CIK: 0001436866 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value ($000): $1,837,006 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWJ | ISHARES INC | 4,555,228 | $258,464 | 14.1% | $51.82 | — | MSCI JPN ETF NEW | 46434G822 |
| IEF | ISHARES TR | 793,900 | $89,290 | 4.9% | $110.33 | — | BARCLAYS 7 10 YR | 464287440 |
| EZU | ISHARES INC | 2,173,280 | $84,519 | 4.6% | $39.61 | — | MSCI EURZONE ETF | 464286608 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 8,355,822 | $69,688 | 3.8% | $8.61 | — | COM SH BEN INT | 00326L100 |
| EWQ | ISHARES INC | 1,685,074 | $50,788 | 2.8% | $28.09 | — | MSCI FRANCE ETF | 464286707 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 5,545,321 | $48,632 | 2.6% | $9.12 | — | COM | 47109U104 |
| — | MFS INTER INCOME TR | 12,043,857 | $46,008 | 2.5% | $3.93 | — | SH BEN INT | 55273C107 |
| MBB | ISHARES TR | 384,300 | $41,620 | 2.3% | $107.39 | — | MBS ETF | 464288588 |
| — | BLACKROCK ENHANCED GBL DIV T | 3,915,142 | $40,835 | 2.2% | $12.76 | — | COM | 092501105 |
| — | BLACKROCK RES & COMM STRAT T | 5,377,559 | $40,224 | 2.2% | $10.01 | — | SHS | 09257A108 |
| SPY | SPDR S&P 500 ETF TR | 124,915 | $37,071 | 2.0% | $262.16 | — | TR UNIT | 78462F103 |
| — | BLACKROCK ENHANCED INTL DIV | 6,469,695 | $35,130 | 1.9% | $6.07 | — | COM BENE INTER | 092524107 |
| — | WESTERN AST INFL LKD OPP & I | 3,097,653 | $34,322 | 1.9% | $11.50 | — | COM | 95766R104 |
| — | ADAMS DIVERSIFIED EQUITY FD | 2,151,445 | $34,079 | 1.9% | $13.83 | — | COM | 006212104 |
| — | EATON VANCE LTD DUR INCOME F | 2,520,578 | $31,507 | 1.7% | $12.65 | — | COM | 27828H105 |
| EWA | ISHARES INC | 1,333,711 | $29,675 | 1.6% | $23.06 | — | MSCI AUST ETF | 464286103 |
| — | MORGAN STANLEY CHINA A SH FD | 1,394,268 | $28,527 | 1.6% | $25.47 | — | COM | 617468103 |
| — | GENERAL AMERN INVS INC | 726,923 | $26,424 | 1.4% | $33.56 | — | COM | 368802104 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 3,432,680 | $24,990 | 1.4% | $7.14 | — | COM | 00306J109 |
| — | ABERDEEN EMRG MRKTS EQT INM | 3,545,644 | $24,678 | 1.3% | $6.88 | — | COM | 00301W105 |
| EWL | ISHARES INC | 605,951 | $22,844 | 1.2% | $30.77 | — | MSCI SWITZERLAND | 464286749 |
| — | WESTERN ASST INFLTN LKD INM | 1,851,073 | $21,454 | 1.2% | $11.53 | — | COM SH BEN INT | 95766Q106 |
| — | TEMPLETON EMERGING MKTS FD I | 1,325,332 | $19,429 | 1.1% | $14.77 | — | COM | 880191101 |
| — | MFS GOVT MKTS INCOME TR | 4,006,090 | $18,468 | 1.0% | $4.54 | — | SH BEN INT | 552939100 |
| — | CBRE CLARION GLOBAL REAL EST | 2,325,852 | $18,397 | 1.0% | $7.98 | — | COM | 12504G100 |
| EWG | ISHARES INC | 683,581 | $18,395 | 1.0% | $29.19 | — | MSCI GERMANY ETF | 464286806 |
| — | NEW GERMANY FD INC | 1,223,603 | $16,959 | 0.9% | $16.93 | — | COM | 644465106 |
| — | DUFF & PHELPS UTIL CORP BD T | 1,764,451 | $16,321 | 0.9% | $9.15 | — | COM | 26432K108 |
