CIK: 0001436866 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value ($000): $1,994,451 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWJ | ISHARES INC | 4,058,721 | $285,125 | 14.3% | $53.50 | — | MSCI JPN ETF NEW | 46434G822 |
| IEF | ISHARES TR | 1,384,835 | $159,561 | 8.0% | $111.93 | — | BARCLAYS 7 10 YR | 464287440 |
| MBB | ISHARES TR | 1,378,760 | $149,099 | 7.5% | $108.56 | — | MBS ETF | 464288588 |
| GOVT | ISHARES TR | 3,517,675 | $93,324 | 4.7% | $27.28 | — | US TREAS BD ETF | 46429B267 |
| EZU | ISHARES INC | 1,877,366 | $90,339 | 4.5% | $37.29 | — | MSCI EURZONE ETF | 464286608 |
| LQD | ISHARES TR | 638,300 | $84,913 | 4.3% | $131.99 | — | IBOXX INV CP ETF | 464287242 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 6,232,164 | $60,701 | 3.0% | $8.61 | — | COM SH BEN INT | 00326L100 |
| EWL | ISHARES INC | 1,180,708 | $54,997 | 2.8% | $37.25 | — | MSCI SWITZERLAND | 464286749 |
| — | JAPAN SMALLER CAPITALIZATION | 4,874,481 | $44,114 | 2.2% | $9.11 | — | COM | 47109U104 |
| — | ADAMS DIVERSIFIED EQUITY FD | 2,100,336 | $41,587 | 2.1% | $13.90 | — | COM | 006212104 |
| — | WESTERN AST INFL LKD OPP & I | 3,064,140 | $40,722 | 2.0% | $11.58 | — | COM | 95766R104 |
| — | GENERAL AMERN INVS CO INC | 810,470 | $34,899 | 1.7% | $33.41 | — | COM | 368802104 |
| — | DWS MUN INCOME TR | 2,694,682 | $32,067 | 1.6% | $10.97 | — | COM | 233368109 |
| — | BLACKROCK ENHANCED GLOBAL DI | 2,734,066 | $32,016 | 1.6% | $12.62 | — | COM | 092501105 |
| — | ABERDEEN EMRG MRKTS EQT INM | 3,829,957 | $31,865 | 1.6% | $6.91 | — | COM | 00301W105 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 3,208,190 | $31,280 | 1.6% | $7.14 | — | COM | 00306J109 |
| — | MORGAN STANLEY CHINA A SH FD | 1,345,679 | $28,246 | 1.4% | $24.74 | — | COM | 617468103 |
| EWA | ISHARES INC | 1,122,398 | $27,858 | 1.4% | $24.39 | — | MSCI AUST ETF | 464286103 |
| — | BLACKROCK ENHANCED INTL DIV | 4,449,013 | $27,361 | 1.4% | $5.88 | — | COM BENE INTER | 092524107 |
| — | NEW GERMANY FD INC | 1,380,841 | $27,272 | 1.4% | $16.17 | — | COM | 644465106 |
| — | TAIWAN FD INC | 638,700 | $22,489 | 1.1% | $17.74 | — | COM | 874036106 |
| — | EUROPEAN EQUITY FD INC | 1,959,191 | $21,845 | 1.1% | $7.76 | — | COM | 298768102 |
| — | KOREA FD INC | 525,933 | $21,537 | 1.1% | $34.56 | — | COM NEW | 500634209 |
| — | BLACKROCK SCIENCE & TECHNOLO | 534,817 | $20,633 | 1.0% | $26.91 | — | SHS BEN INT | 09260K101 |
| — | TEMPLETON EMERGING MKTS FD | 1,170,643 | $19,866 | 1.0% | $14.64 | — | COM | 880191101 |
| MUB | ISHARES TR | 162,168 | $18,839 | 0.9% | $116.68 | — | NATIONAL MUN ETF | 464288414 |
