Silver Rock Financial LP Diversified Active

CIK: 0001674784 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $175,141 (100.0% shares, 0.0% debt)

Holdings (18)

SPY SPDR S&P 500 ETF TR 36.3%

Value ($000) $63,629 Shares 190,000 Est. Cost — Unrealized —

DAL DELTA AIR LINES INC DEL 9.1%

Value ($000) $16,019 Shares 524,000 Est. Cost — Unrealized —

STKL SUNOPTA INC 8.8%

Value ($000) $15,362 Shares 2,073,166 Est. Cost $2.69 Unrealized +136.1%

CF CF INDS HLDGS INC 8.8%

Value ($000) $15,326 Shares 499,227 Est. Cost $34.25 Unrealized -17.7%

— LUMEN TECHNOLOGIES INC 7.0%

Value ($000) $12,310 Shares 1,222,397 Est. Cost $15.10 Unrealized —

BHC BAUSCH HEALTH COS INC 6.3%

Value ($000) $11,042 Shares 711,000 Est. Cost $21.26 Unrealized -19.0%

— ARDAGH GROUP S A 5.8%

Value ($000) $10,192 Shares 724,387 Est. Cost $18.06 Unrealized —

CMCSA COMCAST CORP NEW 4.4%

Value ($000) $7,661 Shares 165,753 Est. Cost $36.05 Unrealized +4.4%

CSTM CONSTELLIUM SE 4.3%

Value ($000) $7,506 Shares 956,234 Est. Cost $12.52 Unrealized -34.0%

RTP/U REINVENT TECHNOLOGY PARTNERS 3.3%

Value ($000) $5,735 Shares 500,000 Est. Cost $11.47 Unrealized —

— ENDURANCE INTL GROUP HLDGS I 2.5%

Value ($000) $4,298 Shares 750,000 Est. Cost $6.79 Unrealized —

— CHURCHILL CAPITAL CORP IV 1.1%

Value ($000) $1,956 Shares 200,000 Est. Cost $9.78 Unrealized —

— NESCO HLDGS INC 0.8%

Value ($000) $1,466 Shares 356,811 Est. Cost $3.90 Unrealized —

— FALCON CAPITAL ACQUISITN COR 0.6%

Value ($000) $1,027 Shares 100,000 Est. Cost $10.27 Unrealized —

— GORES METROPOULOS INC 0.4%

Value ($000) $669 Shares 214,278 Est. Cost $0.50 Unrealized —

— GLOBALSTAR INC 0.3%

Value ($000) $596 Shares 1,934,108 Est. Cost $1.27 Unrealized —

— LAREDO PETROLEUM INC 0.1%

Value ($000) $244 Shares 24,968 Est. Cost $13.82 Unrealized —

— VESPER HEALTHCARE ACQSTN COR 0.1%

Value ($000) $103 Shares 10,000 Est. Cost $10.30 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	190,000	$63,629	36.3%	—	—	Put	78462F103
DAL	DELTA AIR LINES INC DEL	524,000	$16,019	9.1%	—	—	Call	247361702
STKL	SUNOPTA INC	2,073,166	$15,362	8.8%	$2.69	+136.1%	COM	8676EP108
CF	CF INDS HLDGS INC	499,227	$15,326	8.8%	$34.25	-17.7%	COM	125269100
—	LUMEN TECHNOLOGIES INC	1,222,397	$12,310	7.0%	$15.10	—	COM	156700106
BHC	BAUSCH HEALTH COS INC	711,000	$11,042	6.3%	$21.26	-19.0%	COM	071734107
—	ARDAGH GROUP S A	724,387	$10,192	5.8%	$18.06	—	CL A	L0223L101
CMCSA	COMCAST CORP NEW	165,753	$7,661	4.4%	$36.05	+4.4%	CL A	20030N101
CSTM	CONSTELLIUM SE	956,234	$7,506	4.3%	$12.52	-34.0%	CL A SHS	F21107101
RTP/U	REINVENT TECHNOLOGY PARTNERS	500,000	$5,735	3.3%	$11.47	—	UNIT 99/99/9999	G7483N111
—	ENDURANCE INTL GROUP HLDGS I	750,000	$4,298	2.5%	$6.79	—	COM	29272B105
—	CHURCHILL CAPITAL CORP IV	200,000	$1,956	1.1%	$9.78	—	CL A	171439102
—	NESCO HLDGS INC	356,811	$1,466	0.8%	$3.90	—	COM	64083J104
—	FALCON CAPITAL ACQUISITN COR	100,000	$1,027	0.6%	$10.27	—	UNIT 08/20/2027	30606L207
—	GORES METROPOULOS INC	214,278	$669	0.4%	$0.50	—	*W EXP 01/28/202	382872117
—	GLOBALSTAR INC	1,934,108	$596	0.3%	$1.27	—	COM	378973408
—	LAREDO PETROLEUM INC	24,968	$244	0.1%	$13.82	—	COM	516806205
—	VESPER HEALTHCARE ACQSTN COR	10,000	$103	0.1%	$10.30	—	UNIT 99/99/9999	92538T203