CIK: 0001436866 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value ($000): $1,908,067 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWJ | ISHARES INC | 4,613,828 | $273,323 | 14.3% | $51.91 | — | MSCI JPN ETF NEW | 46434G822 |
| IEF | ISHARES TR | 1,093,400 | $120,515 | 6.3% | $110.30 | — | BARCLAYS 7 10 YR | 464287440 |
| EZU | ISHARES INC | 2,166,780 | $90,831 | 4.8% | $39.61 | — | MSCI EURZONE ETF | 464286608 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 8,324,727 | $74,506 | 3.9% | $8.61 | — | COM SH BEN INT | 00326L100 |
| MBB | ISHARES TR | 597,420 | $64,557 | 3.4% | $107.63 | — | MBS ETF | 464288588 |
| SPY | SPDR S&P 500 ETF TR | 166,620 | $53,628 | 2.8% | $277.10 | — | TR UNIT | 78462F103 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 5,692,191 | $50,917 | 2.7% | $9.11 | — | COM | 47109U104 |
| — | MFS INTER INCOME TR | 12,792,069 | $48,610 | 2.5% | $3.92 | — | SH BEN INT | 55273C107 |
| EWQ | ISHARES INC | 1,467,674 | $48,008 | 2.5% | $28.09 | — | MSCI FRANCE ETF | 464286707 |
| — | BLACKROCK RES & COMM STRAT T | 5,416,170 | $43,708 | 2.3% | $10.01 | — | SHS | 09257A108 |
| — | BLACKROCK ENHANCED GBL DIV T | 3,943,542 | $43,340 | 2.3% | $12.76 | — | COM | 092501105 |
| — | BLACKROCK ENHANCED INTL DIV | 6,500,133 | $38,286 | 2.0% | $6.07 | — | COM BENE INTER | 092524107 |
| — | WESTERN AST INFL LKD OPP & I | 3,166,053 | $36,536 | 1.9% | $11.50 | — | COM | 95766R104 |
| — | EATON VANCE LTD DUR INCOME F | 2,593,878 | $34,369 | 1.8% | $12.67 | — | COM | 27828H105 |
| — | ADAMS DIVERSIFIED EQUITY FD | 2,061,562 | $32,511 | 1.7% | $13.83 | — | COM | 006212104 |
| — | MORGAN STANLEY CHINA A SH FD | 1,418,568 | $30,811 | 1.6% | $25.41 | — | COM | 617468103 |
| — | GENERAL AMERN INVS INC | 734,697 | $27,727 | 1.5% | $33.60 | — | COM | 368802104 |
| — | ABERDEEN EMRG MRKTS EQT INM | 3,605,240 | $27,472 | 1.4% | $6.89 | — | COM | 00301W105 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 3,499,623 | $27,227 | 1.4% | $7.15 | — | COM | 00306J109 |
| EWL | ISHARES INC | 611,251 | $24,841 | 1.3% | $30.77 | — | MSCI SWITZERLAND | 464286749 |
| EWA | ISHARES INC | 992,811 | $22,477 | 1.2% | $23.06 | — | MSCI AUST ETF | 464286103 |
| — | WESTERN ASST INFLTN LKD INM | 1,763,173 | $21,423 | 1.1% | $11.53 | — | COM SH BEN INT | 95766Q106 |
| — | TEMPLETON EMERGING MKTS FD I | 1,348,547 | $21,024 | 1.1% | $14.78 | — | COM | 880191101 |
| — | NEW GERMANY FD INC | 1,243,302 | $19,495 | 1.0% | $16.91 | — | COM | 644465106 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 1,214,916 | $16,985 | 0.9% | $13.05 | — | COM | 01864U106 |
| — | EUROPEAN EQUITY FUND | 1,788,771 | $16,779 | 0.9% | $7.60 | — | COM | 298768102 |
| — | DUFF & PHELPS UTIL CORP BD T | 1,801,413 | $16,465 | 0.9% | $9.15 | — | COM | 26432K108 |
| — | MFS GOVT MKTS INCOME TR | 3,568,868 | $16,381 | 0.9% | $4.54 | — | SH BEN INT | 552939100 |
