Sio Capital Management, LLC Hedge Fund

CIK: 0001482416 · Show all filings

Period: Q4 2014 (Next →)

Filing Date: Feb 17, 2015

Total Value ($000): $127,277 (100.0% shares, 0.0% debt)

Holdings (30)

— QUOTIENT LTD 17.2%

Value ($000) $21,831 Shares 1,212,850 Est. Cost $18.00 Unrealized —

SNY SANOFI-ADR 9.3%

Value ($000) $11,836 Shares 259,500 Est. Cost $45.61 Unrealized —

— GLAXOSMITHKLINE PLC-SPON ADR 7.1%

Value ($000) $8,991 Shares 210,371 Est. Cost $42.74 Unrealized —

— COVIDIEN PLC 6.9%

Value ($000) $8,745 Shares 85,500 Est. Cost $102.28 Unrealized —

— ADAMIS PHARMACEUTICALS CORP 5.7%

Value ($000) $7,210 Shares 1,168,566 Est. Cost $6.17 Unrealized —

— ARATANA THERAPEUTICS INC 4.6%

Value ($000) $5,799 Shares 325,420 Est. Cost $17.82 Unrealized —

— ALMOST FAMILY INC 4.5%

Value ($000) $5,669 Shares 195,807 Est. Cost $28.95 Unrealized —

— CAREFUSION CORP 4.2%

Value ($000) $5,317 Shares 89,600 Est. Cost $59.34 Unrealized —

CAH CARDINAL HEALTH INC 3.9%

Value ($000) $5,013 Shares 62,100 Est. Cost $58.13 Unrealized 0.0%

— AGILE THERAPEUTICS INC 3.6%

Value ($000) $4,604 Shares 749,887 Est. Cost $6.14 Unrealized —

— BIODELIVERY SCIENCES INTL 3.5%

Value ($000) $4,472 Shares 372,043 Est. Cost $12.02 Unrealized —

JNJ JOHNSON & JOHNSON 3.3%

Value ($000) $4,183 Shares 40,000 Est. Cost $77.30 Unrealized 0.0%

— PFENEX INC 3.2%

Value ($000) $4,026 Shares 560,765 Est. Cost $7.18 Unrealized —

— BIOSCRIP INC 3.0%

Value ($000) $3,877 Shares 554,621 Est. Cost $6.99 Unrealized —

ADMA ADMA BIOLOGICS INC 2.2%

Value ($000) $2,747 Shares 245,930 Est. Cost $11.55 Unrealized 0.0%

OM2 ORTHOFIX INTERNATIONAL NV 1.8%

Value ($000) $2,345 Shares 78,007 Est. Cost $30.06 Unrealized —

— FORWARD PHARMA A/S-ADR 1.8%

Value ($000) $2,269 Shares 108,915 Est. Cost $20.83 Unrealized —

CNMD CONMED CORP 1.8%

Value ($000) $2,252 Shares 50,100 Est. Cost $36.87 Unrealized 0.0%

ESPR ESPERION THERAPEUTICS INC 1.7%

Value ($000) $2,168 Shares 53,600 Est. Cost $30.61 Unrealized 0.0%

— NANOSPHERE INC 1.7%

Value ($000) $2,112 Shares 5,386,213 Est. Cost $0.39 Unrealized —

SRNE SORRENTO THERAPEUTICS INC 1.5%

Value ($000) $1,860 Shares 184,720 Est. Cost $5.07 Unrealized 0.0%

— SCYNEXIS INC 1.4%

Value ($000) $1,722 Shares 172,581 Est. Cost $9.98 Unrealized —

TGTX TG THERAPEUTICS INC 1.3%

Value ($000) $1,627 Shares 102,700 Est. Cost $13.02 Unrealized 0.0%

MMSI MERIT MEDICAL SYSTEMS INC 1.3%

Value ($000) $1,613 Shares 93,072 Est. Cost $14.79 Unrealized 0.0%

— CYMABAY THERAPEUTICS INC 0.9%

Value ($000) $1,198 Shares 121,900 Est. Cost $9.83 Unrealized —

— CTI BIOPHARMA CORP 0.9%

Value ($000) $1,192 Shares 505,000 Est. Cost $2.36 Unrealized —

