CIK: 0001436866 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 14, 2022
Total Value ($000): $1,880,805 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWJ | ISHARES INC | 3,610,721 | $241,774 | 12.9% | $53.50 | — | MSCI JPN ETF NEW | 46434G822 |
| IEF | ISHARES TR | 1,062,200 | $122,153 | 6.5% | $111.93 | — | BARCLAYS 7 10 YR | 464287440 |
| MBB | ISHARES TR | 1,105,430 | $118,756 | 6.3% | $108.56 | — | MBS ETF | 464288588 |
| EZU | ISHARES INC | 1,890,866 | $92,671 | 4.9% | $37.29 | — | MSCI EURZONE ETF | 464286608 |
| LQD | ISHARES TR | 694,300 | $92,009 | 4.9% | $132.03 | — | IBOXX INV CP ETF | 464287242 |
| GOVT | ISHARES TR | 3,402,675 | $90,783 | 4.8% | $27.28 | — | US TREAS BD ETF | 46429B267 |
| EWL | ISHARES INC | 1,336,308 | $70,464 | 3.7% | $39.05 | — | MSCI SWITZERLAND | 464286749 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 5,396,292 | $55,150 | 2.9% | $8.61 | — | COM SH BEN INT | 00326L100 |
| — | ADAMS DIVERSIFIED EQUITY FD | 2,103,536 | $40,830 | 2.2% | $13.90 | — | COM | 006212104 |
| — | WESTERN AST INFL LKD OPP & I | 2,821,240 | $38,312 | 2.0% | $11.58 | — | COM | 95766R104 |
| — | GENERAL AMERN INVS CO INC | 843,551 | $37,285 | 2.0% | $33.84 | — | COM | 368802104 |
| — | JAPAN SMALLER CAPITALIZATION | 4,658,755 | $36,664 | 1.9% | $9.11 | — | COM | 47109U104 |
| — | BLACKROCK ENHANCED GLOBAL DI | 2,590,104 | $31,547 | 1.7% | $12.62 | — | COM | 092501105 |
| — | DWS MUN INCOME TR | 2,639,972 | $31,204 | 1.7% | $10.97 | — | COM | 233368109 |
| EWA | ISHARES INC | 1,240,398 | $30,799 | 1.6% | $24.43 | — | MSCI AUST ETF | 464286103 |
| — | ABERDEEN EMRG MRKTS EQT INM | 3,550,804 | $28,122 | 1.5% | $6.91 | — | COM | 00301W105 |
| — | NUVEEN CORE PLUS IMPACT FUND | 1,484,761 | $27,171 | 1.4% | $18.33 | — | COM BEN INT | 67080D103 |
| — | BLACKROCK ENHANCED INTL DIV | 4,089,672 | $25,683 | 1.4% | $5.88 | — | COM BENE INTER | 092524107 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 3,141,083 | $25,537 | 1.4% | $7.14 | — | COM | 00306J109 |
| — | MORGAN STANLEY CHINA A SH FD | 1,237,643 | $25,260 | 1.3% | $24.74 | — | COM | 617468103 |
| — | TAIWAN FD INC | 627,196 | $23,564 | 1.3% | $17.74 | — | COM | 874036106 |
| — | WESTERN ASSET DIVERSIFIED IN | 1,277,070 | $23,383 | 1.2% | $18.31 | — | COM SHS BEN INT | 95790K109 |
| SPY | SPDR S&P 500 ETF TR | 43,295 | $20,563 | 1.1% | $275.74 | — | TR UNIT | 78462F103 |
| — | NEW GERMANY FD INC | 1,337,025 | $19,801 | 1.1% | $16.17 | — | COM | 644465106 |
| — | EUROPEAN EQUITY FD INC | 1,875,110 | $19,447 | 1.0% | $7.76 | — | COM | 298768102 |
| — | NUVEEN AMT-FREE MUN VALUE FD | 1,078,078 | $17,875 | 1.0% | $15.90 | — | COM | 670695105 |
