Silver Rock Financial LP Diversified Active

Location: Los Angeles, CA

CIK: 0001674784 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value: $175M (100.0% shares, 0.0% debt)

Holdings (18)

SPY SPDR S&P 500 ETF TR 36.3%

Value $63.63M Shares 190,000 Share Price $334.89 Est. Cost/Share — Unrealized @ Report Date —

DAL DELTA AIR LINES INC DEL 9.1%

Value $16.02M Shares 524,000 Share Price $30.57 Est. Cost/Share — Unrealized @ Report Date —

STKL SUNOPTA INC 8.8%

Value $15.36M Shares 2,073,166 Share Price $7.41 * Est. Cost/Share $2.69 Unrealized @ Report Date +136.1%

CF CF INDS HLDGS INC 8.8%

Value $15.33M Shares 499,227 Share Price $30.70 * Est. Cost/Share $34.25 Unrealized @ Report Date -17.7%

— LUMEN TECHNOLOGIES INC 7.0%

Value $12.31M Shares 1,222,397 Share Price $10.07 Est. Cost/Share $15.10 Unrealized @ Report Date —

BHC BAUSCH HEALTH COS INC 6.3%

Value $11.04M Shares 711,000 Share Price $15.53 * Est. Cost/Share $21.26 Unrealized @ Report Date -19.0%

— ARDAGH GROUP S A 5.8%

Value $10.19M Shares 724,387 Share Price $14.07 Est. Cost/Share $18.06 Unrealized @ Report Date —

CMCSA COMCAST CORP NEW 4.4%

Value $7.661M Shares 165,753 Share Price $46.22 * Est. Cost/Share $36.05 Unrealized @ Report Date +4.4%

CSTM CONSTELLIUM SE 4.3%

Value $7.506M Shares 956,234 Share Price $7.85 * Est. Cost/Share $12.52 Unrealized @ Report Date -34.0%

RTP/U REINVENT TECHNOLOGY PARTNERS 3.3%

Value $5.735M Shares 500,000 Share Price $11.47 Est. Cost/Share $11.47 Unrealized @ Report Date —

— ENDURANCE INTL GROUP HLDGS I 2.5%

Value $4.298M Shares 750,000 Share Price $5.73 Est. Cost/Share $6.79 Unrealized @ Report Date —

— CHURCHILL CAPITAL CORP IV 1.1%

Value $1.956M Shares 200,000 Share Price $9.78 Est. Cost/Share $9.78 Unrealized @ Report Date —

— NESCO HLDGS INC 0.8%

Value $1.466M Shares 356,811 Share Price $4.11 Est. Cost/Share $3.90 Unrealized @ Report Date —

— FALCON CAPITAL ACQUISITN COR 0.6%

Value $1.027M Shares 100,000 Share Price $10.27 Est. Cost/Share $10.27 Unrealized @ Report Date —

— GORES METROPOULOS INC 0.4%

Value $669K Shares 214,278 Share Price $3.12 Est. Cost/Share $0.50 Unrealized @ Report Date —

— GLOBALSTAR INC 0.3%

Value $596K Shares 1,934,108 Share Price $0.31 Est. Cost/Share $1.27 Unrealized @ Report Date —

— LAREDO PETROLEUM INC 0.1%

Value $244K Shares 24,968 Share Price $9.77 Est. Cost/Share $13.82 Unrealized @ Report Date —

— VESPER HEALTHCARE ACQSTN COR 0.1%

Value $103K Shares 10,000 Share Price $10.30 Est. Cost/Share $10.30 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	190,000	$63.63M	36.3%	$334.89	—	—	Put	78462F103
DAL	DELTA AIR LINES INC DEL	524,000	$16.02M	9.1%	$30.57	—	—	Call	247361702
STKL	SUNOPTA INC	2,073,166	$15.36M	8.8%	$7.41 *	$2.69	+136.1%	COM	8676EP108
CF	CF INDS HLDGS INC	499,227	$15.33M	8.8%	$30.70 *	$34.25	-17.7%	COM	125269100
—	LUMEN TECHNOLOGIES INC	1,222,397	$12.31M	7.0%	$10.07	$15.10	—	COM	156700106
BHC	BAUSCH HEALTH COS INC	711,000	$11.04M	6.3%	$15.53 *	$21.26	-19.0%	COM	071734107
—	ARDAGH GROUP S A	724,387	$10.19M	5.8%	$14.07	$18.06	—	CL A	L0223L101
CMCSA	COMCAST CORP NEW	165,753	$7.661M	4.4%	$46.22 *	$36.05	+4.4%	CL A	20030N101
CSTM	CONSTELLIUM SE	956,234	$7.506M	4.3%	$7.85 *	$12.52	-34.0%	CL A SHS	F21107101
RTP/U	REINVENT TECHNOLOGY PARTNERS	500,000	$5.735M	3.3%	$11.47	$11.47	—	UNIT 99/99/9999	G7483N111
—	ENDURANCE INTL GROUP HLDGS I	750,000	$4.298M	2.5%	$5.73	$6.79	—	COM	29272B105
—	CHURCHILL CAPITAL CORP IV	200,000	$1.956M	1.1%	$9.78	$9.78	—	CL A	171439102
—	NESCO HLDGS INC	356,811	$1.466M	0.8%	$4.11	$3.90	—	COM	64083J104
—	FALCON CAPITAL ACQUISITN COR	100,000	$1.027M	0.6%	$10.27	$10.27	—	UNIT 08/20/2027	30606L207
—	GORES METROPOULOS INC	214,278	$669K	0.4%	$3.12	$0.50	—	*W EXP 01/28/202	382872117
—	GLOBALSTAR INC	1,934,108	$596K	0.3%	$0.31	$1.27	—	COM	378973408
—	LAREDO PETROLEUM INC	24,968	$244K	0.1%	$9.77	$13.82	—	COM	516806205
—	VESPER HEALTHCARE ACQSTN COR	10,000	$103K	0.1%	$10.30	$10.30	—	UNIT 99/99/9999	92538T203