HARVEST MANAGEMENT LLC Hedge Fund

CIK: 0001140315 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 30, 2019

Total Value ($000): $71,779 (100.0% shares, 0.0% debt)

Holdings (48)

— CELGENE CORP 17.8%

Value ($000) $12,810 Shares 129,000 Est. Cost $94.85 Unrealized —

— CELGENE CORP 11.1%

Value ($000) $7,944 Shares 80,000 Est. Cost $94.85 Unrealized —

— ALLERGAN PLC 9.8%

Value ($000) $7,035 Shares 41,800 Est. Cost $168.23 Unrealized —

— VERSUM MATLS INC 5.7%

Value ($000) $4,102 Shares 77,500 Est. Cost $52.93 Unrealized —

SPY SPDR S&P 500 ETF TR 4.5%

Value ($000) $3,264 Shares 11,000 Est. Cost — Unrealized —

— ALDER BIOPHARMACEUTICALS INC 4.2%

Value ($000) $3,023 Shares 160,283 Est. Cost $18.86 Unrealized —

— WELLCARE HEALTH PLANS INC 3.8%

Value ($000) $2,737 Shares 10,560 Est. Cost $259.19 Unrealized —

— WABCO HLDGS INC 3.7%

Value ($000) $2,675 Shares 20,000 Est. Cost $133.27 Unrealized —

— CAMBREX CORP 2.8%

Value ($000) $2,005 Shares 33,700 Est. Cost $59.50 Unrealized —

— MONOTYPE IMAGING HOLDINGS IN 2.5%

Value ($000) $1,763 Shares 89,000 Est. Cost $19.81 Unrealized —

— TALLGRASS ENERGY LP 2.4%

Value ($000) $1,712 Shares 85,000 Est. Cost $20.14 Unrealized —

— SOTHEBYS 2.4%

Value ($000) $1,709 Shares 30,000 Est. Cost $58.14 Unrealized —

— CYPRESS SEMICONDUCTOR CORP 2.3%

Value ($000) $1,634 Shares 70,000 Est. Cost $22.95 Unrealized —

— GENOMIC HEALTH INC 1.7%

Value ($000) $1,255 Shares 18,500 Est. Cost $67.84 Unrealized —

SPY SPDR S&P 500 ETF TR 1.7%

Value ($000) $1,187 Shares 4,000 Est. Cost — Unrealized —

— SPARK THERAPEUTICS INC 1.6%

Value ($000) $1,183 Shares 12,200 Est. Cost $96.97 Unrealized —

— AVEDRO INC 1.5%

Value ($000) $1,067 Shares 47,000 Est. Cost $22.70 Unrealized —

— ZAYO GROUP HLDGS INC 1.4%

Value ($000) $1,017 Shares 30,000 Est. Cost $33.90 Unrealized —

— CORINDUS VASCULAR ROBOTICS I 1.3%

Value ($000) $899 Shares 210,000 Est. Cost $4.28 Unrealized —

— PIVOTAL SOFTWARE INC 1.2%

Value ($000) $880 Shares 59,000 Est. Cost $14.92 Unrealized —

TMO THERMO FISHER SCIENTIFIC INC 1.1%

Value ($000) $786 Shares 2,700 Est. Cost $197.97 Unrealized +42.3%

EXAS EXACT SCIENCES CORP 1.0%

Value ($000) $723 Shares 8,000 Est. Cost — Unrealized —

— SYMANTEC CORP 1.0%

Value ($000) $709 Shares 30,000 Est. Cost $23.63 Unrealized —

— SYMANTEC CORP 1.0%

Value ($000) $709 Shares 30,000 Est. Cost $23.63 Unrealized —

— SUNTRUST BKS INC 1.0%

Value ($000) $688 Shares 10,000 Est. Cost $68.80 Unrealized —

— CARBON BLACK INC 1.0%

Value ($000) $683 Shares 26,282 Est. Cost $25.99 Unrealized —

