CIK: 0001436866 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value ($000): $1,666,514 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWJ | ISHARES INC | 4,635,628 | $228,954 | 13.7% | $51.91 | — | MSCI JPN ETF NEW | 46434G822 |
| IEF | ISHARES TR | 1,267,850 | $154,018 | 9.2% | $111.84 | — | BARCLAYS 7 10 YR | 464287440 |
| EZU | ISHARES INC | 2,907,291 | $88,701 | 5.3% | $37.29 | — | MSCI EURZONE ETF | 464286608 |
| MBB | ISHARES TR | 517,600 | $57,164 | 3.4% | $107.63 | — | MBS ETF | 464288588 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 8,383,827 | $55,166 | 3.3% | $8.61 | — | COM SH BEN INT | 00326L100 |
| SPY | SPDR S&P 500 ETF TR | 179,195 | $46,188 | 2.8% | $275.74 | — | TR UNIT | 78462F103 |
| — | MFS INTER INCOME TR | 11,850,354 | $42,661 | 2.6% | $3.92 | — | SH BEN INT | 55273C107 |
| — | JAPAN SMALLER CAPITALIZATION | 5,716,712 | $40,303 | 2.4% | $9.11 | — | COM | 47109U104 |
| EWQ | ISHARES INC | 1,482,174 | $34,742 | 2.1% | $28.09 | — | MSCI FRANCE ETF | 464286707 |
| — | BLACKROCK ENHANCED GLOBAL DI | 4,014,990 | $33,284 | 2.0% | $12.68 | — | COM | 092501105 |
| — | BLACKROCK ENHANCED INTL DIV | 7,106,696 | $31,980 | 1.9% | $5.94 | — | COM BENE INTER | 092524107 |
| — | WESTERN AST INFL LKD OPP & I | 2,967,453 | $28,369 | 1.7% | $11.50 | — | COM | 95766R104 |
| EWL | ISHARES INC | 796,280 | $28,156 | 1.7% | $31.84 | — | MSCI SWITZERLAND | 464286749 |
| — | BLACKROCK RES & COMMODITIES | 5,380,650 | $27,118 | 1.6% | $10.01 | — | SHS | 09257A108 |
| — | MORGAN STANLEY CHINA A SH FD | 1,481,021 | $26,836 | 1.6% | $25.10 | — | COM | 617468103 |
| — | ADAMS DIVERSIFIED EQUITY FD | 2,061,562 | $25,955 | 1.6% | $13.83 | — | COM | 006212104 |
| — | EATON VANCE LTD DUR INCOME F | 2,350,788 | $24,848 | 1.5% | $12.67 | — | COM | 27828H105 |
| — | DWS MUN INCOME TR | 2,233,848 | $24,081 | 1.4% | $10.82 | — | COM | 233368109 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 3,560,355 | $22,252 | 1.3% | $7.14 | — | COM | 00306J109 |
| GOVT | ISHARES TR | 766,000 | $21,456 | 1.3% | $28.01 | — | US TREAS BD ETF | 46429B267 |
| — | GENERAL AMERN INVS INC | 744,397 | $20,419 | 1.2% | $33.52 | — | COM | 368802104 |
| — | ABERDEEN EMRG MRKTS EQT INM | 3,770,982 | $19,534 | 1.2% | $6.81 | — | COM | 00301W105 |
| — | BLACKROCK MUNIYIELD QLTY FD | 1,457,768 | $18,630 | 1.1% | $12.72 | — | COM | 09254E103 |
| — | MFS GOVT MKTS INCOME TR | 3,831,533 | $17,357 | 1.0% | $4.54 | — | SH BEN INT | 552939100 |
| — | NEW GERMANY FD INC | 1,448,811 | $16,821 | 1.0% | $16.16 | — | COM | 644465106 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 1,255,604 | $16,009 | 1.0% | $13.04 | — | COM | 01864U106 |
| — | TEMPLETON EMERGING MKTS FD I | 1,391,147 | $15,511 | 0.9% | $14.67 | — | COM | 880191101 |
| EWA | ISHARES INC | 992,811 | $15,428 | 0.9% | $23.06 | — | MSCI AUST ETF | 464286103 |
| — | DUFF & PHELPS UTIL CORP BD T | 1,827,513 | $15,296 | 0.9% | $9.14 | — | COM | 26432K108 |
| — | HANCOCK JOHN INCOME SECS TR | 990,915 | $13,813 | 0.8% | $13.80 | — | COM | 410123103 |
