Silver Rock Financial LP Diversified Active

Location: Los Angeles, CA

CIK: 0001674784 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value: $295M (100.0% shares, 0.0% debt)

Holdings (40)

SPY SPDR S&P 500 ETF TR 24.1%

Value $71.03M Shares 190,000 Est. Cost $373.85 Unrealized —

STKL SUNOPTA INC 8.2%

Value $24.19M Shares 2,073,166 Est. Cost $2.69 Unrealized +226.8%

DAL DELTA AIR LINES INC DEL 6.1%

Value $17.84M Shares 444,000 Est. Cost — Unrealized —

BHC BAUSCH HEALTH COS INC 5.0%

Value $14.78M Shares 711,000 Est. Cost $21.26 Unrealized -12.3%

CF CF INDS HLDGS INC 4.9%

Value $14.57M Shares 376,424 Est. Cost $34.25 Unrealized -14.0%

CSTM CONSTELLIUM SE 4.5%

Value $13.37M Shares 956,234 Est. Cost $12.52 Unrealized -9.8%

— ARDAGH GROUP S A 4.2%

Value $12.34M Shares 717,061 Est. Cost $18.06 Unrealized —

— LUMEN TECHNOLOGIES INC 4.0%

Value $11.91M Shares 1,222,397 Est. Cost $15.10 Unrealized —

— LUX HEALTH TECH ACQUISITION 3.1%

Value $9.184M Shares 800,000 Est. Cost $11.48 Unrealized —

— LANDCADIA HOLDINGS III INC 3.0%

Value $8.928M Shares 800,000 Est. Cost $11.16 Unrealized —

— HORIZON ACQUISITION CORPORAT 2.9%

Value $8.396M Shares 771,656 Est. Cost $10.88 Unrealized —

IIAC/U INVESTINDUSTRIAL ACQUISITION 2.6%

Value $7.733M Shares 750,000 Est. Cost $10.31 Unrealized —

— APOLLO STRATEGIC GROWTH CAPT 2.6%

Value $7.651M Shares 700,000 Est. Cost $10.93 Unrealized —

— SPORTS ENTERTAINMENT ACQU CO 2.6%

Value $7.574M Shares 700,000 Est. Cost $10.82 Unrealized —

— TPG PACE TECH OPPORTUNITIES 2.0%

Value $5.765M Shares 500,000 Est. Cost $11.53 Unrealized —

— MOTIVE CAPITAL CORP 1.8%

Value $5.25M Shares 500,000 Est. Cost $10.50 Unrealized —

— REINVENT TECHNOLOGY PARTNERS 1.6%

Value $4.596M Shares 400,000 Est. Cost $11.49 Unrealized —

— CHURCHILL CAPITAL CORP IV 1.5%

Value $4.299M Shares 417,408 Est. Cost $10.30 Unrealized —

— PRIME IMPACT ACQUISITION I 1.4%

Value $4.213M Shares 399,299 Est. Cost $10.55 Unrealized —

— AEQUI ACQUISITION CORP 1.4%

Value $4.032M Shares 400,000 Est. Cost $10.08 Unrealized —

RTPZ/U REINVENT TECHNOLOGY PARTNERS 1.4%

Value $4.022M Shares 350,000 Est. Cost $11.49 Unrealized —

VGAC/U VG ACQUISITION CORP 1.3%

Value $3.936M Shares 328,036 Est. Cost $12.00 Unrealized —

— AJAX I 1.3%

Value $3.723M Shares 300,000 Est. Cost $12.41 Unrealized —

— LUMINAR TECHNOLOGIES INC 0.9%

