Location: The Woodlands, TX
CIK: 0001705929 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 3, 2017
Total Value: $338M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VCSH | VANGUARD SCOTTSDALE FDS | 513,768 | $41.1M | 12.2% | $79.99 | $79.87 | +0.3% | SHRT TRM CORP BD | 92206C409 |
| IEMG | ISHARES INC | 401,860 | $22.07M | 6.5% | $54.92 | $48.76 | +10.8% | CORE MSCI EMKT | 46434G103 |
| AGG | ISHARES TR | 185,913 | $20.34M | 6.0% | $109.39 | $109.08 | +0.5% | CORE US AGGBD ET | 464287226 |
| DBJP | DBX ETF TR | 427,851 | $17.45M | 5.2% | $40.78 | $38.47 | +5.4% | XTRAK MSCI JAPN | 233051507 |
| EZU | ISHARES INC | 364,973 | $15.73M | 4.7% | $43.10 | $39.23 | +10.4% | MSCI EURZONE ETF | 464286608 |
| SHYG | ISHARES TR | 293,880 | $13.99M | 4.1% | $47.60 | $47.63 | +0.4% | 0-5YR HI YL CP | 46434V407 |
| HYG | ISHARES TR | 155,141 | $13.71M | 4.1% | $88.40 | $87.63 | +1.3% | IBOXX HI YD ETF | 464288513 |
| EMB | ISHARES TR | 115,486 | $13.37M | 4.0% | $115.76 | $114.06 | +2.1% | JPMORGAN USD EMG | 464288281 |
| PFF | ISHARES TR | 319,389 | $12.25M | 3.6% | $38.36 | $38.54 | +0.7% | S&P US PFD STK | 464288687 |
| IGIB | ISHARES TR | 96,056 | $10.56M | 3.1% | $109.90 * | $54.37 | +1.3% | INTRMD CR BD ETF | 464288638 |
| XLK | SELECT SECTOR SPDR TR | 172,024 | $10.29M | 3.0% | $59.83 * | $27.44 | +7.7% | TECHNOLOGY | 81369Y803 |
| XLF | SELECT SECTOR SPDR TR | 390,857 | $10.27M | 3.0% | $26.29 | $24.39 | +6.0% | SBI INT-FINL | 81369Y605 |
| TIP | ISHARES TR | 90,229 | $10.24M | 3.0% | $113.46 | $113.92 | -0.3% | TIPS BD ETF | 464287176 |
| GLD | SPDR GOLD TRUST | 78,820 | $9.538M | 2.8% | $121.01 | $117.45 | +3.5% | GOLD SHS | 78463V107 |
| — | ALPS ETF TR | 751,017 | $8.573M | 2.5% | $11.42 | $2648.33 | — | ALERIAN MLP | 00162Q866 |
| XLV | SELECT SECTOR SPDR TR | 100,741 | $8.341M | 2.5% | $82.80 | $76.92 | +6.2% | SBI HEALTHCARE | 81369Y209 |
| IJR | ISHARES TR | 85,577 | $6.417M | 1.9% | $74.99 | $69.05 | +7.5% | CORE S&P SCP ETF | 464287804 |
| SPY | SPDR S&P 500 ETF TR | 23,653 | $6.009M | 1.8% | $254.05 | $246.53 | +1.9% | TR UNIT | 78462F103 |
| CWB | SPDR SERIES TRUST | 114,367 | $5.895M | 1.7% | $51.54 | $47.30 | +8.0% | BLMBRG BRC CNVRT | 78464A359 |
| AAXJ | ISHARES TR | 74,135 | $5.45M | 1.6% | $73.51 | $70.99 | +1.7% | MSCI AC ASIA ETF | 464288182 |
| EUFN | ISHARES | 228,187 | $5.305M | 1.6% | $23.25 | $22.87 | +2.7% | MSCI EURO FL ETF | 464289180 |
| VO | VANGUARD INDEX FDS | 31,118 | $4.618M | 1.4% | $148.40 * | $34.61 | +6.2% | MID CAP ETF | 922908629 |
| EWU | ISHARES TR | 130,130 | $4.501M | 1.3% | $34.59 | $33.95 | +2.6% | MSCI UK ETF NEW | 46435G334 |