| SPY | SPDR S&P 500 ETF TR | 43,295 | $18,580 | 0.9% | $275.74 | — | TR UNIT | 78462F103 |
| — | NUVEEN AMT-FREE MUN VALUE FD | 1,077,462 | $18,371 | 0.9% | $15.90 | — | COM | 670695105 |
| — | CENTRAL SECS CORP | 397,404 | $16,790 | 0.8% | $24.48 | — | COM | 155123102 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQUI | 1,248,940 | $16,099 | 0.8% | $12.74 | — | COM SHS | 33740D107 |
| — | WESTERN ASSET MANAGED MUNS F | 1,194,392 | $15,933 | 0.8% | $12.77 | — | COM | 95766M105 |
| — | VIRTUS DIVIDEND INTEREST & P | 1,051,626 | $15,596 | 0.8% | $13.78 | — | COM | 92840R101 |
| — | BLACKROCK MUNIYIELD QUALITY | 972,348 | $14,274 | 0.7% | $12.83 | — | COM | 09254E103 |
| — | WESTERN ASSET INTER MUNI FD | 1,432,155 | $13,964 | 0.7% | $8.84 | — | COM | 958435109 |
| — | WESTERN ASSET PREMIER BD FD | 963,517 | $13,605 | 0.7% | $12.96 | — | SHS BEN INT | 957664105 |
| XLK | SELECT SECTOR SPDR TR | 88,675 | $13,241 | 0.7% | $106.98 | — | TECHNOLOGY | 81369Y803 |
| — | HANCOCK JOHN INCOME SECS TR | 831,148 | $13,190 | 0.7% | $13.80 | — | COM | 410123103 |
| VMBS | VANGUARD SCOTTSDALE FDS | 232,350 | $12,382 | 0.6% | $53.29 | — | MTG-BKD SECS ETF | 92206C771 |
| — | SPROTT FOCUS TR INC | 1,458,941 | $12,095 | 0.6% | $7.01 | — | COM | 85208J109 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 742,971 | $10,959 | 0.5% | $13.23 | — | SH BEN INT | 09248E102 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 722,577 | $10,795 | 0.5% | $13.06 | — | COM | 01864U106 |
| — | EATON VANCE TX ADV GLBL DIV | 506,189 | $10,772 | 0.5% | $16.62 | — | COM | 27828S101 |
| SUB | ISHARES TR | 91,500 | $9,843 | 0.5% | $107.82 | — | SHRT NAT MUN ETF | 464288158 |
| — | MFS INTER INCOME TR | 2,699,259 | $9,771 | 0.5% | $3.92 | — | SH BEN INT | 55273C107 |
| — | ROYCE MICRO-CAP TR INC | 784,967 | $8,964 | 0.4% | $7.49 | — | COM | 780915104 |
| — | NUVEEN MULTI-MKT INCOME FD | 1,183,096 | $8,881 | 0.4% | $7.18 | — | COM | 67075J107 |
| — | CENTRAL & EASTERN EUROPE FD | 301,490 | $8,704 | 0.4% | $27.53 | — | COM | 153436100 |
| — | MACQUARIE GLOBAL INFRASTRUCT | 368,977 | $8,601 | 0.4% | $18.88 | — | COM | 55608D101 |
| XXCHNXX | CHINA FD INC | 325,878 | $8,287 | 0.4% | $20.46 | — | COM | 169373107 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 869,039 | $8,230 | 0.4% | $9.10 | — | COM | 09253R105 |
| — | EATON VANCE MUNI INCOME TRUS | 592,010 | $8,187 | 0.4% | $12.11 | — | SH BEN INT | 27826U108 |
| — | VOYA EMERGING MKTS HIGH DIVI | 1,093,974 | $8,084 | 0.4% | $8.61 | — | COM | 92912P108 |
| — | CBRE CLARION GLOBAL REAL EST | 874,004 | $7,307 | 0.4% | $7.46 | — | COM | 12504G100 |