| — | WESTERN ASSET PREMIER BD FD | 1,112,189 | $16,294 | 0.9% | $12.93 | — | SHS BEN INT | 957664105 |
| — | DWS MUN INCOME TR NEW | 1,432,548 | $16,231 | 0.9% | $10.85 | — | COM | 233368109 |
| — | KOREA FD | 506,781 | $15,117 | 0.8% | $34.68 | — | COM NEW | 500634209 |
| EWG | ISHARES INC | 513,581 | $15,099 | 0.8% | $29.19 | — | MSCI GERMANY ETF | 464286806 |
| — | HANCOCK JOHN INVS TR | 835,806 | $14,844 | 0.8% | $15.31 | — | COM | 410142103 |
| — | BLACKROCK MUNIYIELD QLTY FD | 1,073,260 | $14,489 | 0.8% | $12.70 | — | COM | 09254E103 |
| — | HANCOCK JOHN INCOME SECS TR | 943,739 | $13,977 | 0.7% | $13.80 | — | COM | 410123103 |
| — | CBRE CLARION GLOBAL REAL EST | 1,707,819 | $13,697 | 0.7% | $7.98 | — | COM | 12504G100 |
| — | TEMPLETON DRAGON FD INC | 703,078 | $13,675 | 0.7% | $24.47 | — | COM | 88018T101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 944,600 | $13,583 | 0.7% | $13.63 | — | COM | 670657105 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,004,999 | $13,065 | 0.7% | $12.20 | — | COM | 01883A107 |
| — | VOYA EMERGING MKTS HIGH DIVI | 1,583,237 | $12,650 | 0.7% | $8.72 | — | COM | 92912P108 |
| — | EATON VANCE MUN BD FD | 967,292 | $12,459 | 0.7% | $12.30 | — | COM | 27827X101 |
| — | CENTRAL SECS CORP | 372,501 | $12,330 | 0.6% | $24.02 | — | COM | 155123102 |
| — | NUVEEN SELECT TAX FREE INCM | 795,492 | $12,131 | 0.6% | $13.58 | — | SH BEN INT | 67063C106 |
| — | EATON VANCE MUNI INCOME TRUS | 949,578 | $12,107 | 0.6% | $11.78 | — | SH BEN INT | 27826U108 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 815,294 | $11,610 | 0.6% | $13.20 | — | COM | 09253X102 |
| — | BLACKROCK ENH CAP & INC FD I | 650,397 | $11,219 | 0.6% | $14.39 | — | COM | 09256A109 |
| — | BLACKROCK FLOATING RATE INCO | 852,194 | $10,968 | 0.6% | $12.15 | — | COM | 091941104 |
| — | TAIWAN FD INC | 524,202 | $10,788 | 0.6% | $16.71 | — | COM | 874036106 |
| — | EATON VANCE SH TM DR DIVR IN | 791,279 | $10,682 | 0.6% | $12.80 | — | COM | 27828V104 |
| — | MFS CHARTER INCOME TR | 1,258,102 | $10,593 | 0.6% | $8.12 | — | SH BEN INT | 552727109 |
| SUB | ISHARES TR | 98,200 | $10,486 | 0.5% | $106.13 | — | SHRT NAT MUN ETF | 464288158 |
| — | SPROTT FOCUS TR INC | 1,423,266 | $10,475 | 0.5% | $7.10 | — | COM | 85208J109 |
| — | NUVEEN QUALITY MUNCP INCOME | 711,713 | $10,391 | 0.5% | $14.05 | — | COM | 67066V101 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 738,652 | $9,713 | 0.5% | $13.70 | — | COM | 09255K108 |
| — | THE CENTRAL AND EASTERN EU I | 333,010 | $9,424 | 0.5% | $27.76 | — | COM | 153436100 |
| — | BLACKROCK ENHANCED EQT DIV T | 943,281 | $9,357 | 0.5% | $8.38 | — | COM | 09251A104 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 1,275,998 | $8,268 | 0.4% | $6.33 | — | COM SH BEN INT | 00302L108 |
| — | FIRST TRUST MORTGAGE INCM FD | 571,025 | $8,000 | 0.4% | $15.14 | — | COM SHS | 33734E103 |