| XLI | SELECT SECTOR SPDR TR | 51,998 | $3.729M | 1.1% | $71.71 | $68.78 | +3.2% | SBI INT-INDS | 81369Y704 |
| XLY | SELECT SECTOR SPDR TR | 37,417 | $3.435M | 1.0% | $91.80 * | $44.97 | +0.1% | SBI CONS DISCR | 81369Y407 |
| EWI | ISHARES INC | 105,206 | $3.23M | 1.0% | $30.70 * | $25.92 | +21.0% | MSCI ITL ETF NEW | 46434G830 |
| — | CALAMOS CONV & HIGH INCOME F | 255,831 | $3.06M | 0.9% | $11.96 | $5233.84 | — | COM SHS | 12811P108 |
| EWP | ISHARES INC | 93,024 | $3.054M | 0.9% | $32.83 * | $30.30 | +11.3% | MSCI SPAN CP ETF | 464286764 |
| EPP | ISHARES INC | 63,615 | $2.939M | 0.9% | $46.20 | $46.13 | +0.2% | MSCI PAC JP ETF | 464286665 |
| XLE | SELECT SECTOR SPDR TR | 38,260 | $2.601M | 0.8% | $67.98 * | $34.84 | -1.7% | ENERGY | 81369Y506 |
| — | CALAMOS DYNAMIC CONV & INCOM | 120,517 | $2.516M | 0.7% | $20.88 | $20.88 | — | COM | 12811V105 |
| XLP | SELECT SECTOR SPDR TR | 46,015 | $2.481M | 0.7% | $53.92 | $54.32 | -0.6% | SBI CONS STPLS | 81369Y308 |
| — | ING GROEP N V | 19,240 | $1.992M | 0.6% | $103.53 | $997.95 | — | DBCV 6.000%12/3 | 456837AE3 |
| — | POWERSHARES ETF TRUST II | 75,056 | $1.74M | 0.5% | $23.18 | $23248.06 | — | SENIOR LN PORT | 73936Q769 |
| — | POWERSHARES ETF TR II | 61,800 | $1.602M | 0.5% | $25.92 | $9946.00 | — | VAR RATE PFD POR | 73937B597 |
| — | BROOKFIELD REAL ASSETS INCOM | 63,665 | $1.516M | 0.4% | $23.81 | $23.81 | — | SHS BEN INT | 112830104 |
| EWG | ISHARES INC | 46,157 | $1.497M | 0.4% | $32.43 | $27.67 | +17.2% | MSCI GERMANY ETF | 464286806 |
| VGK | VANGUARD INTL EQUITY INDEX F | 25,443 | $1.476M | 0.4% | $58.01 | $49.97 | +16.7% | FTSE EUROPE ETF | 922042874 |
| — | WESTERN ASSET EMRG MKT DEBT | 79,912 | $1.251M | 0.4% | $15.65 | $15.65 | — | COM | 95766A101 |
| REM | ISHARES TR | 26,130 | $1.225M | 0.4% | $46.88 | $46.74 | +0.2% | MTG REL ETF NEW | 46435G342 |
| AMZN | AMAZON COM INC | 1,217 | $1.209M | 0.4% | $993.43 * | $42.29 | +13.7% | COM | 023135106 |
| — | DOUBLELINE INCOME SOLUTIONS | 55,830 | $1.191M | 0.4% | $21.33 | $21.33 | — | COM | 258622109 |
| IVV | ISHARES TR | 4,654 | $1.19M | 0.4% | $255.69 | $236.17 | +7.1% | CORE S&P500 ETF | 464287200 |
| — | FIRST TR HIGH INCOME L/S FD | 68,282 | $1.154M | 0.3% | $16.90 | $16.90 | — | COM | 33738E109 |
| LQD | ISHARES TR | 9,504 | $1.149M | 0.3% | $120.90 | $117.48 | +3.2% | IBOXX INV CP ETF | 464287242 |
| HDV | ISHARES TR | 13,140 | $1.134M | 0.3% | $86.30 * | $16.85 | +2.0% | CORE HIGH DV ETF | 46429B663 |
| USMV | ISHARES TR | 20,885 | $1.06M | 0.3% | $50.75 | $46.82 | +7.5% | MIN VOL USA ETF | 46429B697 |
| EFAV | ISHARES TR | 14,592 | $1.035M | 0.3% | $70.93 | $64.01 | +11.0% | MIN VOL EAFE ETF | 46429B689 |