| — | EUROPEAN EQUITY FUND | 1,932,317 | $13,661 | 0.8% | $7.57 | — | COM | 298768102 |
| — | WESTERN ASSET PREMIER BD FD | 1,197,760 | $13,499 | 0.8% | $12.81 | — | SHS BEN INT | 957664105 |
| — | NUVEEN SELECT TAX FREE INCOM | 927,550 | $13,180 | 0.8% | $13.67 | — | SH BEN INT | 67063C106 |
| — | EATON VANCE MUNI INCOME TRUS | 1,098,778 | $13,163 | 0.8% | $11.81 | — | SH BEN INT | 27826U108 |
| — | TEMPLETON DRAGON FD INC | 732,778 | $12,494 | 0.7% | $24.17 | — | COM | 88018T101 |
| — | EATON VANCE MUN BD FD | 998,992 | $12,467 | 0.7% | $12.30 | — | COM | 27827X101 |
| — | KOREA FD | 534,220 | $11,945 | 0.7% | $34.05 | — | COM NEW | 500634209 |
| EWG | ISHARES INC | 513,581 | $11,032 | 0.7% | $29.19 | — | MSCI GERMANY ETF | 464286806 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,102,499 | $10,595 | 0.6% | $11.97 | — | COM | 01883A107 |
| — | HANCOCK JOHN INVS TR | 838,543 | $10,549 | 0.6% | $15.31 | — | COM | 410142103 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 820,583 | $10,536 | 0.6% | $13.61 | — | COM | 09255K108 |
| — | NUVEEN QUALITY MUNCP INCOME | 711,538 | $9,777 | 0.6% | $14.05 | — | COM | 67066V101 |
| — | CENTRAL SECS CORP | 378,351 | $9,769 | 0.6% | $24.04 | — | COM | 155123102 |
| — | TAIWAN FD INC | 585,335 | $9,629 | 0.6% | $16.68 | — | COM | 874036106 |
| — | TEMPLETON GLOBAL INCOME FD | 1,784,172 | $9,545 | 0.6% | $5.88 | — | COM | 880198106 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 725,941 | $9,481 | 0.6% | $13.20 | — | COM | 09253X102 |
| SUB | ISHARES TR | 88,186 | $9,374 | 0.6% | $106.13 | — | SHRT NAT MUN ETF | 464288158 |
| — | VOYA EMERGING MKTS HIGH DIVI | 1,506,207 | $8,781 | 0.5% | $8.72 | — | COM | 92912P108 |
| — | WESTERN ASSET INTER MUNI FD | 1,035,968 | $8,733 | 0.5% | $8.67 | — | COM | 958435109 |
| — | BLACKROCK ENH CAP & INC FD I | 636,783 | $8,272 | 0.5% | $14.39 | — | COM | 09256A109 |
| — | BLACKROCK FLOATING RATE INCO | 809,700 | $7,943 | 0.5% | $12.15 | — | COM | 091941104 |
| — | NUVEEN AMT FREE QLTY MUN INC | 561,999 | $7,609 | 0.5% | $13.63 | — | COM | 670657105 |
| — | CBRE CLARION GLOBAL REAL EST | 1,418,973 | $7,435 | 0.4% | $7.98 | — | COM | 12504G100 |
| — | SPROTT FOCUS TR INC | 1,442,166 | $7,269 | 0.4% | $7.07 | — | COM | 85208J109 |
| — | NUVEEN AMT-FREE MUN VALUE FD | 450,894 | $7,056 | 0.4% | $15.65 | — | COM | 670695105 |
| — | NUVEEN MULTI MKT INCOME FD | 1,144,376 | $6,984 | 0.4% | $7.18 | — | COM | 67075J107 |
| — | BLACKROCK ENHANCED EQUITY DI | 1,065,081 | $6,955 | 0.4% | $8.17 | — | COM | 09251A104 |
| XPMAX | PIONEER MUN HIGH INCOME ADVA | 680,614 | $6,929 | 0.4% | $10.18 | — | COM | 723762100 |
| — | ABERDEEN AUSTRALIA EQUITY FD | 1,713,334 | $6,682 | 0.4% | $5.08 | — | COM | 003011103 |
| — | NUVEEN SELECT TAX FREE INCOM | 430,888 | $6,636 | 0.4% | $14.66 | — | SH BEN INT | 67063X100 |