| — | WESTERN ASSET PREMIER BD FD | 1,146,156 | $16,287 | 0.9% | $12.93 | — | SHS BEN INT | 957664105 |
| — | EATON VANCE SH TM DR DIVR IN | 1,204,116 | $15,666 | 0.9% | $12.80 | — | COM | 27828V104 |
| — | EUROPEAN EQUITY FUND | 1,750,822 | $15,582 | 0.8% | $7.57 | — | COM | 298768102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 1,044,100 | $14,941 | 0.8% | $13.63 | — | COM | 670657105 |
| — | LIBERTY ALL STAR EQUITY FD | 2,281,940 | $14,604 | 0.8% | $5.67 | — | SH BEN INT | 530158104 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 1,037,316 | $14,294 | 0.8% | $12.89 | — | COM | 01864U106 |
| — | EATON VANCE MUN BD FD | 1,102,352 | $14,286 | 0.8% | $12.30 | — | COM | 27827X101 |
| — | HANCOCK JOHN INVS TR | 806,906 | $13,734 | 0.7% | $15.23 | — | COM | 410142103 |
| — | BLACKROCK ENHANCED EQT DIV T | 1,449,858 | $13,310 | 0.7% | $8.38 | — | COM | 09251A104 |
| — | KOREA FD | 484,581 | $13,292 | 0.7% | $34.90 | — | COM NEW | 500634209 |
| — | DWS MUN INCOME TR NEW | 1,142,603 | $13,243 | 0.7% | $10.72 | — | COM | 233368109 |
| — | MFS CHARTER INCOME TR | 1,567,959 | $13,030 | 0.7% | $8.12 | — | SH BEN INT | 552727109 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 959,846 | $13,025 | 0.7% | $14.22 | — | COM SHS | 33740D107 |
| — | HANCOCK JOHN INCOME SECS TR | 898,039 | $13,022 | 0.7% | $13.74 | — | COM | 410123103 |
| — | NUVEEN SELECT TAX FREE INCM | 863,374 | $12,933 | 0.7% | $13.58 | — | SH BEN INT | 67063C106 |
| — | MACQUARIE GLBL INFRA TOTL RE | 534,971 | $12,882 | 0.7% | $19.67 | — | COM | 55608D101 |
| — | VOYA EMERGING MKTS HIGH DIVI | 1,717,961 | $12,318 | 0.7% | $8.72 | — | COM | 92912P108 |
| — | TEMPLETON DRAGON FD INC | 686,578 | $12,297 | 0.7% | $24.59 | — | COM | 88018T101 |
| — | ALLIANZGI NFJ DIVID INT & PR | 990,999 | $12,110 | 0.7% | $12.19 | — | COM | 01883A107 |
| — | EATON VANCE MUNI INCOME TRUS | 920,078 | $11,851 | 0.6% | $11.75 | — | SH BEN INT | 27826U108 |
| — | CENTRAL SECS CORP | 373,701 | $11,734 | 0.6% | $24.02 | — | COM | 155123102 |
| SUB | ISHARES TR | 108,200 | $11,528 | 0.6% | $106.13 | — | SHRT NAT MUN ETF | 464288158 |
| — | PGIM HIGH YIELD BOND FUND IN | 770,992 | $11,526 | 0.6% | $14.03 | — | COM | 69346H100 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 781,694 | $11,084 | 0.6% | $13.15 | — | COM | 09253X102 |
| — | BLACKROCK MUNIYIELD QLTY FD | 804,160 | $10,912 | 0.6% | $12.43 | — | COM | 09254E103 |
| — | BLACKROCK ENH CAP & INC FD I | 672,297 | $10,864 | 0.6% | $14.39 | — | COM | 09256A109 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 838,001 | $10,806 | 0.6% | $13.70 | — | COM | 09255K108 |
| — | NUVEEN QUALITY MUNCP INCOME | 743,414 | $10,675 | 0.6% | $14.05 | — | COM | 67066V101 |
| — | BLACKROCK INCOME TR INC | 1,730,136 | $10,519 | 0.6% | $6.36 | — | COM | 09247F100 |
| — | BLACKROCK FLOATING RATE INCO | 828,079 | $10,161 | 0.6% | $12.13 | — | COM | 091941104 |
| — | SPROTT FOCUS TR INC | 1,404,052 | $9,463 | 0.5% | $7.10 | — | COM | 85208J109 |
