TANG CAPITAL MANAGEMENT LLC Diversified Active

CIK: 0001232621 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $481,665 (100.0% shares, 0.0% debt)

Holdings (20)

HRTX HERON THERAPEUTICS INC 17.5%

Value ($000) $84,527 Shares 7,907,087 Est. Cost $15.91 Unrealized -23.5%

RCKT ROCKET PHARMACEUTICALS INC 15.7%

Value ($000) $75,676 Shares 2,531,800 Est. Cost $16.31 Unrealized +123.2%

ANAB ANAPTYSBIO INC 14.8%

Value ($000) $71,290 Shares 2,628,678 Est. Cost $21.51 Unrealized +18.0%

— ODONATE THERAPEUTICS INC 9.4%

Value ($000) $45,147 Shares 15,514,566 Est. Cost $24.10 Unrealized —

— LA JOLLA PHARMACEUTICAL CO 8.3%

Value ($000) $40,096 Shares 10,049,224 Est. Cost $9.96 Unrealized —

— APTEVO THERAPEUTICS INC 5.6%

Value ($000) $27,174 Shares 1,760,000 Est. Cost $36.65 Unrealized —

— ITEOS THERAPEUTICS INC 5.0%

Value ($000) $24,300 Shares 900,000 Est. Cost $26.67 Unrealized —

CRVS CORVUS PHARMACEUTICALS INC 3.8%

Value ($000) $18,147 Shares 3,749,379 Est. Cost $2.96 Unrealized 0.0%

ALT ALTIMMUNE INC 3.8%

Value ($000) $18,096 Shares 1,600,000 Est. Cost $12.90 Unrealized -5.7%

— VINCERX PHARMA INC 3.5%

Value ($000) $16,665 Shares 1,030,634 Est. Cost $16.05 Unrealized —

CHRS COHERUS BIOSCIENCES INC 2.2%

Value ($000) $10,446 Shares 650,000 Est. Cost $17.90 Unrealized -18.1%

ATYR ATYR PHARMA INC 2.1%

Value ($000) $10,110 Shares 1,113,453 Est. Cost $5.98 Unrealized 0.0%

— LEAP THERAPEUTICS INC 2.1%

Value ($000) $10,025 Shares 2,500,000 Est. Cost $4.01 Unrealized —

— CHEMOCENTRYX INC 1.8%

Value ($000) $8,550 Shares 500,000 Est. Cost $13.39 Unrealized —

TNGX TANGO THERAPEUTICS INC 1.3%

Value ($000) $6,061 Shares 468,750 Est. Cost $11.99 Unrealized 0.0%

RVPH REVIVA PHARMACEUTCLS HLDGS I 1.0%

Value ($000) $4,884 Shares 1,200,000 Est. Cost $5.04 Unrealized -21.7%

EQ EQUILLIUM INC 0.8%

Value ($000) $4,092 Shares 600,000 Est. Cost $5.23 Unrealized +12.8%

RLMD RELMADA THERAPEUTICS INC 0.5%

Value ($000) $2,621 Shares 100,000 Est. Cost $28.22 Unrealized -5.1%

— NEXTCURE INC 0.4%

Value ($000) $2,022 Shares 300,000 Est. Cost $8.03 Unrealized —

— ASLAN PHARMACEUTICALS LTD 0.4%

Value ($000) $1,736 Shares 975,305 Est. Cost $1.78 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
HRTX	HERON THERAPEUTICS INC	7,907,087	$84,527	17.5%	$15.91	-23.5%	COM	427746102
RCKT	ROCKET PHARMACEUTICALS INC	2,531,800	$75,676	15.7%	$16.31	+123.2%	COM	77313F106
ANAB	ANAPTYSBIO INC	2,628,678	$71,290	14.8%	$21.51	+18.0%	COM	032724106
—	ODONATE THERAPEUTICS INC	15,514,566	$45,147	9.4%	$24.10	—	COM	676079106
—	LA JOLLA PHARMACEUTICAL CO	10,049,224	$40,096	8.3%	$9.96	—	COM	503459604
—	APTEVO THERAPEUTICS INC	1,760,000	$27,174	5.6%	$36.65	—	COM NEW	03835L207
—	ITEOS THERAPEUTICS INC	900,000	$24,300	5.0%	$26.67	—	COM	46565G104
CRVS	CORVUS PHARMACEUTICALS INC	3,749,379	$18,147	3.8%	$2.96	0.0%	COM	221015100
ALT	ALTIMMUNE INC	1,600,000	$18,096	3.8%	$12.90	-5.7%	COM NEW	02155H200
—	VINCERX PHARMA INC	1,030,634	$16,665	3.5%	$16.05	—	COM NEW	92731L106
CHRS	COHERUS BIOSCIENCES INC	650,000	$10,446	2.2%	$17.90	-18.1%	COM	19249H103
ATYR	ATYR PHARMA INC	1,113,453	$10,110	2.1%	$5.98	0.0%	COM NEW	002120202
—	LEAP THERAPEUTICS INC	2,500,000	$10,025	2.1%	$4.01	—	COM	52187K101
—	CHEMOCENTRYX INC	500,000	$8,550	1.8%	$13.39	—	COM	16383L106
TNGX	TANGO THERAPEUTICS INC	468,750	$6,061	1.3%	$11.99	0.0%	COM	87583X109
RVPH	REVIVA PHARMACEUTCLS HLDGS I	1,200,000	$4,884	1.0%	$5.04	-21.7%	COM	76152G100
EQ	EQUILLIUM INC	600,000	$4,092	0.8%	$5.23	+12.8%	COM	29446K106
RLMD	RELMADA THERAPEUTICS INC	100,000	$2,621	0.5%	$28.22	-5.1%	COM	75955J402
—	NEXTCURE INC	300,000	$2,022	0.4%	$8.03	—	COM	65343E108
—	ASLAN PHARMACEUTICALS LTD	975,305	$1,736	0.4%	$1.78	—	ADS	04522R101