| — | NUVEEN SELECT MAT MUN FD | 663,300 | $6,480 | 0.4% | $9.78 | — | SH BEN INT | 67061T101 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 1,834,456 | $6,200 | 0.4% | $3.84 | — | COM | 003009107 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 1,422,665 | $6,032 | 0.4% | $6.11 | — | COM SH BEN INT | 00302L108 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 460,941 | $5,849 | 0.4% | $12.61 | — | SH BEN INT | 09248E102 |
| — | THE CENTRAL AND EASTERN EU I | 327,710 | $5,748 | 0.3% | $27.76 | — | COM | 153436100 |
| — | FIRST TRUST MORTGAGE INCM FD | 438,798 | $5,557 | 0.3% | $15.14 | — | COM SHS | 33734E103 |
| — | EATON VANCE TAX-MANAGED GLOB | 868,527 | $5,541 | 0.3% | $6.38 | — | COM | 27829F108 |
| XXCHNXX | CHINA FD INC | 282,052 | $5,207 | 0.3% | $19.31 | — | COM | 169373107 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 536,958 | $4,924 | 0.3% | $14.01 | — | COM SHS | 33740D107 |
| — | NEW IRELAND FD INC | 749,342 | $4,623 | 0.3% | $10.52 | — | COM | 645673104 |
| — | MFS CHARTER INCOME TR | 603,621 | $4,467 | 0.3% | $8.12 | — | SH BEN INT | 552727109 |
| — | NUVEEN MUN VALUE FD INC | 454,776 | $4,439 | 0.3% | $9.76 | — | COM | 670928100 |
| — | BLACKROCK MUNIHOLDINGS QUALI | 346,273 | $4,155 | 0.2% | $12.16 | — | COM | 09254C107 |
| — | LAZARD GLOBAL TOTAL RETURN & | 316,728 | $3,804 | 0.2% | $16.21 | — | COM | 52106W103 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 272,594 | $3,566 | 0.2% | $13.13 | — | COM | 09254P108 |
| — | DTF TAX-FREE INCOME INC | 254,857 | $3,555 | 0.2% | $12.90 | — | COM | 23334J107 |
| — | EATON VANCE SH TM DR DIVR IN | 319,265 | $3,490 | 0.2% | $12.80 | — | COM | 27828V104 |
| — | VOYA ASIA PAC DIVID EQUITY I | 521,612 | $3,396 | 0.2% | $8.93 | — | COM | 92912J102 |
| — | FEDERATED PREM MUN INC FD | 253,819 | $3,312 | 0.2% | $12.92 | — | COM | 31423P108 |
| — | MACQUARIE GLOBAL INFRASTRUCT | 212,991 | $3,299 | 0.2% | $19.67 | — | COM | 55608D101 |
| VTEB | VANGUARD MUN BD FD INC | 60,959 | $3,225 | 0.2% | $52.90 | — | TAX EXEMPT BD | 922907746 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 232,002 | $3,074 | 0.2% | $12.66 | — | SH BEN INT | 09248L106 |
| — | NUVEEN SELECT TAX-FREE INCOM | 195,026 | $2,920 | 0.2% | $14.97 | — | SH BEN INT | 67062F100 |
| — | NUVEEN GEORGIA QLTY MUN INC | 242,824 | $2,885 | 0.2% | $11.64 | — | COM | 67072B107 |
| — | NUVEEN REAL ESTATE INCOME FD | 403,330 | $2,739 | 0.2% | $9.11 | — | COM | 67071B108 |
| — | SWISS HELVETIA FD INC | 393,289 | $2,733 | 0.2% | $11.37 | — | COM | 870875101 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 207,183 | $2,476 | 0.1% | $12.00 | — | COM | 09254A101 |
| — | BLACKROCK INCOME TR INC | 428,146 | $2,466 | 0.1% | $5.88 | — | COM | 09247F100 |
| — | NUVEEN INT DUR QUAL MUN TRM | 178,683 | $2,382 | 0.1% | $13.66 | — | COM | 670677103 |
| — | MORGAN STANLEY INDIA INVS FD | 173,696 | $2,225 | 0.1% | $18.07 | — | COM | 61745C105 |
| — | BLACKROCK CORE BD TR | 167,989 | $2,222 | 0.1% | $12.20 | — | SHS BEN INT | 09249E101 |
| — | ROYCE VALUE TR INC | 223,796 | $2,164 | 0.1% | $11.09 | — | COM | 780910105 |
| — | WESTERN ASST INFLTN LKD INM | 203,758 | $2,141 | 0.1% | $11.53 | — | COM SH BEN INT | 95766Q106 |
| — | MEXICO FD INC | 252,424 | $2,100 | 0.1% | $15.84 | — | COM | 592835102 |