| — | GUGGENHEIM ENHNCD EQTY INCM | 114,350 | $980K | 0.3% | $8.57 | $8.57 | — | COM | 40167B100 |
| HYEM | VANECK VECTORS ETF TR | 37,784 | $938K | 0.3% | $24.83 | $24.48 | +1.4% | EMERGING MKTS HI | 92189F353 |
| — | MFS MULTIMARKET INCOME TR | 145,810 | $904K | 0.3% | $6.20 | $6.20 | — | SH BEN INT | 552737108 |
| — | EATON VANCE TAX ADVT DIV INC | 37,010 | $822K | 0.2% | $22.21 | $22.21 | — | COM | 27828G107 |
| VYM | VANGUARD WHITEHALL FDS INC | 9,766 | $799K | 0.2% | $81.81 | $79.36 | +2.2% | HIGH DIV YLD | 921946406 |
| IDV | ISHARES TR | 22,500 | $753K | 0.2% | $33.47 | $33.40 | +1.1% | INTL SEL DIV ETF | 464288448 |
| — | TEKLA HEALTHCARE OPPORTUNIT | 38,280 | $720K | 0.2% | $18.81 | $18.81 | — | SHS | 879105104 |
| VNQ | VANGUARD INDEX FDS | 8,605 | $717K | 0.2% | $83.32 | $82.96 | +0.2% | REIT ETF | 922908553 |
| SAN | BANCO SANTANDER SA | 103,496 | $697K | 0.2% | $6.73 * | $6.52 | +6.4% | ADR | 05964H105 |
| KRE | SPDR SERIES TRUST | 11,962 | $680K | 0.2% | $56.85 | $53.90 | +5.3% | S&P REGL BKG | 78464A698 |
| IEFA | ISHARES TR | 9,532 | $610K | 0.2% | $63.99 | $56.22 | +14.2% | CORE MSCI EAFE | 46432F842 |
| C | CITIGROUP INC | 8,000 | $603K | 0.2% | $75.38 * | $44.67 | +24.0% | COM NEW | 172967424 |
| IEF | ISHARES TR | 5,361 | $569K | 0.2% | $106.14 | $105.04 | +1.4% | BARCLAYS 7 10 YR | 464287440 |
| — | VANECK VECTORS ETF TR | 21,466 | $545K | 0.2% | $25.39 | $24.85 | — | OIL SVCS ETF | 92189F718 |
| IBB | ISHARES TR | 1,322 | $448K | 0.1% | $338.88 * | $96.79 | +14.9% | NASDAQ BIOTECH | 464287556 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 6,763 | $403K | 0.1% | $59.59 | $58.43 | +1.7% | GLB EX US ETF | 922042676 |
| — | VANECK VECTORS ETF TR | 20,013 | $379K | 0.1% | $18.94 | $18.94 | — | JP MORGAN MKTS | 92189F494 |
| — | LLOYDS BANKING GROUP PLC | 98,935 | $352K | 0.1% | $3.56 | $1057.50 | — | DBCV 7.500%12/3 | 539439AG4 |
| GLW | CORNING INC | 10,000 | $300K | 0.1% | $30.00 * | $20.97 | +14.0% | COM | 219350105 |
| CXSE | WISDOMTREE TR | 3,490 | $285K | 0.1% | $81.66 * | $36.85 | +6.9% | CHINADIV EX FI | 97717X719 |
| TLT | ISHARES TR | 2,285 | $283K | 0.1% | $123.85 | $125.66 | -0.7% | 20 YR TR BD ETF | 464287432 |
| EWA | ISHARES INC | 12,346 | $274K | 0.1% | $22.19 | $22.49 | -0.2% | MSCI AUST ETF | 464286103 |
| VB | VANGUARD INDEX FDS | 1,792 | $256K | 0.1% | $142.86 | $136.26 | +3.7% | SMALL CP ETF | 922908751 |
| GOOG | ALPHABET INC | 236 | $231K | 0.1% | $978.81 * | $46.23 | +3.0% | CAP STK CL C | 02079K107 |
| CX | CEMEX SAB DE CV | 19,735 | $177K | 0.1% | $8.97 | $8.41 | +8.0% | SPON ADR NEW | 151290889 |