Value $2.681M Shares 159,278 Est. Cost $16.83 Unrealized —

— GORES HOLDINGS VI INC 0.9%

Value $2.65M Shares 250,000 Est. Cost $10.60 Unrealized —

— NESCO HLDGS INC 0.9%

Value $2.623M Shares 356,811 Est. Cost $3.90 Unrealized —

— SOCIAL CAPITAL HEDOSOPHA HLD 0.9%

Value $2.582M Shares 200,000 Est. Cost $12.91 Unrealized —

— VY GLOBAL GROWTH 0.7%

Value $2.17M Shares 200,000 Est. Cost $10.85 Unrealized —

— CHURCHILL CAPITAL CORP IV 0.7%

Value $2.002M Shares 200,000 Est. Cost $9.78 Unrealized —

— HIGHLAND TRANSCEND PARTNERS 0.5%

Value $1.59M Shares 150,000 Est. Cost $10.60 Unrealized —

— FIRSTMARK HORIZON ACQUISITIO 0.5%

Value $1.368M Shares 120,000 Est. Cost $11.40 Unrealized —

— COHN ROBBINS HOLDINGS CORP 0.5%

Value $1.344M Shares 125,000 Est. Cost $10.75 Unrealized —

IPOE/U SOCIAL CAPITAL HEDOSOPHA HLD 0.4%

Value $1.318M Shares 100,000 Est. Cost $13.18 Unrealized —

— ALTIMETER GROWTH CORP 0.4%

Value $1.298M Shares 100,000 Est. Cost $12.98 Unrealized —

— FALCON CAPITAL ACQUISITN COR 0.4%

Value $1.071M Shares 100,000 Est. Cost $10.27 Unrealized —

— MARQUEE RAINE ACQUISITION CO 0.3%

Value $758K Shares 70,000 Est. Cost $10.83 Unrealized —

— GLOBALSTAR INC 0.2%

Value $657K Shares 1,934,108 Est. Cost $1.27 Unrealized —

— LAREDO PETROLEUM INC 0.2%

Value $492K Shares 24,968 Est. Cost $13.82 Unrealized —

— REINVENT TECHNOLOGY PARTNERS 0.1%

Value $327K Shares 100,000 Est. Cost $3.27 Unrealized —

— SOCIAL CAPITAL HEDOSOPHA HLD 0.1%

Value $293K Shares 20,000 Est. Cost $14.65 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	190,000	$71.03M	24.1%	$373.85	—	TR UNIT	78462F103
STKL	SUNOPTA INC	2,073,166	$24.19M	8.2%	$2.69	+226.8%	COM	8676EP108
DAL	DELTA AIR LINES INC DEL	444,000	$17.84M	6.1%	—	—	Call	247361702
BHC	BAUSCH HEALTH COS INC	711,000	$14.78M	5.0%	$21.26	-12.3%	COM	071734107
CF	CF INDS HLDGS INC	376,424	$14.57M	4.9%	$34.25	-14.0%	COM	125269100
CSTM	CONSTELLIUM SE	956,234	$13.37M	4.5%	$12.52	-9.8%	CL A SHS	F21107101
—	ARDAGH GROUP S A	717,061	$12.34M	4.2%	$18.06	—	CL A	L0223L101
—	LUMEN TECHNOLOGIES INC	1,222,397	$11.91M	4.0%	$15.10	—	COM	156700106
—	LUX HEALTH TECH ACQUISITION	800,000	$9.184M	3.1%	$11.48	—	UNIT 11/30/2027	55068A209
—	LANDCADIA HOLDINGS III INC	800,000	$8.928M	3.0%	$11.16	—	UNIT 99/99/9999	51476H209
—	HORIZON ACQUISITION CORPORAT	771,656	$8.396M	2.9%	$10.88	—	UNIT 99/99/9999	G46044122
