NEW | 43,650,000 | $44.16M | 2.9% | $1.01 | $1.02 | — | NOTE 4.750% 4/1 | 63934EAS7 |
| — | ISIS PHARMACEUTICALS INC DEL | 38,132,000 | $41.06M | 2.7% | $1.08 | $1.06 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | EMPIRE STATE REALTY TRUST INC | 38,771,000 | $39.13M | 2.6% | $1.01 | $1.01 | — | NOTE 2.625% 8/1 | 292102AA8 |
| — | ANI PHARMACEUTICALS INC | 38,381,000 | $38.85M | 2.6% | $1.01 | $1.12 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | AMAG PHARMACEUTICALS INC | 40,025,000 | $36.56M | 2.4% | $0.91 | $1.01 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | NUVASIVE INC | 33,026,000 | $34.99M | 2.3% | $1.06 | $1.11 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | KNOWLES CORP | 30,566,000 | $31.9M | 2.1% | $1.04 | $1.17 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 32,538,000 | $31.73M | 2.1% | $0.98 | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | INSULET CORP | 20,000,000 | $28.53M | 1.9% | $1.43 | $1.32 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | ADVANCED MICRO DEVICES INC | 11,600,000 | $28.29M | 1.9% | $2.44 | $3.89 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | TESLA INC | 25,250,000 | $26.3M | 1.7% | $1.04 | $1.07 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | ROVI CORP | 26,998,000 | $25.76M | 1.7% | $0.95 | $0.96 | — | NOTE 0.500% 3/0 | 779376AD4 |
| — | UNISYS CORP | 16,075,000 | $22.74M | 1.5% | $1.41 | $2.06 | — | NOTE 5.500% 3/0 | 909214BS6 |
| — | CYPRESS SEMICONDUCTOR CORP | 16,507,000 | $19.83M | 1.3% | $1.20 | $1.37 | — | NOTE 4.500% 1/1 | 232806AM1 |
| — | PROS HOLDINGS INC | 17,400,000 | $18.8M | 1.2% | $1.08 | $1.14 | — | NOTE 2.000%12/0 | 74346YAB9 |
| — | TWITTER INC | 17,325,000 | $15.87M | 1.0% | $0.92 | $0.92 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | PRETIUM RES INC | 16,454,000 | $14.92M | 1.0% | $0.91 | $0.95 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | INFINERA CORPORATION | 20,000,000 | $14.7M | 1.0% | $0.74 | $0.95 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | ZILLOW GROUP INC | 14,700,000 | $14.44M | 1.0% | $0.98 | $0.98 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | INVACARE CORP | 17,575,000 | $13.1M | 0.9% | $0.75 | $1.24 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | HELIX ENERGY SOLUTIONS GRP I | 13,000,000 | $12.09M | 0.8% | $0.93 | $1.14 | — | NOTE 4.125% 9/1 | 42330PAJ6 |
| — | CARBONITE INC | 10,003,000 | $12.03M | 0.8% | $1.20 | $1.44 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | PROS HOLDINGS INC | 11,950,000 | $11.21M | 0.7% | $0.94 | $0.97 | — | NOTE 2.000% 6/0 | 74346YAD5 |
| — | ARRAY BIOPHARMA INC | 9,000,000 | $10.87M | 0.7% | $1.21 | $1.13 | — | NOTE 2.625%12/0 | 04269XAB1 |
| — | ASSERTIO THERAPEUTICS INC | 15,000,000 | $10.59M | 0.7% | $0.71 | $0.71 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | ARES CAP CORP | 10,000,000 | $10.21M | 0.7% | $1.02 | $1.02 | — | NOTE 4.375% 1/1 | 04010LAM5 |
| — | INVACARE CORP | 15,000,000 | $10.03M | 0.7% | $0.67 | $1.34 | — | NOTE 4.500% 6/0 | 461203AH4 |
| — | WRIGHT MED GROUP INC | 9,140,000 | $9.705M | 0.6% | $1.06 | $1.07 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | INTERCEPT PHARMACEUTICALS IN | 10,000,000 | $9.372M | 0.6% | $0.94 | $0.87 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | CLOVIS ONCOLOGY INC | 10,500,000 | $9.014M | 0.6% | $0.86 | $0.92 | — | NOTE 2.500% 9/1 | 189464AB6 |
| — | IRONWOOD PHARMACEUTICALS INC | 9,000,000 | $8.484M | 0.6% | $0.94 | $0.94 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | EZCORP INC | 7,500,000 | $7.338M | 0.5% | $0.98 | $0.98 | — | NOTE 2.125% 6/1 | 302301AB2 |
| — | CALAMP CORP | 7,500,000 | $7.187M | 0.5% | $0.96 | $0.96 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | FLUIDIGM CORP DEL | 5,590,000 | $6.519M | 0.4% | $1.17 | $1.01 | — | NOTE 2.750% 2/0 | 34385PAD0 |
| — | AMAG PHARMACEUTICALS INC | 6,180,000 | $6.238M | 0.4% | $1.01 | $1.02 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | VERASTEM INC | 7,500,000 | $6.038M | 0.4% | $0.81 | $0.81 | — | NOTE 5.000%11/0 | 92337CAA2 |
| — | II VI INC | 5,715,000 | $5.573M | 0.4% | $0.98 | $1.16 | — | NOTE 0.250% 9/0 | 902104AB4 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 500,000 | $5.08M | 0.3% | $10.16 | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | ENVESTNET INC | 4,500,000 | $4.571M | 0.3% | $1.02 | $1.02 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | GOPRO INC | 5,400,000 | $4.539M | 0.3% | $0.84 | $0.95 | — | NOTE 3.500% 4/1 | 38268TAB9 |