— REWALK ROBOTICS LTD 0.9%

Value ($000) $1,127 Shares 59,707 Est. Cost $18.88 Unrealized —

— CELSUS THERAPEUTICS-SPON ADR 0.7%

Value ($000) $881 Shares 183,505 Est. Cost $4.80 Unrealized —

— HARVARD APPARATUS REGENERATI 0.3%

Value ($000) $430 Shares 135,262 Est. Cost $3.18 Unrealized —

— ADVAXIS INC 0.1%

Value ($000) $161 Shares 39,000 Est. Cost $4.13 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	QUOTIENT LTD	1,212,850	$21,831	17.2%	$18.00	—	Common Stock	G73268107
SNY	SANOFI-ADR	259,500	$11,836	9.3%	$45.61	—	ADR	80105N105
—	GLAXOSMITHKLINE PLC-SPON ADR	210,371	$8,991	7.1%	$42.74	—	ADR	37733W105
—	COVIDIEN PLC	85,500	$8,745	6.9%	$102.28	—	Common Stock	G2554F113
—	ADAMIS PHARMACEUTICALS CORP	1,168,566	$7,210	5.7%	$6.17	—	Common Stock	00547W208
—	ARATANA THERAPEUTICS INC	325,420	$5,799	4.6%	$17.82	—	Common Stock	03874P101
—	ALMOST FAMILY INC	195,807	$5,669	4.5%	$28.95	—	Common Stock	020409108
—	CAREFUSION CORP	89,600	$5,317	4.2%	$59.34	—	Common Stock	14170T101
CAH	CARDINAL HEALTH INC	62,100	$5,013	3.9%	$58.13	0.0%	Common Stock	14149Y108
—	AGILE THERAPEUTICS INC	749,887	$4,604	3.6%	$6.14	—	Common Stock	00847L100
—	BIODELIVERY SCIENCES INTL	372,043	$4,472	3.5%	$12.02	—	Common Stock	09060J106
JNJ	JOHNSON & JOHNSON	40,000	$4,183	3.3%	$77.30	0.0%	Common Stock	478160104
—	PFENEX INC	560,765	$4,026	3.2%	$7.18	—	Common Stock	717071104
—	BIOSCRIP INC	554,621	$3,877	3.0%	$6.99	—	Common Stock	09069N108
ADMA	ADMA BIOLOGICS INC	245,930	$2,747	2.2%	$11.55	0.0%	Common Stock	000899104
OM2	ORTHOFIX INTERNATIONAL NV	78,007	$2,345	1.8%	$30.06	—	Common Stock	N6748L102
—	FORWARD PHARMA A/S-ADR	108,915	$2,269	1.8%	$20.83	—	ADR	34986J105
CNMD	CONMED CORP	50,100	$2,252	1.8%	$36.87	0.0%	Common Stock	207410101
ESPR	ESPERION THERAPEUTICS INC	53,600	$2,168	1.7%	$30.61	0.0%	Common Stock	29664W105
—	NANOSPHERE INC	5,386,213	$2,112	1.7%	$0.39	—	Common Stock	63009F105
SRNE	SORRENTO THERAPEUTICS INC	184,720	$1,860	1.5%	$5.07	0.0%	Common Stock	83587F202
—	SCYNEXIS INC	172,581	$1,722	1.4%	$9.98	—	Common Stock	811292101
TGTX	TG THERAPEUTICS INC	102,700	$1,627	1.3%	$13.02	0.0%	Common Stock	88322Q108
MMSI	MERIT MEDICAL SYSTEMS INC	93,072	$1,613	1.3%	$14.79	0.0%	Common Stock	589889104
—	CYMABAY THERAPEUTICS INC	121,900	$1,198	0.9%	$9.83	—	Common Stock	23257D103
—	CTI BIOPHARMA CORP	505,000	$1,192	0.9%	$2.36	—	Common Stock	12648L106
—	REWALK ROBOTICS LTD	59,707	$1,127	0.9%	$18.88	—	Common Stock	M8216Q101
—	CELSUS THERAPEUTICS-SPON ADR	183,505	$881	0.7%	$4.80	—	ADR	15119A202
—	HARVARD APPARATUS REGENERATI	135,262	$430	0.3%	$3.18	—	Common Stock	41690A106
—	ADVAXIS INC	39,000	$161	0.1%	$4.13	—	Warrant	007624208