| — | INVESCO BD FD | 116,400 | $2,060 | 0.1% | $17.70 | — | COM | 46132L107 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 192,347 | $2,029 | 0.1% | $10.21 | — | COM | 27828A100 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 191,279 | $2,016 | 0.1% | $12.67 | — | COM | 10537L104 |
| — | INDIA FD INC | 137,956 | $1,879 | 0.1% | $20.37 | — | COM | 454089103 |
| — | MFS MUN INCOME TR | 285,889 | $1,827 | 0.1% | $6.18 | — | SH BEN INT | 552738106 |
| — | TEKLA HEALTHCARE OPPORTUNITI | 117,567 | $1,806 | 0.1% | $17.04 | — | SHS | 879105104 |
| — | ROYCE GLOBAL VALUE TR INC | 221,607 | $1,782 | 0.1% | $7.43 | — | COM | 78081T104 |
| XENWX | EATON VANCE NEW YORK MUN BD | 146,108 | $1,690 | 0.1% | $11.36 | — | COM | 27827Y109 |
| — | ADAM NAT RES FD INC | 198,849 | $1,648 | 0.1% | $19.46 | — | COM | 00548F105 |
| — | DWS STRATEGIC MUN INCOME TR | 141,670 | $1,462 | 0.1% | $10.39 | — | COM | 23342Q101 |
| XMQTX | BLACKROCK MUNIYIELD QUALITY | 117,500 | $1,451 | 0.1% | $12.50 | — | COM | 09254G108 |
| — | NUVEEN DOW 30 DYNAMIC OVERWR | 113,938 | $1,427 | 0.1% | $12.52 | — | SHS | 67075F105 |
| — | MADISON COVERED CALL & EQUIT | 279,669 | $1,415 | 0.1% | $5.06 | — | COM | 557437100 |
| — | VOYA GLBL EQTY DIV & PREM OP | 295,810 | $1,349 | 0.1% | $5.53 | — | COM | 92912T100 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 132,395 | $1,313 | 0.1% | $15.61 | — | COM | 33731K102 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 65,807 | $1,250 | 0.1% | $18.99 | — | COM SHS | 670699107 |
| — | EATON VANCE NATL MUN OPPORTU | 62,300 | $1,215 | 0.1% | $19.50 | — | COM SHS | 27829L105 |
| — | MFS INVT GRADE MUN TR | 126,097 | $1,156 | 0.1% | $9.04 | — | SH BEN INT | 59318B108 |
| — | TEKLA LIFE SCIENCES INVS | 73,511 | $1,101 | 0.1% | $14.98 | — | SH BEN INT | 87911K100 |
| — | WESTERN ASSET MUN DEF OPP TR | 57,581 | $1,087 | 0.1% | $18.88 | — | COM | 95768A109 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 142,750 | $1,048 | 0.1% | $10.25 | — | COM | 00302M106 |
| — | WESTERN ASSET INVESTMENT GRA | 62,300 | $831 | 0.0% | $13.34 | — | COM | 95766T100 |
| — | WESTERN ASSET MUN HIGH INCOM | 112,923 | $798 | 0.0% | $7.04 | — | COM | 95766N103 |
| XLI | SELECT SECTOR SPDR TR | 12,050 | $711 | 0.0% | $73.91 | — | SBI INT-INDS | 81369Y704 |
| — | VOYA GLBL ADV & PREM OPP FD | 90,329 | $692 | 0.0% | $8.64 | — | COM | 92912R104 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 84,480 | $684 | 0.0% | $8.10 | — | COM | 09253R105 |
| — | WESTERN ASSET GLOBAL CP DEFI | 46,924 | $644 | 0.0% | $17.05 | — | COM | 95790C107 |
| — | HANCOCK JOHN INVT TR | 127,184 | $637 | 0.0% | $6.54 | — | TAX ADV GLB SH | 41013P749 |
| — | NUVEEN CALIF MUN VALUE FD IN | 54,614 | $546 | 0.0% | $9.22 | — | COM | 67062C107 |
| — | LIBERTY ALL STAR EQUITY FD | 50,000 | $242 | 0.0% | $4.84 | — | SH BEN INT | 530158104 |
| — | TRI CONTL CORP | 7,850 | $164 | 0.0% | $20.89 | — | COM | 895436103 |
| — | BLACKROCK MUN 2020 TERM TR | 8,700 | $128 | 0.0% | $14.71 | — | COM SHS | 09249X109 |