| — | MACQUARIE GLBL INFRA TOTL RE | 318,427 | $7,903 | 0.4% | $19.67 | — | COM | 55608D101 |
| — | NUVEEN MULTI MKT INCOME FD | 1,061,182 | $7,853 | 0.4% | $7.26 | — | COM | 67075J107 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 514,277 | $7,678 | 0.4% | $14.22 | — | COM SHS | 33740D107 |
| — | WESTERN ASSET INTM MUNI FD I | 841,668 | $7,642 | 0.4% | $8.72 | — | COM | 958435109 |
| — | ABERDEEN AUSTRALIA EQTY FD I | 1,354,330 | $7,327 | 0.4% | $5.39 | — | COM | 003011103 |
| EFA | ISHARES TR | 104,331 | $7,245 | 0.4% | $69.44 | — | MSCI EAFE ETF | 464287465 |
| — | NEW IRELAND FUND INC | 655,243 | $6,493 | 0.3% | $11.14 | — | COM | 645673104 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 479,637 | $6,058 | 0.3% | $12.67 | — | COM | 10537L104 |
| — | TEMPLETON GLOBAL INCOME FD | 985,332 | $6,040 | 0.3% | $6.31 | — | COM | 880198106 |
| — | NUVEEN SELECT TAX FREE INCM | 363,226 | $5,921 | 0.3% | $14.52 | — | SH BEN INT | 67063X100 |
| XXCHNXX | CHINA FD INC | 264,592 | $5,580 | 0.3% | $19.36 | — | COM | 169373107 |
| — | LAZARD GLB TTL RET&INCM FD I | 316,728 | $5,242 | 0.3% | $16.21 | — | COM | 52106W103 |
| — | NUVEEN SELECT MAT MUN FD | 494,017 | $5,182 | 0.3% | $9.78 | — | SH BEN INT | 67061T101 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,195,856 | $5,082 | 0.3% | $4.09 | — | COM | 003009107 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 343,373 | $4,330 | 0.2% | $12.16 | — | COM | 09254C107 |
| — | VOYA ASIA PAC DIVID EQUITY I | 487,436 | $4,143 | 0.2% | $9.10 | — | COM | 92912J102 |
| — | NUVEEN REAL ESTATE INCOME FD | 386,530 | $4,105 | 0.2% | $9.21 | — | COM | 67071B108 |
| — | PGIM HIGH YIELD BOND FUND IN | 265,225 | $4,084 | 0.2% | $14.03 | — | COM | 69346H100 |
| BND | VANGUARD BD INDEX FD INC | 47,000 | $3,941 | 0.2% | $83.85 | — | TOTAL BND MRKT | 921937835 |
| — | BLACKROCK CORE BD TR | 269,200 | $3,925 | 0.2% | $12.20 | — | SHS BEN INT | 09249E101 |
| — | DTF TAX-FREE INCOME INC | 254,857 | $3,772 | 0.2% | $12.90 | — | COM | 23334J107 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 243,417 | $3,656 | 0.2% | $13.61 | — | COM | 69346J106 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 267,594 | $3,556 | 0.2% | $13.13 | — | COM | 09254P108 |
| — | FEDERATED PREM MUN INC FD | 245,430 | $3,461 | 0.2% | $12.91 | — | COM | 31423P108 |
| — | MEXICO FD INC | 251,729 | $3,459 | 0.2% | $15.84 | — | COM | 592835102 |
| — | MEXICO EQUITY & INCOME FD | 295,519 | $3,428 | 0.2% | $13.47 | — | COM | 592834105 |
| — | SWISS HELVETIA FD INC | 393,289 | $3,308 | 0.2% | $11.37 | — | COM | 870875101 |
| — | ADAM NAT RES FD INC | 198,849 | $3,273 | 0.2% | $19.46 | — | COM | 00548F105 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 232,002 | $3,253 | 0.2% | $12.66 | — | SH BEN INT | 09248L106 |