| — | ABERDEEN AUSTRALIA EQUITY FD | 1,181,304 | $6,958 | 0.3% | $5.01 | — | COM | 003011103 |
| — | DTF TAX-FREE INCOME INC | 451,260 | $6,521 | 0.3% | $13.53 | — | COM | 23334J107 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 516,896 | $6,518 | 0.3% | $13.54 | — | COM | 09255K108 |
| — | NEW IRELAND FD INC | 500,191 | $6,162 | 0.3% | $10.25 | — | COM | 645673104 |
| — | BLACKROCK HEALTH SCIENCS TR | 223,667 | $6,035 | 0.3% | $26.30 | — | COM SHS | 09260E105 |
| — | GUGGENHEIM ENHANCED EQT INCM | 597,892 | $5,548 | 0.3% | $7.30 | — | COM | 40167B100 |
| — | CREDIT SUISSE HIGH YIELD BD | 2,230,840 | $5,510 | 0.3% | $2.41 | — | SH BEN INT | 22544F103 |
| — | ROYCE VALUE TR INC | 302,280 | $5,447 | 0.3% | $11.51 | — | COM | 780910105 |
| — | DWS STRATEGIC MUN INCOME TR | 442,901 | $5,443 | 0.3% | $11.28 | — | COM | 23342Q101 |
| — | WESTERN ASSET MUN PARTNERS F | 326,845 | $5,122 | 0.3% | $15.22 | — | COM | 95766P108 |
| — | TEMPLETON GLOBAL INCOME FD | 929,882 | $5,003 | 0.3% | $5.73 | — | COM | 880198106 |
| — | NUVEEN DOW 30 DYNMC OVERWRT | 298,610 | $5,002 | 0.3% | $13.40 | — | SHS | 67075F105 |
| — | FIRST TR MTG INCOME FD | 355,876 | $4,897 | 0.2% | $15.10 | — | COM SHS | 33734E103 |
| XLI | SELECT SECTOR SPDR TR | 49,200 | $4,814 | 0.2% | $97.85 | — | SBI INT-INDS | 81369Y704 |
| — | BLACKROCK ENHANCD CAP & INM | 236,543 | $4,778 | 0.2% | $14.41 | — | COM | 09256A109 |
| — | NUVEEN REAL ESTATE INCOME FD | 447,845 | $4,756 | 0.2% | $8.89 | — | COM | 67071B108 |
| — | BLACKROCK RES & COMMODITIES | 508,777 | $4,543 | 0.2% | $9.91 | — | SHS | 09257A108 |
| — | TEMPLETON DRAGON FD INC | 250,825 | $4,507 | 0.2% | $23.77 | — | COM | 88018T101 |
| — | VOYA GLBL EQTY DIV & PREM OP | 730,843 | $4,312 | 0.2% | $5.23 | — | COM | 92912T100 |
| VTEB | VANGUARD MUN BD FDS | 73,900 | $4,048 | 0.2% | $54.78 | — | TAX EXEMPT BD | 922907746 |
| — | NUVEEN FLOATING RATE INCOME | 371,800 | $3,711 | 0.2% | $8.80 | — | COM SHS | 6706EN100 |
| XLY | SELECT SECTOR SPDR TR | 19,800 | $3,553 | 0.2% | $165.99 | — | SBI CONS DISCR | 81369Y407 |
| — | MORGAN STANLEY INDIA INVT FD | 126,980 | $3,503 | 0.2% | $18.57 | — | COM | 61745C105 |
| — | NUVEEN CORPORATE INCM NOVEME | 356,026 | $3,340 | 0.2% | $9.21 | — | COM | 67077N106 |
| — | MEXICO FD INC | 224,851 | $3,339 | 0.2% | $15.51 | — | COM | 592835102 |
| — | HANCOCK JOHN INVS TR | 175,216 | $3,270 | 0.2% | $15.38 | — | COM | 410142103 |
| — | PGIM SHORT DUR HIG YLD OPP F | 170,372 | $3,198 | 0.2% | $19.67 | — | COM | 69355J104 |
| — | SWISS HELVETIA FD INC | 335,286 | $3,078 | 0.2% | $11.37 | — | COM | 870875101 |
