CIK: 0001086416 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value ($000): $242,501 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 62,500 | $26,718 | 11.0% | — | — | Put | 78462F103 |
| IWM | ISHARES TR | 150,000 | $26,511 | 10.9% | — | — | Call | 464287655 |
| QQQ | INVESCO QQQ TR | 50,000 | $17,914 | 7.4% | $358.27 | — | Put | 46090E103 |
| GRPN | GROUPON INC | 850,000 | $13,022 | 5.4% | $4.43 | +120.0% | Call | 399473206 |
| ESI | ELEMENT SOLUTIONS INC | 575,000 | $11,276 | 4.6% | $15.70 | +22.5% | COM | 28618M106 |
| APO | APOLLO GLOBAL MGMT INC | 125,000 | $11,220 | 4.6% | $61.02 | +32.8% | Call | 03769M106 |
| SPY | SPDR S&P 500 ETF TR | 25,000 | $10,687 | 4.4% | — | — | Call | 78462F103 |
| — | SOHO HOUSE & CO INC | 1,500,000 | $10,395 | 4.3% | $7.62 | — | COM CL A | 586001109 |
| QQQ | INVESCO QQQ TR | 25,000 | $8,957 | 3.7% | $358.27 | — | Call | 46090E103 |
| APO | APOLLO GLOBAL MGMT INC | 75,000 | $6,732 | 2.8% | $61.02 | +32.8% | COM | 03769M106 |
| APO | APOLLO GLOBAL MGMT INC | 75,000 | $6,732 | 2.8% | $61.02 | +32.8% | Put | 03769M106 |
| TDS | TELEPHONE & DATA SYS INC | 250,000 | $4,578 | 1.9% | $14.44 | 0.0% | Call | 879433829 |
| QQQ | INVESCO QQQ TR | 12,500 | $4,478 | 1.8% | $358.27 | — | UNIT SER 1 | 46090E103 |
| TLT | ISHARES TR | 50,000 | $4,435 | 1.8% | — | — | Call | 464287432 |
| DBI | DESIGNER BRANDS INC | 350,000 | $4,431 | 1.8% | $9.80 | 0.0% | Call | 250565108 |
| DIS | DISNEY WALT CO | 50,000 | $4,053 | 1.7% | — | — | Call | 254687106 |
| MSFT | MICROSOFT CORP | 12,500 | $3,947 | 1.6% | — | — | Call | 594918104 |
| SCM | STELLUS CAP INVT CORP | 268,444 | $3,651 | 1.5% | $14.33 | 0.0% | COM | 858568108 |
| — | WHOLE EARTH BRANDS INC | 1,013,338 | $3,648 | 1.5% | $3.11 | — | COM CL A | 96684W100 |
| PRKS | SEAWORLD ENTMT INC | 75,000 | $3,469 | 1.4% | $50.83 | 0.0% | Call | 81282V100 |
| GOOG | ALPHABET INC | 25,000 | $3,296 | 1.4% | $129.05 | 0.0% | Call | 02079K107 |
| GOOG | ALPHABET INC | 25,000 | $3,296 | 1.4% | $129.05 | 0.0% | CAP STK CL C | 02079K107 |
| GRPN | GROUPON INC | 200,000 | $3,064 | 1.3% | $4.43 | +120.0% | COM NEW | 399473206 |
| XLU | SELECT SECTOR SPDR TR | 50,000 | $2,947 | 1.2% | — | — | Call | 81369Y886 |
| SAR | SARATOGA INVT CORP | 113,700 | $2,922 | 1.2% | $26.28 | 0.0% | COM NEW | 80349A208 |
| STNG | SCORPIO TANKERS INC | 50,000 | $2,706 | 1.1% | $50.67 | — | SHS | Y7542C130 |
| — | GLADSTONE CAPITAL CORP | 232,076 | $2,237 | 0.9% | $9.64 | — | COM | 376535100 |
| BABA | ALIBABA GROUP HLDG LTD | 25,000 | $2,169 | 0.9% | $94.46 | — | SPONSORED ADS | 01609W102 |
| NMRA | NEUMORA THERAPEUTICS INC | 150,000 | $2,117 | 0.9% | $12.87 | 0.0% | COM | 640979100 |
| MSOS | ADVISORSHARES TR | 250,000 | $1,985 | 0.8% | $6.84 | — | PURE US CANNABIS | 00768Y453 |