| — | NUVEEN TEXAS QLTY MUN INCME | 225,967 | $3,238 | 0.2% | $12.94 | — | COM | 670983105 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 223,841 | $3,035 | 0.2% | $12.53 | — | SH BEN INT | 09248E102 |
| MUB | ISHARES TR | 25,300 | $2,882 | 0.2% | $113.91 | — | NATIONAL MUN ETF | 464288414 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 198,493 | $2,832 | 0.1% | $15.61 | — | COM | 33731K102 |
| — | ROYCE GLOBAL VALUE TR INC | 231,607 | $2,707 | 0.1% | $7.43 | — | COM | 78081T104 |
| — | NUVEEN GEORGIA QLTY MUN INC | 208,024 | $2,623 | 0.1% | $11.60 | — | COM | 67072B107 |
| — | MORGAN STANLEY INDIA INVS FD | 126,398 | $2,514 | 0.1% | $20.04 | — | COM | 61745C105 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 195,983 | $2,464 | 0.1% | $12.00 | — | COM | 09254A101 |
| XLC | SELECT SECTOR SPDR TR | 44,700 | $2,397 | 0.1% | $49.23 | — | COMMUNICATION | 81369Y852 |
| — | NUVEEN INT DUR QUAL MUN TRM | 172,383 | $2,393 | 0.1% | $13.67 | — | COM | 670677103 |
| — | MFS MUN INCOME TR | 331,437 | $2,343 | 0.1% | $6.18 | — | SH BEN INT | 552738106 |
| — | INDIA FD INC | 107,956 | $2,173 | 0.1% | $22.25 | — | COM | 454089103 |
| — | WESTERN ASSET GLOBAL CP DEFI | 117,543 | $2,143 | 0.1% | $17.05 | — | COM | 95790C107 |
| — | ROYCE VALUE TR INC | 140,850 | $2,080 | 0.1% | $11.92 | — | COM | 780910105 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 181,807 | $2,045 | 0.1% | $10.19 | — | COM | 27828A100 |
| — | TEKLA HEALTHCARE OPPORTUNIT | 105,912 | $2,020 | 0.1% | $17.23 | — | SHS | 879105104 |
| XENWX | EATON VANCE NEW YORK MUN BD | 146,108 | $1,765 | 0.1% | $11.36 | — | COM | 27827Y109 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 117,500 | $1,527 | 0.1% | $12.50 | — | COM | 09254G108 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 142,750 | $1,485 | 0.1% | $10.25 | — | COM | 00302M106 |
| — | DWS STRATEGIC MUN INCOME TR | 123,270 | $1,464 | 0.1% | $10.40 | — | COM | 23342Q101 |
| — | NUVEEN CALIF MUN VALUE FD | 126,809 | $1,351 | 0.1% | $9.22 | — | COM | 67062C107 |
| — | MFS INVT GRADE MUN TR | 127,697 | $1,247 | 0.1% | $9.04 | — | SH BEN INT | 59318B108 |
| — | VOYA GLBL EQTY DIV & PREM OP | 185,510 | $1,148 | 0.1% | $6.11 | — | COM | 92912T100 |
| XLI | SELECT SECTOR SPDR TR | 12,050 | $982 | 0.1% | $73.91 | — | SBI INT-INDS | 81369Y704 |
| — | NUVEEN ENHANCED MUN VALUE FD | 64,795 | $964 | 0.1% | $13.19 | — | COM | 67074M101 |
| — | HANCOCK JOHN INV TRUST | 107,091 | $757 | 0.0% | $6.83 | — | TAX ADV GLB SH | 41013P749 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 41,493 | $606 | 0.0% | $12.08 | — | COM | 67064R102 |
| — | VOYA GLBL ADV & PREM OPP FD | 53,719 | $563 | 0.0% | $9.30 | — | COM | 92912R104 |
| — | BLACKROCK INCOME TR INC | 82,843 | $501 | 0.0% | $6.36 | — | COM | 09247F100 |
| — | DELAWARE ENHANCED GBL DIV & | 22,981 | $239 | 0.0% | $10.77 | — | COM | 246060107 |
| — | WESTERN ASSET MUN HI INCM FD | 21,712 | $165 | 0.0% | $6.93 | — | COM | 95766N103 |