| — | ROYAL GOLD INC | 4,500,000 | $4.522M | 0.3% | $1.00 | $1.01 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | HARMONIC INC | 3,950,000 | $4.198M | 0.3% | $1.06 | $1.06 | — | NOTE 4.000%12/0 | 413160AB8 |
| — | DFB HEALTHCARE ACQUISTION CO | 400,000 | $4.04M | 0.3% | $10.10 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | INTREXON CORP | 5,000,000 | $3.677M | 0.2% | $0.74 | $1.20 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| — | TESLA INC | 3,000,000 | $3.674M | 0.2% | $1.22 | $1.03 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | SHIP FIN INTL LTD | 3,400,000 | $3.121M | 0.2% | $0.92 | $1.05 | — | NOTE 4.875% 5/0 | 824689AG8 |
| — | LEGACY ACQUISITION CORP | 300,100 | $3.055M | 0.2% | $10.18 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | SPARTAN ENERGY ACQUISITON CO | 300,000 | $3M | 0.2% | $10.00 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| QGEN 1 11/13/24 | QIAGEN NV | 3,000,000 | $3M | 0.2% | $1.00 | $1.00 | — | DEBT 1.000%11/1 | N72482AT4 |
| — | FINTECH ACQUISITION CORP III | 300,000 | $3M | 0.2% | $10.00 | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 3,000,000 | $2.878M | 0.2% | $0.96 | $0.96 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | WEATHERFORD INTL LTD | 4,000,000 | $2.877M | 0.2% | $0.72 | $1.02 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | DYCOM INDS INC | 3,000,000 | $2.794M | 0.2% | $0.93 | $0.93 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | CF FIN ACQUISITION CORP | 267,870 | $2.679M | 0.2% | $10.00 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | TEAM INC | 2,500,000 | $2.545M | 0.2% | $1.02 | $1.27 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | HERCULES CAPITAL INC | 2,500,000 | $2.433M | 0.2% | $0.97 | $0.97 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | SEACOR HOLDINGS INC | 2,600,000 | $2.352M | 0.2% | $0.90 | $1.02 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | TTM TECHNOLOGIES INC | 2,000,000 | $2.329M | 0.2% | $1.16 | $1.16 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | GS ACQUISITION HLDGS CORP | 200,000 | $2.05M | 0.1% | $10.25 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | LEO HOLDINGS CORP | 200,000 | $2.034M | 0.1% | $10.17 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | LEISURE ACQUISITION CORP | 200,000 | $2.026M | 0.1% | $10.13 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | CHURCHILL CAP CORP | 200,000 | $2.022M | 0.1% | $10.11 | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | GORES HOLDINGS III INC | 200,000 | $2.01M | 0.1% | $10.05 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | BOXWOOD MERGER CORP | 200,000 | $1.986M | 0.1% | $9.93 | $9.93 | — | UNIT 11/26/2025 | 10319T200 |
| — | FIREEYE INC | 2,014,000 | $1.935M | 0.1% | $0.96 | $0.96 | — | NOTE 1.000% 6/0 | 31816QAB7 |
| — | PLATINUM EAGLE ACQUISITIN CO | 150,000 | $1.589M | 0.1% | $10.59 | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | TRINITY MERGER CORP | 150,000 | $1.548M | 0.1% | $10.32 | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | NEBULA ACQUISITION CORP | 150,000 | $1.509M | 0.1% | $10.06 | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | JAZZ INVESTMENTS I LTD | 1,500,000 | $1.471M | 0.1% | $0.98 | $0.98 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | PURE ACQUISITION CORP | 125,000 | $1.313M | 0.1% | $10.50 | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | COLLIER CREEK HOLDINGS | 100,000 | $1.005M | 0.1% | $10.05 | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | SENTINEL ENERGY SVCS INC | 100,000 | $1.002M | 0.1% | $10.02 | $10.02 | — | CL A | 81728P105 |
| — | FAR PT ACQUISITION CORP | 50,000 | $505K | 0.0% | $10.10 | $10.18 | — | UNIT 06/01/2025 | 30734W208 |
| — | SHUTTERFLY INC | 10,000 | $403K | 0.0% | $40.30 | $40.30 | — | COM | 82568P304 |
| NXPI | NXP SEMICONDUCTORS N V | 3,500 | $256K | 0.0% | $73.14 * | $85.25 | -17.2% | COM | N6596X109 |
| — | PURE ACQUISITION CORP | 25,000 | $246K | 0.0% | $9.84 | $9.84 | — | CL A | 74621Q106 |
| — | PERNIX THERAPEUTICS HLDGS IN | 2,000,000 | $221K | 0.0% | $0.11 | $0.27 | — | DBCV 4.250% 4/0 | 71426VAK4 |
| GPRO | GOPRO INC | 34,746 | $147K | 0.0% | $4.23 * | $5.59 | 0.0% | CL A | 38268T103 |
| — | SOUTHWESTERN ENERGY CO | 25,000 | $85,000 | 0.0% | $3.40 | $6.08 | — | COM | 845467109 |
| — | SENTINEL ENERGY SVCS INC | 33,333 | $44,000 | 0.0% | $1.32 | $1.32 | — | *W EXP 11/02/202 | 81728P113 |