| — | TEMPLETON EMERGING MKTS FD | 1,081,503 | $17,347 | 0.9% | $14.64 | — | COM | 880191101 |
| — | VIRTUS DIVIDEND INTEREST & P | 1,053,226 | $16,915 | 0.9% | $13.78 | — | COM | 92840R101 |
| — | KOREA FD INC | 491,702 | $16,904 | 0.9% | $34.56 | — | COM NEW | 500634209 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQUI | 1,262,123 | $16,761 | 0.9% | $12.74 | — | COM SHS | 33740D107 |
| — | CENTRAL SECS CORP | 353,818 | $15,773 | 0.8% | $24.48 | — | COM | 155123102 |
| — | WESTERN ASSET MANAGED MUNS F | 1,199,756 | $15,693 | 0.8% | $12.77 | — | COM | 95766M105 |
| MUB | ISHARES TR | 130,168 | $15,136 | 0.8% | $116.68 | — | NATIONAL MUN ETF | 464288414 |
| — | PGIM SHORT DUR HIG YLD OPP F | 771,784 | $14,224 | 0.8% | $18.70 | — | COM | 69355J104 |
| — | BLACKROCK MUNIYIELD QUALITY | 950,999 | $14,094 | 0.7% | $12.83 | — | COM | 09254E103 |
| — | WESTERN ASSET INTER MUNI FD | 1,403,392 | $13,529 | 0.7% | $8.84 | — | COM | 958435109 |
| XLK | SELECT SECTOR SPDR TR | 77,575 | $13,488 | 0.7% | $106.98 | — | TECHNOLOGY | 81369Y803 |
| — | WESTERN ASSET PREMIER BD FD | 927,817 | $13,296 | 0.7% | $12.96 | — | SHS BEN INT | 957664105 |
| — | HANCOCK JOHN INCOME SECS TR | 786,497 | $12,120 | 0.6% | $13.80 | — | COM | 410123103 |
| — | BLACKROCK SCIENCE & TECHNOLO | 226,890 | $11,338 | 0.6% | $50.28 | — | SHS | 09258G104 |
| — | SPROTT FOCUS TR INC | 1,301,931 | $11,197 | 0.6% | $7.01 | — | COM | 85208J109 |
| VMBS | VANGUARD SCOTTSDALE FDS | 203,650 | $10,761 | 0.6% | $53.29 | — | MTG-BKD SECS ETF | 92206C771 |
| — | BLACKROCK SCIENCE & TECHNOLO | 274,447 | $10,687 | 0.6% | $26.91 | — | SHS BEN INT | 09260K101 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 731,571 | $10,644 | 0.6% | $13.23 | — | SH BEN INT | 09248E102 |
| — | ROYCE MICRO-CAP TR INC | 836,317 | $9,659 | 0.5% | $7.74 | — | COM | 780915104 |
| — | NUVEEN MULTI-MKT INCOME FD | 1,179,596 | $8,941 | 0.5% | $7.18 | — | COM | 67075J107 |
| — | DTF TAX-FREE INCOME INC | 610,222 | $8,720 | 0.5% | $13.73 | — | COM | 23334J107 |
| SUB | ISHARES TR | 79,500 | $8,536 | 0.5% | $107.82 | — | SHRT NAT MUN ETF | 464288158 |
| — | MACQUARIE GLOBAL INFRASTRUCT | 349,511 | $8,435 | 0.4% | $18.88 | — | COM | 55608D101 |
| USHY | ISHARES TR | 200,000 | $8,238 | 0.4% | $41.19 | — | BROAD USD HIGH | 46435U853 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 849,439 | $8,129 | 0.4% | $9.10 | — | COM | 09253R105 |
| — | CENTRAL & EASTERN EUROPE FD | 287,979 | $7,600 | 0.4% | $27.53 | — | COM | 153436100 |
| — | EATON VANCE MUNI INCOME TRUS | 544,694 | $7,528 | 0.4% | $12.11 | — | SH BEN INT | 27826U108 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 493,171 | $7,304 | 0.4% | $13.06 | — | COM | 01864U106 |