IIAC/U	INVESTINDUSTRIAL ACQUISITION	750,000	$7.733M	2.6%	$10.31	—	UNIT 99/99/9999	G4771L121
—	APOLLO STRATEGIC GROWTH CAPT	700,000	$7.651M	2.6%	$10.93	—	UNIT 99/99/9999	G0411R122
—	SPORTS ENTERTAINMENT ACQU CO	700,000	$7.574M	2.6%	$10.82	—	UNIT 99/99/9999	84918M205
—	TPG PACE TECH OPPORTUNITIES	500,000	$5.765M	2.0%	$11.53	—	UNIT 99/99/9999	G8990Y111
—	MOTIVE CAPITAL CORP	500,000	$5.25M	1.8%	$10.50	—	UNIT 99/99/9999	G6293A129
—	REINVENT TECHNOLOGY PARTNERS	400,000	$4.596M	1.6%	$11.49	—	CL A	G7483N129
—	CHURCHILL CAPITAL CORP IV	417,408	$4.299M	1.5%	$10.30	—	UNIT 99/99/9999	171439201
—	PRIME IMPACT ACQUISITION I	399,299	$4.213M	1.4%	$10.55	—	UNIT 10/01/2030	G61074111
—	AEQUI ACQUISITION CORP	400,000	$4.032M	1.4%	$10.08	—	UNIT 11/30/2027	00775W201
RTPZ/U	REINVENT TECHNOLOGY PARTNERS	350,000	$4.022M	1.4%	$11.49	—	UNIT 99/99/9999	G74847123
VGAC/U	VG ACQUISITION CORP	328,036	$3.936M	1.3%	$12.00	—	UNIT 99/99/9999	G9446E121
—	AJAX I	300,000	$3.723M	1.3%	$12.41	—	UNIT 99/99/9999	G0190X118
—	LUMINAR TECHNOLOGIES INC	159,278	$2.681M	0.9%	$16.83	—	*W EXP 12/02/202	550424113
—	GORES HOLDINGS VI INC	250,000	$2.65M	0.9%	$10.60	—	UNIT 08/24/2027	38286R204
—	NESCO HLDGS INC	356,811	$2.623M	0.9%	$3.90	—	COM	64083J104
—	SOCIAL CAPITAL HEDOSOPHA HLD	200,000	$2.582M	0.9%	$12.91	—	UNIT 99/99/9999	G8251L121
—	VY GLOBAL GROWTH	200,000	$2.17M	0.7%	$10.85	—	UNIT 99/99/9999	G9444H126
—	CHURCHILL CAPITAL CORP IV	200,000	$2.002M	0.7%	$9.78	—	CL A	171439102
—	HIGHLAND TRANSCEND PARTNERS	150,000	$1.59M	0.5%	$10.60	—	UNIT 99/99/9999	G44690116
—	FIRSTMARK HORIZON ACQUISITIO	120,000	$1.368M	0.5%	$11.40	—	UNIT 99/99/9999	33765Y200
—	COHN ROBBINS HOLDINGS CORP	125,000	$1.344M	0.5%	$10.75	—	UNIT 08/11/2025	G23726121
IPOE/U	SOCIAL CAPITAL HEDOSOPHA HLD	100,000	$1.318M	0.4%	$13.18	—	UNIT 99/99/9999	G8252P121
—	ALTIMETER GROWTH CORP	100,000	$1.298M	0.4%	$12.98	—	UNIT 99/99/9999	G0370L124
—	FALCON CAPITAL ACQUISITN COR	100,000	$1.071M	0.4%	$10.27	—	UNIT 08/20/2027	30606L207
—	MARQUEE RAINE ACQUISITION CO	70,000	$758K	0.3%	$10.83	—	UNIT 12/01/2025	G58442115
—	GLOBALSTAR INC	1,934,108	$657K	0.2%	$1.27	—	COM	378973408
—	LAREDO PETROLEUM INC	24,968	$492K	0.2%	$13.82	—	COM	516806205
—	REINVENT TECHNOLOGY PARTNERS	100,000	$327K	0.1%	$3.27	—	*W EXP 09/16/202	G7483N103
—	SOCIAL CAPITAL HEDOSOPHA HLD	20,000	$293K	0.1%	$14.65	—	UNIT 99/99/9999	G82514129