| — | TAIWAN FD INC | 509,556 | $9,411 | 0.5% | $16.60 | — | COM | 874036106 |
| — | FIRST TRUST MORTGAGE INCM FD | 611,325 | $8,552 | 0.5% | $15.14 | — | COM SHS | 33734E103 |
| — | THE CENTRAL AND EASTERN EU I | 325,010 | $8,450 | 0.5% | $27.75 | — | COM | 153436100 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 580,017 | $8,335 | 0.5% | $13.61 | — | COM | 69346J106 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 1,255,598 | $7,810 | 0.4% | $6.32 | — | COM SH BEN INT | 00302L108 |
| — | BLACKROCK CORE BD TR | 527,400 | $7,621 | 0.4% | $12.20 | — | SHS BEN INT | 09249E101 |
| — | NUVEEN MULTI MKT INCOME FD | 1,032,915 | $7,592 | 0.4% | $7.26 | — | COM | 67075J107 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 559,937 | $6,775 | 0.4% | $12.67 | — | COM | 10537L104 |
| — | NUVEEN SELECT TAX FREE INCM | 418,058 | $6,722 | 0.4% | $14.52 | — | SH BEN INT | 67063X100 |
| — | NUVEEN MUN VALUE FD INC | 601,721 | $6,324 | 0.3% | $9.33 | — | COM | 670928100 |
| — | ABERDEEN AUSTRALIA EQTY FD I | 1,194,832 | $6,237 | 0.3% | $5.39 | — | COM | 003011103 |
| — | TEMPLETON GLOBAL INCOME FD | 957,032 | $5,876 | 0.3% | $6.32 | — | COM | 880198106 |
| — | NEW IRELAND FUND INC | 636,840 | $5,451 | 0.3% | $11.18 | — | COM | 645673104 |
| — | NUVEEN SELECT MAT MUN FD | 489,782 | $5,094 | 0.3% | $9.78 | — | SH BEN INT | 67061T101 |
| XXCHNXX | CHINA FD INC | 257,892 | $5,006 | 0.3% | $19.32 | — | COM | 169373107 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,161,556 | $4,867 | 0.3% | $4.09 | — | COM | 003009107 |
| — | LAZARD GLB TTL RET&INCM FD I | 288,997 | $4,517 | 0.2% | $16.17 | — | COM | 52106W103 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 334,273 | $4,269 | 0.2% | $12.15 | — | COM | 09254C107 |
| — | NUVEEN REAL ESTATE INCOME FD | 379,930 | $4,175 | 0.2% | $9.18 | — | COM | 67071B108 |
| — | VOYA ASIA PAC DIVID EQUITY I | 483,036 | $4,096 | 0.2% | $9.10 | — | COM | 92912J102 |
| — | BLACKROCK CR ALLCTN INC TR | 291,684 | $3,973 | 0.2% | $11.69 | — | COM | 092508100 |
| — | WESTERN ASSET INTM MUNI FD I | 421,800 | $3,872 | 0.2% | $8.36 | — | COM | 958435109 |
| — | DTF TAX-FREE INCOME INC | 254,857 | $3,688 | 0.2% | $12.90 | — | COM | 23334J107 |
| — | INVESCO BD FD | 174,926 | $3,457 | 0.2% | $17.12 | — | COM | 46132L107 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 247,294 | $3,346 | 0.2% | $13.12 | — | COM | 09254P108 |
| — | MEXICO FD INC | 252,929 | $3,301 | 0.2% | $15.84 | — | COM | 592835102 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 227,002 | $3,214 | 0.2% | $12.63 | — | SH BEN INT | 09248L106 |
| — | NUVEEN TEXAS QLTY MUN INCME | 225,967 | $3,139 | 0.2% | $12.94 | — | COM | 670983105 |
| — | ADAM NAT RES FD INC | 198,149 | $3,137 | 0.2% | $19.46 | — | COM | 00548F105 |
| — | FEDERATED PREM MUN INC FD | 220,360 | $3,127 | 0.2% | $12.78 | — | COM | 31423P108 |