| — | BLACKROCK GLOBAL FLOATING RA | 213,473 | $2,835 | 0.1% | $12.19 | — | COM | 091941104 |
| — | NUVEEN GEORGIA QLTY MUN INC | 203,303 | $2,755 | 0.1% | $11.81 | — | COM | 67072B107 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 181,829 | $2,587 | 0.1% | $11.01 | — | COM | 6706ER101 |
| — | NUVEEN FLOATING RATE INCOME | 249,346 | $2,511 | 0.1% | $8.84 | — | COM | 67072T108 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 223,261 | $2,197 | 0.1% | $6.11 | — | COM SHS BEN IN | 600379101 |
| — | INDIA FD INC | 84,152 | $1,943 | 0.1% | $20.09 | — | COM | 454089103 |
| — | WESTERN ASSET HIGH INCOME OP | 367,361 | $1,907 | 0.1% | $4.95 | — | COM | 95766K109 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 158,774 | $1,896 | 0.1% | $10.21 | — | COM | 27828A100 |
| AGG | ISHARES TR | 15,300 | $1,757 | 0.1% | $113.84 | — | CORE US AGGBD ET | 464287226 |
| XENWX | EATON VANCE NEW YORK MUN BD | 142,159 | $1,744 | 0.1% | $11.36 | — | COM | 27827Y109 |
| — | BLACKROCK SCIENCE & TECHNOLO | 32,500 | $1,695 | 0.1% | $52.15 | — | SHS | 09258G104 |
| — | NUVEEN CALIFORNIA MUNI VLU F | 146,818 | $1,549 | 0.1% | $10.23 | — | COM STK | 67062C107 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 102,057 | $1,482 | 0.1% | $13.13 | — | COM | 09254P108 |
| — | CUSHING MLP & INFRASTRUCT | 42,281 | $1,344 | 0.1% | $31.44 | — | COM NEW | 231631300 |
| — | MFS MUN INCOME TR | 186,044 | $1,300 | 0.1% | $6.18 | — | SH BEN INT | 552738106 |
| — | MFS INVT GRADE MUN TR | 117,035 | $1,170 | 0.1% | $9.08 | — | SH BEN INT | 59318B108 |
| — | NUVEEN INT DUR QUAL MUN TRM | 73,020 | $1,071 | 0.1% | $13.70 | — | COM | 670677103 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 84,714 | $984 | 0.0% | $10.18 | — | COM | 00302M106 |
| — | VOYA GLBL ADV & PREM OPP FD | 98,045 | $972 | 0.0% | $8.48 | — | COM | 92912R104 |
| — | BLACKROCK MUNIHOLDINGS FD IN | 59,289 | $971 | 0.0% | $16.00 | — | COM | 09253N104 |
| — | LMP CAP & INCOME FD INC | 60,323 | $830 | 0.0% | $12.70 | — | COM | 50208A102 |
| — | NUVEEN CORE PLUS IMPACT FUND | 39,600 | $774 | 0.0% | $19.55 | — | COM BEN INT | 67080D103 |
| — | NUVEEN N Y MUN VALUE FD | 41,981 | $421 | 0.0% | $9.94 | — | COM | 67062M105 |
| — | TEKLA LIFE SCIENCES INVS | 10,000 | $208 | 0.0% | $16.83 | — | SH BEN INT | 87911K100 |
| — | NUVEEN TAX-ADVANTAGED DIVID | 12,732 | $202 | 0.0% | $16.10 | — | COM | 67073G105 |
| — | GDL FD | 18,102 | $163 | 0.0% | $8.24 | — | COM SH BEN IT | 361570104 |
| — | INVESCO BD FD | 6,900 | $140 | 0.0% | $20.29 | — | COM | 46132L107 |
| XXINSIXX | INSIGHT SELECT INCOME FD | 3,187 | $67 | 0.0% | $21.02 | — | COM | 45781W109 |