AAPL APPLE INC 0.9%

Value ($000) $672 Shares 3,000 Est. Cost $32.63 Unrealized +53.9%

AAPL APPLE INC 0.9%

Value ($000) $672 Shares 3,000 Est. Cost $32.63 Unrealized +53.9%

ABBV ABBVIE INC 0.8%

Value ($000) $568 Shares 7,500 Est. Cost — Unrealized —

— MELLANOX TECHNOLOGIES LTD 0.8%

Value ($000) $548 Shares 5,000 Est. Cost $109.60 Unrealized —

— SPARK THERAPEUTICS INC 0.7%

Value ($000) $485 Shares 5,000 Est. Cost $96.97 Unrealized —

ZTS ZOETIS INC 0.7%

Value ($000) $473 Shares 3,800 Est. Cost $81.64 Unrealized +40.3%

AXTA AXALTA COATING SYS LTD 0.6%

Value ($000) $452 Shares 15,000 Est. Cost $29.51 Unrealized 0.0%

PM PHILIP MORRIS INTL INC 0.5%

Value ($000) $380 Shares 5,000 Est. Cost $56.72 Unrealized 0.0%

— MAXIM INTEGRATED PRODS INC 0.5%

Value ($000) $343 Shares 5,924 Est. Cost $57.90 Unrealized —

— SPRINT CORPORATION 0.4%

Value ($000) $309 Shares 50,000 Est. Cost $6.57 Unrealized —

AXTA AXALTA COATING SYS LTD 0.4%

Value ($000) $302 Shares 10,000 Est. Cost $29.51 Unrealized 0.0%

— CIRCOR INTL INC 0.4%

Value ($000) $300 Shares 8,000 Est. Cost $46.00 Unrealized —

PKG PACKAGING CORP AMER 0.4%

Value ($000) $297 Shares 2,800 Est. Cost $55.29 Unrealized +50.8%

— BIOHAVEN PHARMACTL HLDG CO L 0.3%

Value ($000) $250 Shares 6,000 Est. Cost $41.67 Unrealized —

— BIOHAVEN PHARMACTL HLDG CO L 0.3%

Value ($000) $250 Shares 6,000 Est. Cost $41.67 Unrealized —

IBB ISHARES TR 0.3%

Value ($000) $249 Shares 2,500 Est. Cost — Unrealized —

GOOG ALPHABET INC 0.3%

Value ($000) $244 Shares 200 Est. Cost $58.73 Unrealized 0.0%

RRGB RED ROBIN GOURMET BURGERS IN 0.3%

Value ($000) $233 Shares 7,000 Est. Cost $32.84 Unrealized 0.0%

— CASTLE BRANDS INC 0.3%

Value ($000) $189 Shares 150,000 Est. Cost $1.26 Unrealized —

— CENTURYLINK INC 0.2%

Value ($000) $157 Shares 12,540 Est. Cost $21.43 Unrealized —

— CALLON PETE CO DEL 0.2%

Value ($000) $113 Shares 26,152 Est. Cost $4.32 Unrealized —

CRNT CERAGON NETWORKS LTD 0.1%

Value ($000) $94 Shares 35,000 Est. Cost $2.63 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	CELGENE CORP	129,000	$12,810	17.8%	$94.85	—	COM	151020104
—	CELGENE CORP	80,000	$7,944	11.1%	$94.85	—	Put	151020104
—	ALLERGAN PLC	41,800	$7,035	9.8%	$168.23	—	SHS	G0177J108
—	VERSUM MATLS INC	77,500	$4,102	5.7%	$52.93	—	COM	92532W103
SPY	SPDR S&P 500 ETF TR	11,000	$3,264	4.5%	—	—	Put	78462F103
—	ALDER BIOPHARMACEUTICALS INC	160,283	$3,023	4.2%	$18.86	—	COM	014339105
—	WELLCARE HEALTH PLANS INC	10,560	$2,737	3.8%	$259.19	—	COM	94946T106
—	WABCO HLDGS INC	20,000	$2,675	3.7%	$133.27	—	COM	92927K102