| — | SWISS HELVETIA FD INC | 387,589 | $3,112 | 0.2% | $11.41 | — | COM | 870875101 |
| — | MEXICO EQUITY & INCOME FD | 292,277 | $3,074 | 0.2% | $13.49 | — | COM | 592834105 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 208,342 | $2,756 | 0.2% | $15.61 | — | COM | 33731K102 |
| — | NUVEEN CALIF MUN VALUE FD | 241,043 | $2,555 | 0.1% | $9.22 | — | COM | 67062C107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 179,651 | $2,459 | 0.1% | $12.27 | — | SH BEN INT | 09248E102 |
| — | MORGAN STANLEY INDIA INVS FD | 126,798 | $2,403 | 0.1% | $20.04 | — | COM | 61745C105 |
| XLC | SELECT SECTOR SPDR TR | 47,800 | $2,367 | 0.1% | $49.23 | — | COMMUNICATION | 81369Y852 |
| — | ROYCE GLOBAL VALUE TR INC | 233,007 | $2,358 | 0.1% | $7.43 | — | COM | 78081T104 |
| — | MFS MUN INCOME TR | 332,537 | $2,341 | 0.1% | $6.18 | — | SH BEN INT | 552738106 |
| — | INDIA FD INC | 110,156 | $2,262 | 0.1% | $22.25 | — | COM | 454089103 |
| — | WESTERN ASSET GLOBAL CP DEFI | 128,752 | $2,243 | 0.1% | $17.05 | — | COM | 95790C107 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 172,762 | $2,210 | 0.1% | $11.93 | — | COM | 09254A101 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 157,654 | $2,180 | 0.1% | $12.08 | — | COM | 67064R102 |
| — | NUVEEN INT DUR QUAL MUN TRM | 149,861 | $2,049 | 0.1% | $13.64 | — | COM | 670677103 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 176,207 | $1,996 | 0.1% | $10.16 | — | COM | 27828A100 |
| — | NUVEEN GEORGIA QLTY MUN INC | 159,074 | $1,974 | 0.1% | $11.29 | — | COM | 67072B107 |
| — | ROYCE VALUE TR INC | 139,050 | $1,913 | 0.1% | $11.89 | — | COM | 780910105 |
| — | TEKLA HEALTHCARE OPPORTUNIT | 104,712 | $1,828 | 0.1% | $17.20 | — | SHS | 879105104 |
| XENWX | EATON VANCE NEW YORK MUN BD | 141,908 | $1,765 | 0.1% | $11.34 | — | COM | 27827Y109 |
| — | DWS STRATEGIC MUN INCOME TR | 145,719 | $1,737 | 0.1% | $10.40 | — | COM | 23342Q101 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 117,500 | $1,524 | 0.1% | $12.50 | — | COM | 09254G108 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 145,450 | $1,404 | 0.1% | $10.25 | — | COM | 00302M106 |
| — | NUVEEN ENHANCED MUN VALUE FD | 89,400 | $1,282 | 0.1% | $13.19 | — | COM | 67074M101 |
| — | MFS INVT GRADE MUN TR | 127,697 | $1,268 | 0.1% | $9.04 | — | SH BEN INT | 59318B108 |
| XLI | SELECT SECTOR SPDR TR | 12,050 | $935 | 0.1% | $73.91 | — | SBI INT-INDS | 81369Y704 |
| — | HANCOCK JOHN INV TRUST | 108,991 | $744 | 0.0% | $6.83 | — | TAX ADV GLB SH | 41013P749 |
| — | VOYA GLBL ADV & PREM OPP FD | 49,519 | $512 | 0.0% | $9.20 | — | COM | 92912R104 |
| — | VOYA GLBL EQTY DIV & PREM OP | 77,934 | $468 | 0.0% | $6.01 | — | COM | 92912T100 |
| — | DELAWARE ENHANCED GBL DIV & | 47,218 | $466 | 0.0% | $10.77 | — | COM | 246060107 |
| — | LAZARD WORLD DIVID & INCOME | 36,322 | $339 | 0.0% | $8.88 | — | COM | 521076109 |
| — | WESTERN ASSET MUN HI INCM FD | 43,714 | $331 | 0.0% | $6.93 | — | COM | 95766N103 |