| — | ABERDEEN AUSTRALIA EQUITY FD | 1,163,468 | $7,039 | 0.4% | $5.01 | — | COM | 003011103 |
| — | VOYA EMERGING MKTS HIGH DIVI | 953,853 | $6,772 | 0.4% | $8.61 | — | COM | 92912P108 |
| XLI | SELECT SECTOR SPDR TR | 62,335 | $6,596 | 0.4% | $99.52 | — | SBI INT-INDS | 81369Y704 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 515,096 | $6,475 | 0.3% | $13.54 | — | COM | 09255K108 |
| — | BLACKROCK HEALTH SCIENCS TR | 237,077 | $6,012 | 0.3% | $26.25 | — | COM SHS | 09260E105 |
| — | NUVEEN REAL ESTATE INCOME FD | 445,713 | $5,714 | 0.3% | $8.89 | — | COM | 67071B108 |
| XXCHNXX | CHINA FD INC | 304,384 | $5,564 | 0.3% | $20.46 | — | COM | 169373107 |
| — | MFS INTER INCOME TR | 1,544,359 | $5,544 | 0.3% | $3.92 | — | SH BEN INT | 55273C107 |
| — | CREDIT SUISSE HIGH YIELD BD | 2,170,040 | $5,360 | 0.3% | $2.41 | — | SH BEN INT | 22544F103 |
| — | NEW IRELAND FD INC | 471,916 | $5,267 | 0.3% | $10.25 | — | COM | 645673104 |
| — | WESTERN ASSET MUN PARTNERS F | 318,161 | $4,951 | 0.3% | $15.22 | — | COM | 95766P108 |
| — | NUVEEN DOW 30 DYNMC OVERWRT | 276,835 | $4,919 | 0.3% | $13.40 | — | SHS | 67075F105 |
| — | DWS STRATEGIC MUN INCOME TR | 403,886 | $4,911 | 0.3% | $11.28 | — | COM | 23342Q101 |
| — | FIRST TR MTG INCOME FD | 355,576 | $4,843 | 0.3% | $15.10 | — | COM SHS | 33734E103 |
| SRLN | SSGA ACTIVE ETF TR | 104,700 | $4,777 | 0.3% | $45.63 | — | BLACKSTONE SENR | 78467V608 |
| VTEB | VANGUARD MUN BD FDS | 83,900 | $4,607 | 0.2% | $54.79 | — | TAX EXEMPT BD | 922907746 |
| — | BLACKROCK ENHANCD CAP & INM | 194,956 | $4,312 | 0.2% | $14.41 | — | COM | 09256A109 |
| — | VOYA GLBL EQTY DIV & PREM OP | 647,158 | $4,019 | 0.2% | $5.23 | — | COM | 92912T100 |
| — | TEMPLETON DRAGON FD INC | 223,925 | $3,807 | 0.2% | $23.77 | — | COM | 88018T101 |
| — | NUVEEN FLOATING RATE INCOME | 364,300 | $3,690 | 0.2% | $8.80 | — | COM SHS | 6706EN100 |
| XMIOX | PIONEER MUN HIGH INCOME OPPO | 188,186 | $3,457 | 0.2% | $18.37 | — | COMMON STOCK | 723760104 |
| — | SWISS HELVETIA FD INC | 330,865 | $3,289 | 0.2% | $11.37 | — | COM | 870875101 |
| — | NEUBERGER BERMAN NEXT GENERA | 183,116 | $3,168 | 0.2% | $17.30 | — | COMMON STOCK | 64133Q108 |
| — | MEXICO FD INC | 194,951 | $3,069 | 0.2% | $15.51 | — | COM | 592835102 |
| — | MORGAN STANLEY INDIA INVT FD | 108,280 | $2,891 | 0.2% | $18.57 | — | COM | 61745C105 |
| — | EATON VANCE TX ADV GLBL DIV | 118,886 | $2,702 | 0.1% | $16.62 | — | COM | 27828S101 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 171,320 | $2,510 | 0.1% | $11.01 | — | COM | 6706ER101 |
| XLY | SELECT SECTOR SPDR TR | 11,300 | $2,310 | 0.1% | $165.99 | — | SBI CONS DISCR | 81369Y407 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 223,261 | $2,304 | 0.1% | $6.11 | — | COM SHS BEN IN | 600379101 |