—	CAMBREX CORP	33,700	$2,005	2.8%	$59.50	—	COM	132011107
—	MONOTYPE IMAGING HOLDINGS IN	89,000	$1,763	2.5%	$19.81	—	COM	61022P100
—	TALLGRASS ENERGY LP	85,000	$1,712	2.4%	$20.14	—	CLASS A SHS	874696107
—	SOTHEBYS	30,000	$1,709	2.4%	$58.14	—	COM	835898107
—	CYPRESS SEMICONDUCTOR CORP	70,000	$1,634	2.3%	$22.95	—	COM	232806109
—	GENOMIC HEALTH INC	18,500	$1,255	1.7%	$67.84	—	COM	37244C101
SPY	SPDR S&P 500 ETF TR	4,000	$1,187	1.7%	—	—	Call	78462F103
—	SPARK THERAPEUTICS INC	12,200	$1,183	1.6%	$96.97	—	COM	84652J103
—	AVEDRO INC	47,000	$1,067	1.5%	$22.70	—	COM	05355N109
—	ZAYO GROUP HLDGS INC	30,000	$1,017	1.4%	$33.90	—	COM	98919V105
—	CORINDUS VASCULAR ROBOTICS I	210,000	$899	1.3%	$4.28	—	COM	218730109
—	PIVOTAL SOFTWARE INC	59,000	$880	1.2%	$14.92	—	COM CL A	72582H107
TMO	THERMO FISHER SCIENTIFIC INC	2,700	$786	1.1%	$197.97	+42.3%	COM	883556102
EXAS	EXACT SCIENCES CORP	8,000	$723	1.0%	—	—	Put	30063P105
—	SYMANTEC CORP	30,000	$709	1.0%	$23.63	—	COM	871503108
—	SYMANTEC CORP	30,000	$709	1.0%	$23.63	—	Put	871503108
—	SUNTRUST BKS INC	10,000	$688	1.0%	$68.80	—	COM	867914103
—	CARBON BLACK INC	26,282	$683	1.0%	$25.99	—	COM	14081R103
AAPL	APPLE INC	3,000	$672	0.9%	$32.63	+53.9%	Put	037833100
AAPL	APPLE INC	3,000	$672	0.9%	$32.63	+53.9%	COM	037833100
ABBV	ABBVIE INC	7,500	$568	0.8%	—	—	Call	00287Y109
—	MELLANOX TECHNOLOGIES LTD	5,000	$548	0.8%	$109.60	—	SHS	M51363113
—	SPARK THERAPEUTICS INC	5,000	$485	0.7%	$96.97	—	Call	84652J103
ZTS	ZOETIS INC	3,800	$473	0.7%	$81.64	+40.3%	CL A	98978V103
AXTA	AXALTA COATING SYS LTD	15,000	$452	0.6%	$29.51	0.0%	COM	G0750C108
PM	PHILIP MORRIS INTL INC	5,000	$380	0.5%	$56.72	0.0%	COM	718172109
—	MAXIM INTEGRATED PRODS INC	5,924	$343	0.5%	$57.90	—	COM	57772K101
—	SPRINT CORPORATION	50,000	$309	0.4%	$6.57	—	Call	85207U105
AXTA	AXALTA COATING SYS LTD	10,000	$302	0.4%	$29.51	0.0%	Put	G0750C108
—	CIRCOR INTL INC	8,000	$300	0.4%	$46.00	—	COM	17273K109
PKG	PACKAGING CORP AMER	2,800	$297	0.4%	$55.29	+50.8%	COM	695156109
—	BIOHAVEN PHARMACTL HLDG CO L	6,000	$250	0.3%	$41.67	—	COM	G11196105
—	BIOHAVEN PHARMACTL HLDG CO L	6,000	$250	0.3%	$41.67	—	Put	G11196105
IBB	ISHARES TR	2,500	$249	0.3%	—	—	Put	464287556
GOOG	ALPHABET INC	200	$244	0.3%	$58.73	0.0%	CAP STK CL C	02079K107
RRGB	RED ROBIN GOURMET BURGERS IN	7,000	$233	0.3%	$32.84	0.0%	COM	75689M101
—	CASTLE BRANDS INC	150,000	$189	0.3%	$1.26	—	COM	148435100
—	CENTURYLINK INC	12,540	$157	0.2%	$21.43	—	COM	156700106
—	CALLON PETE CO DEL	26,152	$113	0.2%	$4.32	—	COM	13123X102
CRNT	CERAGON NETWORKS LTD	35,000	$94	0.1%	$2.63	0.0%	ORD	M22013102