| ESI | ELEMENT SOLUTIONS INC | 100,000 | $1,961 | 0.8% | $15.70 | +22.5% | Call | 28618M106 |
| COIN | COINBASE GLOBAL INC | 25,000 | $1,877 | 0.8% | — | — | Call | 19260Q107 |
| TDS | TELEPHONE & DATA SYS INC | 100,000 | $1,831 | 0.8% | $14.44 | 0.0% | COM NEW | 879433829 |
| CSTM | CONSTELLIUM SE | 98,800 | $1,798 | 0.7% | $17.64 | 0.0% | CL A SHS | F21107101 |
| AEO | AMERICAN EAGLE OUTFITTERS IN | 100,000 | $1,661 | 0.7% | — | — | Call | 02553E106 |
| GRPN | GROUPON INC | 100,000 | $1,532 | 0.6% | $4.43 | +120.0% | Put | 399473206 |
| EHAB | ENHABIT INC | 125,000 | $1,406 | 0.6% | $12.59 | 0.0% | COM | 29332G102 |
| — | SOHO HOUSE & CO INC | 200,000 | $1,386 | 0.6% | $7.62 | — | Call | 586001109 |
| DBI | DESIGNER BRANDS INC | 100,000 | $1,266 | 0.5% | $9.80 | 0.0% | CL A | 250565108 |
| M | MACYS INC | 100,000 | $1,161 | 0.5% | — | — | Call | 55616P104 |
| PRKS | SEAWORLD ENTMT INC | 25,000 | $1,156 | 0.5% | $50.83 | 0.0% | COM | 81282V100 |
| AD | UNITED STATES CELLULAR CORP | 25,000 | $1,074 | 0.4% | — | — | Put | 911684108 |
| CVNA | CARVANA CO | 25,000 | $1,050 | 0.4% | $43.01 | 0.0% | CL A | 146869102 |
| CVNA | CARVANA CO | 25,000 | $1,050 | 0.4% | $43.01 | 0.0% | Put | 146869102 |
| CVNA | CARVANA CO | 25,000 | $1,050 | 0.4% | $43.01 | 0.0% | Call | 146869102 |
| NRGV | ENERGY VAULT HOLDINGS INC | 375,000 | $956 | 0.4% | $3.41 | -12.3% | Call | 29280W109 |
| INOD | INNODATA | 100,000 | $853 | 0.4% | — | — | Call | 457642205 |
| OBE | OBSIDIAN ENERGY LTD | 100,000 | $822 | 0.3% | $6.42 | +9.0% | COM | 674482203 |
| FPH | FIVE POINT HOLDINGS LLC | 250,000 | $743 | 0.3% | $7.49 | -58.5% | COM CL A | 33833Q106 |
| NRGV | ENERGY VAULT HOLDINGS INC | 250,000 | $638 | 0.3% | $3.41 | -12.3% | COM | 29280W109 |
| — | WHOLE EARTH BRANDS INC | 175,000 | $630 | 0.3% | $3.11 | — | Call | 96684W100 |
| — | AEVA TECHNOLOGIES INC | 764,969 | $585 | 0.2% | $0.76 | — | COM | 00835Q103 |
| WABC | WESTAMERICA BANCORPORATION | 10,000 | $433 | 0.2% | $40.65 | 0.0% | COM | 957090103 |
| — | CLENE INC | 750,000 | $372 | 0.2% | $0.75 | — | COMMON STOCK | 185634102 |
| — | JASPER THERAPEUTICS INC | 508,045 | $356 | 0.1% | $0.70 | — | COM | 471871103 |
| AAOI | APPLIED OPTOELECTRONICS INC | 28,901 | $317 | 0.1% | $10.61 | 0.0% | COM | 03823U102 |
| EHAB | ENHABIT INC | 25,000 | $281 | 0.1% | $12.59 | 0.0% | Call | 29332G102 |
| — | WILLIAM PENN BANCORPORATION | 21,519 | $269 | 0.1% | $12.48 | — | COM | 96927A105 |
| VAXX | VAXXINITY INC | 150,000 | $206 | 0.1% | $10.34 | -79.0% | COM CL A | 92244V104 |
| — | HELIOGEN INC | 17,857 | $67 | 0.0% | $4.63 | — | COMMON STOCK | 42329E105 |
| ALDX | ALDDERYA THERAPEUTICS INC | 10,000 | $67 | 0.0% | $7.42 | 0.0% | COM | 01438T106 |
| — | MOMENTUS INC | 30,000 | $60 | 0.0% | $2.00 | — | CL A NEW | 60879E200 |