| — | NUVEEN CALIFORNIA MUNI VLU F | 222,017 | $2,247 | 0.1% | $10.19 | — | COM STK | 67062C107 |
| — | NUVEEN FLOATING RATE INCOME | 208,646 | $2,122 | 0.1% | $8.84 | — | COM | 67072T108 |
| — | BLACKROCK INNOVATION AND GRW | 141,608 | $2,059 | 0.1% | $14.54 | — | SHS BEN INT | 09260Q108 |
| — | NUVEEN GEORGIA QLTY MUN INC | 139,975 | $1,929 | 0.1% | $11.81 | — | COM | 67072B107 |
| — | WESTERN ASSET HIGH INCOME OP | 359,861 | $1,871 | 0.1% | $4.95 | — | COM | 95766K109 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 158,774 | $1,842 | 0.1% | $10.21 | — | COM | 27828A100 |
| — | CBRE GBL REAL ESTATE INC FD | 179,327 | $1,756 | 0.1% | $7.46 | — | COM | 12504G100 |
| XENWX | EATON VANCE NEW YORK MUN BD | 141,859 | $1,724 | 0.1% | $11.36 | — | COM | 27827Y109 |
| — | BLACKROCK CAP ALLOCATION TR | 88,300 | $1,717 | 0.1% | $19.45 | — | COM | 09260U109 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 102,057 | $1,517 | 0.1% | $13.13 | — | COM | 09254P108 |
| — | INDIA FD INC | 69,152 | $1,459 | 0.1% | $20.09 | — | COM | 454089103 |
| — | CUSHING MLP & INFRASTRUCT | 42,281 | $1,290 | 0.1% | $31.44 | — | COM NEW | 231631300 |
| — | MFS MUN INCOME TR | 176,205 | $1,233 | 0.1% | $6.18 | — | SH BEN INT | 552738106 |
| — | ROYCE VALUE TR INC | 56,301 | $1,103 | 0.1% | $11.51 | — | COM | 780910105 |
| — | MFS INVT GRADE MUN TR | 106,735 | $1,100 | 0.1% | $9.08 | — | SH BEN INT | 59318B108 |
| — | LMP CAP & INCOME FD INC | 58,623 | $891 | 0.0% | $12.70 | — | COM | 50208A102 |
| — | COHEN & STEERS TAX ADVAN PFD | 32,000 | $770 | 0.0% | $24.06 | — | COM | 19249X108 |
| — | BLACKROCK ESG CAP ALLC TR | 37,899 | $707 | 0.0% | $18.65 | — | SHS BEN INT | 09262F100 |
| — | VIRTUS ALLIANZGI CONVERTIBLE | 88,301 | $450 | 0.0% | $5.10 | — | COM | 92838U108 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 36,837 | $445 | 0.0% | $10.18 | — | COM | 00302M106 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 27,700 | $339 | 0.0% | $12.24 | — | COM SHS | 723763108 |
| — | THORNBURG INCM BUILDER OPP T | 16,254 | $303 | 0.0% | $18.64 | — | COM | 885213108 |
| — | NUVEEN N Y MUN VALUE FD | 28,545 | $281 | 0.0% | $9.94 | — | COM | 67062M105 |
| — | INVESCO BD FD | 11,000 | $219 | 0.0% | $20.15 | — | COM | 46132L107 |
| EEM | ISHARES TR | 4,000 | $195 | 0.0% | $48.75 | — | MSCI EMG MKT ETF | 464287234 |
| — | GUGGENHEIM STRATEGIC OPPORTU | 9,467 | $173 | 0.0% | $18.27 | — | COM SBI | 40167F101 |
| AGG | ISHARES TR | 1,400 | $160 | 0.0% | $113.84 | — | CORE US AGGBD ET | 464287226 |
| — | NUVEEN SELECT TAX-FREE INCOM | 9,700 | $155 | 0.0% | $15.98 | — | SH BEN INT | 67062F100 |
| — | NUVEEN MUN VALUE FD INC | 6,300 | $65 | 0.0% | $10.32 | — | COM | 670928100 |